13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-29, with 1,941 holding rows worth $3,917,083,000.
- Accession
- 0001580642-18-005059
- Filer
- CIK 1535847
- Filed
- 2018-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,958 entries on the cover page, a total value of $3,917,083,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,917,083,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LUMINEX CORP | 55027E102 | COMMON STOCK | 570 | $17,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 510 | $17,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 3,000 | $17,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 9,000 | $17,000 | thousands by filing date | principal |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 328 | $16,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,500 | $16,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 846 | $16,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 265 | $16,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 202 | $16,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 204 | $16,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 187 | $16,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 159 | $16,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 322 | $16,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 168 | $16,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,000 | $16,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 550 | $16,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 511 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 80 | $16,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 300 | $16,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 369 | $16,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 198 | $16,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 214 | $16,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 104 | $16,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,000 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 334 | $16,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 200 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 372 | $16,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 1,000 | $16,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 109 | $15,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 110 | $15,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 839 | $15,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 90 | $15,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 105 | $15,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 138 | $15,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 285 | $15,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 275 | $15,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 169 | $15,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 196 | $15,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 202 | $15,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 827 | $15,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 161 | $15,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 8,316 | $15,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 776 | $15,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 117 | $15,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 217 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 447 | $15,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,348 | $15,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 96 | $15,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 125 | $15,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 303 | $15,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 375 | $15,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 524 | $15,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 82 | $15,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 10,000 | $15,000 | thousands by filing date | principal |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 101 | $14,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 83 | $14,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 238 | $14,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 853 | $14,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 112 | $14,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 125 | $14,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 38 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 1,090 | $14,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 701 | $14,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 114 | $14,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 200 | $14,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 192 | $14,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 680 | $14,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 153 | $14,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 3,000 | $14,000 | thousands by filing date | principal |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 830 | $14,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 189 | $13,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 102 | $13,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,461 | $13,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 109 | $13,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 127 | $13,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 161 | $13,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 516 | $13,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 254 | $13,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,006 | $13,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 500 | $13,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 490 | $13,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 170 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 62 | $13,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 287 | $13,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 272 | $13,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 205 | $13,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 342 | $13,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 243 | $13,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 245 | $13,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 131 | $13,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 429 | $13,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 185 | $13,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 176 | $13,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 761 | $13,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 90 | $13,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 500 | $13,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 500 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 551 | $13,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 575 | $13,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 161 | $13,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 505 | $12,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 155 | $12,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 84 | $12,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 680 | $12,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 70 | $12,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 1,326 | $12,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 93 | $12,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 316 | $12,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 200 | $12,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 147 | $12,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 51 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 62 | $12,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 278 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 100 | $12,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 787 | $12,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 58 | $12,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 379 | $12,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,000 | $12,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 936 | $12,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,152 | $12,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 288 | $12,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $12,000 | thousands by filing date | principal |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,000 | $12,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 121 | $11,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 118 | $11,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 342 | $11,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 96 | $11,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 200 | $11,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 191 | $11,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 69 | $11,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 850 | $11,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 538 | $11,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 276 | $11,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 464 | $11,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 505 | $11,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 372 | $11,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 213 | $11,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 548 | $11,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 556 | $11,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 574 | $11,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 270 | $11,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 11,000 | $11,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 197 | $10,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 106 | $10,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 68 | $10,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 120 | $10,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 95 | $10,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 68 | $10,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 200 | $10,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 121 | $10,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 229 | $10,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 111 | $10,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,000 | $10,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 275 | $10,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 217 | $10,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 121 | $10,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 224 | $10,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 345 | $10,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 536 | $10,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 202 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 79 | $10,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 470 | $10,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 140 | $10,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 162 | $10,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 250 | $10,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 195 | $10,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 86 | $10,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 702 | $10,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 400 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 240 | $10,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 300 | $10,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 134 | $10,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 885 | $10,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 1,000 | $10,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 390 | $10,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 28 | $9,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 82 | $9,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 21 | $9,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 140 | $9,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 200 | $9,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 215 | $9,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 186 | $9,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 192 | $9,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 86 | $9,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 55 | $9,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 155 | $9,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 215 | $9,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 258 | $9,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 215 | $9,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 40 | $9,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 232 | $9,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 202 | $9,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 108 | $9,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 30 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 168 | $9,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 322 | $9,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 135 | $9,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 329 | $9,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,417 | $9,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 627 | $9,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 76 | $9,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 120 | $9,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 91 | $9,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 123 | $9,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 1,471 | $9,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 337 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 311 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 96 | $9,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 207 | $9,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 359 | $9,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 68 | $8,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 153 | $8,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 155 | $8,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 591 | $8,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 366 | $8,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 100 | $8,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 164 | $8,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 60 | $8,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 117 | $8,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 284 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 259 | $8,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 430 | $8,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 608 | $8,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 186 | $8,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 59 | $8,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 56 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 200 | $8,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 185 | $8,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 141 | $8,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 875 | $8,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 73 | $8,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 224 | $8,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 87 | $8,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 170 | $8,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 222 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 300 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 140 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 256 | $8,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 274 | $8,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 5,000 | $8,000 | thousands by filing date | principal |
