13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-08, with 664 holding rows worth $702,661,000.
- Accession
- 0001580642-19-000709
- Filer
- CIK 1464811
- Filed
- 2019-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,132 entries on the cover page, a total value of $702,661,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $702,661,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerForward Uniplan Advisors
- included managerBrandes
- included managerMiller/Howard
- included managerManulife
- included managerNavellier & Associates Inc.
- included managerLoomis
- included managerZacks Investment Mgt
- included managerPMC Sigma Mutual Fund Solutions
- included managerInvesco A.I.
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerICM
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerRisk Paradigm Group
- included managerAstor
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerCLS Investments
- included managerSymmetry Partners
- included managerPMC ETF Solutions
- included managerS&P
- included managerHahn Capital Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUN CMNTYS INC COM | 866674104 | REIT | 2,438 | $249,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,945 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 21,561 | $249,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 9,409 | $247,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 14,681 | $247,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,266 | $246,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,968 | $246,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 8,224 | $243,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 82,325 | $243,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,864 | $242,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,816 | $241,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,191 | $241,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 24,540 | $241,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,865 | $240,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 4,525 | $240,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,550 | $239,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,064 | $239,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 4,738 | $239,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,195 | $238,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 25,336 | $238,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,110 | $237,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 33,500 | $237,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,795 | $236,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,297 | $236,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 5,343 | $235,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 5,348 | $235,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 8,498 | $234,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 2,590 | $234,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 30,116 | $234,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 95 | $232,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,217 | $232,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 22,700 | $232,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 5,262 | $232,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,343 | $230,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 5,776 | $229,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 17,743 | $229,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,568 | $229,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,519 | $228,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,665 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,870 | $226,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,180 | $225,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3,397 | $225,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,505 | $225,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,010 | $225,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 15,074 | $225,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 10,831 | $225,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,421 | $224,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 9,735 | $223,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 12,403 | $222,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,816 | $221,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 18,464 | $221,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,343 | $221,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 13,640 | $220,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,785 | $220,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,488 | $219,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 6,043 | $219,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 8,900 | $219,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,866 | $218,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 1,648 | $218,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 39,486 | $218,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 6,365 | $218,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,202 | $216,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,413 | $215,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,433 | $215,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,275 | $215,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 13,372 | $215,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 798 | $214,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,677 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 9,877 | $212,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 9,415 | $209,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,171 | $208,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,637 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 5,622 | $208,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 23,336 | $208,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 14,504 | $207,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,827 | $204,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 1,436 | $203,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 16,114 | $200,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 10,550 | $199,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 16,470 | $198,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,075 | $197,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 120,219 | $193,000 | thousands by filing date | |
| OFS CREDIT COMPANY INC | 67111Q107 | COM | 12,000 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 13,994 | $182,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 12,133 | $178,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 18,815 | $177,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 30,998 | $175,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,134 | $170,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 15,180 | $170,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 22,878 | $168,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 67,300 | $168,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,443 | $166,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 12,879 | $165,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 17,091 | $161,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 42,168 | $157,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 10,789 | $157,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 24,658 | $156,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,330 | $153,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 30,713 | $153,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 13,923 | $152,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,313 | $148,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,727 | $146,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11,971 | $144,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 16,796 | $137,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 15,940 | $133,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,510 | $131,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,626 | $131,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,337 | $128,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 11,250 | $126,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 122,630 | $126,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 18,603 | $120,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 11,410 | $119,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,588 | $117,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 23,088 | $116,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 14,800 | $114,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 17,276 | $113,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 11,842 | $110,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 227,341 | $110,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 18,865 | $104,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,757 | $99,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,678 | $94,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 16,074 | $91,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,741 | $89,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 11,264 | $85,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 16,689 | $83,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,057 | $76,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 15,800 | $76,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 24,801 | $75,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 90,235 | $72,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,077 | $71,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,955 | $67,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 13,000 | $67,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 10,300 | $66,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 10,160 | $65,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 24,800 | $65,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 24,780 | $63,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 12,190 | $61,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,600 | $60,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,344 | $59,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 13,900 | $58,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,573 | $56,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 77,000 | $55,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 10,955 | $55,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 23,210 | $53,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 23,628 | $50,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,726 | $46,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 13,350 | $45,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 20,290 | $45,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 32,625 | $45,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 100,000 | $42,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 47,667 | $41,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 24,890 | $40,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 18,000 | $39,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 15,285 | $39,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 17,881 | $38,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 23,200 | $35,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,129 | $23,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 15,750 | $20,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $20,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,700 | $18,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 17,573 | $8,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 13,510 | $5,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,400 | $3,000 | thousands by filing date | |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 18,200 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-19-000709 | this filing | 2019-02-08 | acceptance time not in the bulk data set |