13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-15, with 640 holding rows worth $740,074,000.
- Accession
- 0001580642-18-000915
- Filer
- CIK 1464811
- Filed
- 2018-02-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,170 entries on the cover page, a total value of $740,074,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $740,074,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerForward Uniplan Advisors
- included managerBrandes
- included managerMiller/Howard
- included managerManulife
- included managerNavellier & Associates Inc.
- included managerLoomis
- included managerZacks Investment Mgt
- included managerPMC Sigma Mutual Fund Solutions
- included managerInvesco A.I.
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerICM
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerRisk Paradigm Group
- included managerAstor
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerCLS Investments
- included managerSymmetry Partners
- included managerPMC ETF Solutions
- included managerS&P
- included managerHahn Capital Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRSTENERGY CORP | 337932107 | COM | 8,385 | $258,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,683 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,003 | $257,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,163 | $256,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 4,334 | $255,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,779 | $255,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 3,202 | $254,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 13,530 | $254,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 35,078 | $254,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 18,275 | $250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,188 | $249,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,034 | $248,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,474 | $247,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,667 | $247,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,867 | $247,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 6,536 | $245,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,703 | $245,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,260 | $244,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,834 | $244,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,704 | $244,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 12,555 | $244,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 5,820 | $242,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,225 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 4,682 | $241,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,412 | $240,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,675 | $239,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,998 | $238,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,627 | $238,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,101 | $237,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,514 | $237,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,701 | $237,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 7,074 | $237,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,423 | $233,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 5,470 | $233,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 892 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,197 | $232,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,558 | $232,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,831 | $229,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 7,646 | $228,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,561 | $228,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,306 | $228,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1,997 | $226,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 4,230 | $226,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,741 | $223,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 12,342 | $223,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,458 | $222,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,433 | $222,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,768 | $222,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,405 | $222,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,375 | $221,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 7,338 | $221,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,095 | $220,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 13,881 | $219,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 9,606 | $218,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,012 | $216,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,989 | $216,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,536 | $215,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,455 | $215,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 627 | $214,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,272 | $214,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,312 | $213,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,311 | $211,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,104 | $211,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,575 | $211,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 12,785 | $211,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 9,114 | $211,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,383 | $208,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 13,501 | $208,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 9,284 | $208,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,978 | $207,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,211 | $207,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,068 | $207,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 5,298 | $207,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 867 | $205,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 18,095 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 15,270 | $205,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,219 | $204,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 968 | $203,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 30,228 | $203,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 2,994 | $203,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,385 | $201,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 3,235 | $201,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 55,500 | $201,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 29,397 | $199,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 29,076 | $199,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 10,838 | $195,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 11,059 | $194,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 12,000 | $190,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 65,402 | $186,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 11,122 | $169,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,067 | $167,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 13,845 | $165,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,139 | $163,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 21,245 | $157,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 14,153 | $155,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,068 | $153,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 10,423 | $150,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 11,338 | $149,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 18,942 | $141,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,500 | $140,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 11,927 | $136,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 10,045 | $133,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 11,325 | $132,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 21,500 | $126,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 31,064 | $124,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 17,388 | $121,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 11,723 | $121,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 12,233 | $114,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,546 | $113,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,875 | $112,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,702 | $103,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,146 | $101,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 57,346 | $101,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 22,450 | $99,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 17,300 | $89,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 11,766 | $83,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 14,802 | $81,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 12,500 | $79,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 28,179 | $74,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 29,702 | $71,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,572 | $70,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 14,200 | $70,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 16,179 | $68,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 120,000 | $66,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 14,679 | $64,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 28,716 | $64,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,328 | $63,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 15,850 | $61,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 12,500 | $50,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $48,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 12,700 | $47,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 24,000 | $43,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 21,651 | $42,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,000 | $36,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 38,000 | $33,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 18,285 | $32,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 28,161 | $23,000 | thousands by filing date | |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 18,200 | $19,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 11,105 | $18,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 17,900 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-18-000915 | this filing | 2018-02-15 | acceptance time not in the bulk data set |