| Analog Devices,Inc. | 032654105 | COM | 71 | $7,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 35 | $7,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 200 | $7,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 164 | $7,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 65 | $7,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 54 | $7,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 90 | $7,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 200 | $7,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 300 | $7,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 57 | $7,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 82 | $7,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 75 | $7,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 186 | $7,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 101 | $7,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 18 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 200 | $7,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 508 | $7,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 250 | $7,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 135 | $7,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 45 | $7,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 83 | $7,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 92 | $7,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 150 | $7,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 158 | $7,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 400 | $7,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 100 | $7,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 140 | $7,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 104 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 120 | $7,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 197 | $7,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 104 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 308 | $7,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,404 | $7,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 1,085 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 41 | $7,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 120 | $7,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 10,000 | $7,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 243 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 30 | $6,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 132 | $6,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 36 | $6,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 169 | $6,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 47 | $6,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 37 | $6,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 41 | $6,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 39 | $6,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 114 | $6,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 100 | $6,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 69 | $6,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 19 | $6,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 70 | $6,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 69 | $6,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 396 | $6,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 113 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 54 | $6,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 68 | $6,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 48 | $6,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 115 | $6,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 420 | $6,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 723 | $6,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 26 | $6,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,081 | $6,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 314 | $6,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 56 | $6,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 250 | $6,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 238 | $6,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 200 | $6,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 190 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 120 | $6,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 200 | $6,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 158 | $6,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 95 | $6,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,520 | $6,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 4,000 | $6,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,000 | $6,000 | thousands by filing date | principal |
| HESKA CORP | 42805E306 | COM | 50 | $6,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,081 | $6,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 280 | $6,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 393 | $6,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 6,000 | $6,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 5,000 | $6,000 | thousands by filing date | principal |
| KLA CORP | 482480100 | COM | 47 | $5,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 173 | $5,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 69 | $5,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 72 | $5,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 83 | $5,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 25 | $5,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 342 | $5,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 224 | $5,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 49 | $5,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 81 | $5,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 109 | $5,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 95 | $5,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 67 | $5,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 61 | $5,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 48 | $5,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 151 | $5,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 161 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 86 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 39 | $5,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 400 | $5,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 100 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 180 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 134 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 184 | $5,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 250 | $5,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 100 | $5,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 56 | $5,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,000 | $5,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 89 | $5,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 66 | $5,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 42 | $5,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 94 | $5,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 32 | $5,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 52 | $5,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 159 | $5,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 206 | $5,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 109 | $5,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 300 | $5,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 189 | $5,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 73 | $5,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 183 | $5,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 192 | $5,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 111 | $5,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 362 | $5,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 45 | $5,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 274 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 202 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 297 | $5,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 45 | $4,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 134 | $4,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,000 | $4,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 62 | $4,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 30 | $4,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 88 | $4,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 88 | $4,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 47 | $4,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 71 | $4,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 52 | $4,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 68 | $4,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 11 | $4,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 150 | $4,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 55 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 67 | $4,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 194 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 280 | $4,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 53 | $4,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 15 | $4,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 309 | $4,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 84 | $4,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 373 | $4,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 220 | $4,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 44 | $4,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 160 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 142 | $4,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 400 | $4,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 105 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,000 | $4,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 169 | $4,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 26 | $4,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 118 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 179 | $4,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 52 | $4,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 82 | $4,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 190 | $4,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 25 | $4,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 75 | $4,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 21 | $4,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 200 | $4,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 288 | $4,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 198 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 115 | $4,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 118 | $4,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 87 | $4,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 75 | $4,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 126 | $4,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 120 | $4,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 248 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 29 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 164 | $4,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 500 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 123 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 27 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 87 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 150 | $4,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 124 | $4,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 34 | $4,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 44 | $4,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 335 | $4,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 3,855 | $4,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 187 | $4,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 473 | $4,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 113 | $3,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 33 | $3,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 116 | $3,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 8 | $3,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 95 | $3,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 105 | $3,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 26 | $3,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 17 | $3,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 208 | $3,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 25 | $3,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 44 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 106 | $3,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 29 | $3,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 80 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 25 | $3,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 100 | $3,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 91 | $3,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 47 | $3,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 49 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 77 | $3,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 19 | $3,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 57 | $3,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 19 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 350 | $3,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 146 | $3,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 21 | $3,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 150 | $3,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 15 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 90 | $3,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 36 | $3,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 54 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 79 | $3,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 91 | $3,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 113 | $3,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 132 | $3,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 147 | $3,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 125 | $3,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 476 | $3,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 48 | $3,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 80 | $3,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 5 | $3,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 70 | $3,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 20 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 300 | $3,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 122 | $3,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 38 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 14 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 46 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 100 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 118 | $3,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 59 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 507 | $3,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 178 | $3,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 500 | $3,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 139 | $3,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 3,000 | $3,000 | thousands by filing date | principal |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 78 | $3,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 2,000 | $3,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 200 | $3,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 171 | $2,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 17 | $2,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 25 | $2,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 49 | $2,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1 | $2,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 58 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-18-005059 | this filing | 2018-10-29 | acceptance time not in the bulk data set |