13F-HR filed by Mariner, LLC
Mariner, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 670 holding rows worth $2,789,748,000.
- Accession
- 0001580642-18-002597
- Filer
- CIK 1373442
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 1,120 entries on the cover page, a total value of $2,789,748,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,789,748,000 with VALUE read as thousands by filing date, 13F file number 028-13550. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerVantage Investment Advisors, LLC028-15831
- reports for this filerMariner Wealth Advisors-Cincinnati, LLC028-15092
- included managerMARINER WEALTH ADVISORS-OKLAHOMA, LLC028-16242
- included managerMariner Wealth Advisors-Madison, LLC028-10221
- included managerMariner Wealth Advisors-St. Louis, LLC028-16994
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,126 | $346,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,578 | $345,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 31,938 | $345,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,371 | $339,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,884 | $337,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,256 | $337,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 25,741 | $334,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,097 | $333,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,215 | $333,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 23,483 | $332,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 26,640 | $329,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 33,492 | $328,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,478 | $327,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 20,440 | $327,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 8,290 | $323,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,183 | $323,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,325 | $319,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 5,127 | $319,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,124 | $309,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 6,119 | $308,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,820 | $307,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 5,056 | $305,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,000 | $303,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 7,551 | $300,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,278 | $299,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,461 | $297,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 9,819 | $296,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,885 | $290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,371 | $290,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,580 | $289,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 7,193 | $288,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,859 | $287,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,360 | $285,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,654 | $285,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,350 | $285,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 7,226 | $284,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 14,994 | $282,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 6,500 | $282,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 8,936 | $277,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,222 | $275,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,006 | $275,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,493 | $272,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,896 | $271,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 9,173 | $270,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 9,623 | $268,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 7,092 | $268,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,835 | $267,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,145 | $266,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,014 | $263,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 4,866 | $263,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,986 | $262,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 11,292 | $261,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 13,636 | $260,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,852 | $260,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,436 | $258,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,219 | $253,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 3,988 | $253,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,805 | $252,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 83,557 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,164 | $251,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,107 | $250,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,948 | $247,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,644 | $245,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,630 | $243,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,000 | $241,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,284 | $240,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 26,967 | $239,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,284 | $238,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 19,614 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 4,987 | $236,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,521 | $233,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 29,296 | $233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 2,725 | $230,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 4,387 | $228,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 5,745 | $227,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,295 | $222,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 4,884 | $220,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,178 | $217,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 2,144 | $216,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 8,833 | $215,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 11,257 | $214,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,233 | $213,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 2,904 | $213,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,904 | $212,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,970 | $212,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 12,885 | $212,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,484 | $212,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,749 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,496 | $211,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 825 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,842 | $211,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,575 | $210,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,522 | $206,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,483 | $204,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 3,906 | $203,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,252 | $202,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,464 | $202,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 5,187 | $202,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,397 | $202,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 7,941 | $200,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,075 | $197,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 14,699 | $196,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 15,412 | $193,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 13,336 | $178,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 32,685 | $177,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 11,410 | $166,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 12,298 | $163,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 12,298 | $163,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 11,403 | $140,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 29,349 | $129,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,663 | $120,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,000 | $119,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,566 | $119,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 39,946 | $113,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,153 | $112,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 20,000 | $109,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 12,333 | $106,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 41,525 | $102,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,405 | $99,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,448 | $83,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 33,120 | $81,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 18,476 | $80,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,758 | $77,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 12,356 | $72,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 23,308 | $70,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 10,000 | $45,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,300 | $45,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 17,000 | $42,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 10,800 | $32,000 | thousands by filing date | put |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 16,000 | $32,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 18,000 | $30,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,200 | $26,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 339 | $25,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 10,000 | $25,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 11,000 | $22,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,100 | $21,000 | thousands by filing date | put |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 18,000 | $20,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 7,900 | $13,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 10,400 | $12,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 11,000 | $11,000 | thousands by filing date | principal |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 15,545 | $11,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,300 | $9,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 12,300 | $7,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 12,000 | $5,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 3,900 | $5,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 100 | $4,000 | thousands by filing date | put |
| CVS Health Corporation | 126650100 | COM | 6,000 | $4,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 3,000 | $4,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 200 | $3,000 | thousands by filing date | put |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 2,400 | $3,000 | thousands by filing date | put |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 200 | $2,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 600 | $2,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 200 | $2,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 500 | $2,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,200 | $2,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 600 | $1,000 | thousands by filing date | put |
| Costco Wholesale Corporation | 22160K105 | COM | 400 | $1,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 200 | $1,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 700 | $1,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 1,000 | $1,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 500 | $1,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,800 | $1,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 200 | $1,000 | thousands by filing date | put |
| CATHAY GEN BANCORP | 149150104 | COM | 2,300 | $1,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Intel Corp | 458140100 | COM | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ECOLAB INC COM | 278865100 | Stock | 3,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TARGET CORP COM | 87612E106 | Stock | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-18-002597 | this filing | 2018-05-15 | acceptance time not in the bulk data set |