13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-22, with 2,200 holding rows worth $4,985,680,000.
- Accession
- 0001580642-19-002025
- Filer
- CIK 1535847
- Filed
- 2019-04-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 2,233 entries on the cover page, a total value of $4,985,680,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,985,680,000 with VALUE read as thousands by filing date, 13F file number 028-15648. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 500 | $34,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,815 | $34,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 407 | $34,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 560 | $34,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 8,846 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 654 | $34,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 1,547 | $34,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 556 | $34,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 410 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,224 | $34,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 824 | $33,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 245 | $33,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,254 | $33,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 3,071 | $33,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 2,642 | $33,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 183 | $33,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 198 | $33,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,642 | $33,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,326 | $33,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 823 | $32,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 406 | $32,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 543 | $32,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 500 | $32,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 839 | $32,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 1,019 | $32,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 424 | $31,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 409 | $31,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 255 | $31,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 488 | $31,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 224 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,371 | $31,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 102 | $31,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 2,700 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347B235 | PSHS SHORT DOW30 | 562 | $31,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 1,175 | $31,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 161 | $30,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 342 | $30,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 340 | $30,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 86 | $30,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 3,947 | $30,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 2,775 | $30,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 438 | $30,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 4,348 | $30,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,738 | $30,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 141 | $30,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 411 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 600 | $30,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 842 | $29,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 245 | $29,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 410 | $29,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 287 | $29,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,938 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 813 | $29,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 477 | $29,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 102 | $29,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,000 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 457 | $29,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 10,000 | $29,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 193 | $28,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 448 | $28,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 336 | $28,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 1,052 | $28,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 728 | $28,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 516 | $28,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 527 | $28,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,045 | $28,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 656 | $28,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 636 | $28,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 221 | $28,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 900 | $28,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,062 | $27,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 285 | $27,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 6,274 | $27,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 175 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,009 | $27,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,000 | $27,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 100 | $27,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 1,715 | $27,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 288 | $26,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,037 | $26,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 443 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 525 | $26,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 293 | $25,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 162 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 200 | $25,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 737 | $25,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 1,525 | $25,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,070 | $25,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 408 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 564 | $25,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 935 | $25,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 433 | $25,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 250 | $25,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,159 | $25,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 6,931 | $25,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 800 | $25,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,000 | $24,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 218 | $24,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 379 | $24,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 361 | $24,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 450 | $24,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 320 | $24,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 109 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 300 | $24,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,500 | $24,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 547 | $24,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 596 | $24,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 896 | $23,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 253 | $23,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 250 | $23,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 186 | $23,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 198 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 1,074 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 761 | $23,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 2,094 | $23,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 1,068 | $23,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 250 | $23,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 489 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 937 | $23,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 111 | $23,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 550 | $23,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,333 | $23,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 264 | $22,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 215 | $22,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 363 | $22,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 182 | $22,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 300 | $22,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,207 | $22,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 498 | $22,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 205 | $22,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 405 | $22,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 3,130 | $22,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 605 | $22,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,207 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 971 | $22,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,467 | $22,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 1,072 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 750 | $22,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5,705 | $22,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 9,000 | $22,000 | thousands by filing date | principal |
| VANGUARD MALVERN FDS | 922020805 | SHS | 429 | $21,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 152 | $21,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 237 | $21,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 248 | $21,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 521 | $21,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 300 | $21,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 346 | $21,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 868 | $21,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,500 | $21,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,433 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 420 | $21,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 200 | $21,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 264 | $21,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746Q256 | ENHANCED EURP C | 229 | $21,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 223 | $20,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 110 | $20,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 42 | $20,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 100 | $20,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 66 | $20,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 394 | $20,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 574 | $20,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 169 | $20,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 500 | $20,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 398 | $20,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 2,000 | $20,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 622 | $20,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 879 | $20,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 15,200 | $20,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 2,547 | $20,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,078 | $19,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 342 | $19,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 105 | $19,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 128 | $19,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 337 | $19,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 325 | $19,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 428 | $19,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 875 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 328 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 311 | $19,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 4,716 | $19,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 417 | $19,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,530 | $19,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 259 | $19,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,500 | $19,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 6,000 | $18,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 182 | $18,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 188 | $18,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 155 | $18,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 137 | $18,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,173 | $18,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 428 | $18,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 40 | $18,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 68 | $18,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 466 | $18,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 841 | $18,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 345 | $18,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 404 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 731 | $18,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 306 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 858 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 300 | $18,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 912 | $18,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 661 | $17,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 5,000 | $17,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 125 | $17,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 82 | $17,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 615 | $17,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 690 | $17,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 300 | $17,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 265 | $17,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 478 | $17,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 242 | $17,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 183 | $17,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,544 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 794 | $17,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 428 | $17,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,000 | $17,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 267 | $17,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 1,347 | $17,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 15,000 | $17,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,000 | $17,000 | thousands by filing date | principal |
