13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 667 holding rows worth $714,342,000.
- Accession
- 0001580642-18-002583
- Filer
- CIK 1464811
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,212 entries on the cover page, a total value of $714,342,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $714,342,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerForward Uniplan Advisors
- included managerBrandes
- included managerMiller/Howard
- included managerManulife
- included managerNavellier & Associates Inc.
- included managerLoomis
- included managerZacks Investment Mgt
- included managerPMC Sigma Mutual Fund Solutions
- included managerInvesco A.I.
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerICM
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerRisk Paradigm Group
- included managerAstor
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerCLS Investments
- included managerSymmetry Partners
- included managerPMC ETF Solutions
- included managerS&P
- included managerHahn Capital Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MASCO CORP | 574599106 | COM | 6,319 | $257,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,664 | $256,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,278 | $256,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,694 | $256,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 13,578 | $254,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 24,454 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,699 | $252,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 3,050 | $252,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 31,578 | $250,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 721 | $249,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 8,400 | $249,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 9,506 | $248,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 4,138 | $247,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,453 | $247,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 7,251 | $247,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,207 | $246,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,891 | $245,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,923 | $243,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 15,210 | $242,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 46,095 | $242,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 16,540 | $242,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,961 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,054 | $241,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,741 | $239,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,267 | $238,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 18,275 | $238,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 9,434 | $238,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 9,898 | $237,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 17,989 | $237,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 5,258 | $235,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,102 | $235,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 3,869 | $234,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 8,324 | $233,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,784 | $233,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,180 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 7,890 | $233,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 6,117 | $232,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 4,987 | $232,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,062 | $231,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 33,084 | $231,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 14,175 | $231,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,754 | $230,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 816 | $230,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 5,760 | $229,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,836 | $228,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 4,289 | $228,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,248 | $225,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 110,331 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 3,246 | $223,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,628 | $222,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,100 | $222,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,500 | $222,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 19,020 | $221,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 11,021 | $220,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,391 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 7,514 | $219,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 616 | $219,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,967 | $218,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 9,407 | $218,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,523 | $216,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 12,671 | $215,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,754 | $214,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,809 | $214,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 6,929 | $214,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,000 | $213,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,309 | $212,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,882 | $212,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,113 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,374 | $210,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 17,000 | $210,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 7,155 | $210,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 1,941 | $209,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,283 | $209,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,486 | $207,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 5,827 | $207,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,242 | $207,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,984 | $206,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,392 | $206,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 3,156 | $205,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 5,459 | $205,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 4,162 | $205,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 20,514 | $204,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 3,300 | $203,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,478 | $203,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 5,550 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 7,336 | $201,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,985 | $201,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 19,273 | $201,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 73,035 | $196,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 22,829 | $195,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 12,439 | $194,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,520 | $194,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,267 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 15,331 | $193,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 81,500 | $192,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,142 | $189,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 14,834 | $189,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 17,150 | $187,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 11,908 | $184,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 13,640 | $178,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 14,787 | $176,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 12,455 | $176,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 31,608 | $174,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,384 | $171,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 37,621 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 12,053 | $169,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 10,063 | $166,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,851 | $166,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,478 | $163,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 18,096 | $157,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 24,907 | $156,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 13,674 | $155,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,072 | $153,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 21,245 | $153,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 13,290 | $149,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,299 | $149,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 17,817 | $149,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 20,925 | $146,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,496 | $138,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,484 | $137,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 14,262 | $123,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,404 | $122,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 14,213 | $115,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,961 | $113,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 13,725 | $112,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 17,183 | $111,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 21,000 | $110,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 10,325 | $104,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 11,264 | $103,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 24,625 | $98,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,971 | $94,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,998 | $91,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 22,420 | $83,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,492 | $82,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 22,950 | $81,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,696 | $79,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,880 | $78,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,131 | $77,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 28,179 | $76,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 12,726 | $76,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,159 | $75,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 13,500 | $75,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,586 | $72,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,181 | $68,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,324 | $64,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,850 | $61,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 30,002 | $61,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 13,323 | $61,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 14,000 | $59,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 33,753 | $56,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 120,000 | $54,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,529 | $53,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 15,650 | $52,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,943 | $51,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 28,716 | $51,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,573 | $47,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,700 | $43,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 13,200 | $42,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 38,000 | $42,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,000 | $37,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,900 | $33,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 19,485 | $33,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 12,000 | $32,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $32,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 13,000 | $28,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 38,502 | $26,000 | thousands by filing date | |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 18,800 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-18-002583 | this filing | 2018-05-15 | acceptance time not in the bulk data set |