| SYNCHRONYFINL | 87165B103 | STOK | 499 | $16,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 400 | $16,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 372 | $16,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 432 | $16,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 215 | $16,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 8,316 | $16,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 650 | $16,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 525 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 448 | $16,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 126 | $16,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 478 | $16,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 1,113 | $16,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 349 | $16,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 275 | $15,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 108 | $15,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 714 | $15,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 227 | $15,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 327 | $15,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 101 | $15,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 101 | $15,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 491 | $15,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 119 | $15,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 309 | $15,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 827 | $15,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 205 | $15,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 830 | $15,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 261 | $15,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 111 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 148 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 116 | $15,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2,359 | $15,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 696 | $15,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $15,000 | thousands by filing date | principal |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 258 | $14,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 323 | $14,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 109 | $14,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 182 | $14,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 300 | $14,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 703 | $14,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 174 | $14,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 124 | $14,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 755 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 192 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 221 | $14,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 437 | $14,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 56 | $14,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 350 | $14,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 480 | $14,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 871 | $14,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 579 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 84 | $14,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 229 | $14,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 3,000 | $14,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 1,010 | $14,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 549 | $14,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 3,583 | $14,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 120 | $14,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 161 | $14,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 15,000 | $14,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H666 | FRMLAFOLIOS TATL | 565 | $14,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 73 | $13,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 243 | $13,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 200 | $13,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 174 | $13,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 273 | $13,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 700 | $13,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,006 | $13,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 189 | $13,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 817 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 242 | $13,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 321 | $13,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 286 | $13,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 699 | $13,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 965 | $13,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,214 | $13,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 265 | $13,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 174 | $13,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 936 | $13,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 500 | $13,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 520 | $13,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,795 | $13,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 505 | $12,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 132 | $12,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 175 | $12,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 227 | $12,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,275 | $12,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 253 | $12,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 330 | $12,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 112 | $12,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 134 | $12,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 48 | $12,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 51 | $12,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 256 | $12,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 205 | $12,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 300 | $12,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 120 | $12,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 405 | $12,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 787 | $12,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 566 | $12,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,000 | $12,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 300 | $12,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 379 | $12,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 141 | $12,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 460 | $12,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 498 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 119 | $12,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,152 | $12,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,500 | $12,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H674 | FORMULA FOLIOS | 456 | $12,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 10,000 | $12,000 | thousands by filing date | principal |
| SENESTECH INC | 81720R109 | COM | 10,000 | $12,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 153 | $11,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 297 | $11,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 84 | $11,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 255 | $11,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 146 | $11,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 262 | $11,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 133 | $11,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,326 | $11,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 86 | $11,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 200 | $11,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 386 | $11,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 143 | $11,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 530 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 100 | $11,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 202 | $11,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 166 | $11,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,121 | $11,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 79 | $11,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 185 | $11,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 200 | $11,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 133 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 220 | $11,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 462 | $11,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 162 | $11,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,000 | $11,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 5,000 | $11,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 1,000 | $11,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 230 | $10,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 523 | $10,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 114 | $10,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 217 | $10,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 550 | $10,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 125 | $10,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 146 | $10,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,058 | $10,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 221 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 200 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 359 | $10,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,800 | $10,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 221 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 103 | $10,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 189 | $10,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 255 | $10,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 301 | $10,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 115 | $10,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 364 | $10,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 52 | $10,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 500 | $10,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,500 | $10,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 279 | $10,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 441 | $10,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 200 | $10,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 725 | $10,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 474 | $10,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 215 | $10,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 390 | $10,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 380 | $10,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 283 | $9,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 309 | $9,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 92 | $9,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 132 | $9,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 200 | $9,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 173 | $9,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 97 | $9,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 22 | $9,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 140 | $9,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 56 | $9,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 276 | $9,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 212 | $9,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 989 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 265 | $9,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 536 | $9,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 174 | $9,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 120 | $9,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 103 | $9,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 129 | $9,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 505 | $9,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 850 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 232 | $9,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 353 | $9,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 359 | $9,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 131 | $8,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 68 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 361 | $8,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 207 | $8,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,000 | $8,000 | thousands by filing date | put |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 45 | $8,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 82 | $8,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,025 | $8,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 106 | $8,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 166 | $8,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 400 | $8,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 729 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 167 | $8,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 200 | $8,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 141 | $8,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 583 | $8,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,417 | $8,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,270 | $8,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 162 | $8,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 561 | $8,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 72 | $8,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 73 | $8,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 74 | $8,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 290 | $8,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 62 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 356 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 343 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 140 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 264 | $8,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 329 | $8,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 286 | $8,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 300 | $8,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 116 | $7,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 115 | $7,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 317 | $7,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 300 | $7,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 93 | $7,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 366 | $7,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 52 | $7,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 150 | $7,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 125 | $7,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 88 | $7,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 69 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 45 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 122 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 148 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 200 | $7,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 151 | $7,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 508 | $7,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 476 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 200 | $7,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 171 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 203 | $7,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 107 | $7,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 86 | $7,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 642 | $7,000 | thousands by filing date | |
| INVESCO INTERNATIONAL CORPORAT | 46138E636 | INTL CORP BD | 280 | $7,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 875 | $7,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 474 | $7,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 305 | $7,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 569 | $7,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 194 | $7,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 104 | $7,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 91 | $7,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 234 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 251 | $7,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 1,000 | $7,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 270 | $7,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 151 | $7,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,530 | $7,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 243 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 30 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 72 | $6,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 49 | $6,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,000 | $6,000 | thousands by filing date | put |
| PACKAGING CORP AMER COM | 695156109 | Stock | 57 | $6,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 47 | $6,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 13 | $6,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 45 | $6,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 100 | $6,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 98 | $6,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 67 | $6,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 150 | $6,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 548 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-19-002025 | this filing | 2019-04-22 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001535847-21-000003 | base | 2021-09-02 | acceptance time not in the bulk data set |