13F-HR filed by Mariner, LLC
Mariner, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 580 holding rows worth $2,584,465,000.
- Accession
- 0001580642-18-000780
- Filer
- CIK 1373442
- Filed
- 2018-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 1,416 entries on the cover page, a total value of $2,584,465,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,584,465,000 with VALUE read as thousands by filing date, 13F file number 028-13550. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerVantage Investment Advisors, LLC028-15831
- reports for this filerRiverPoint Capital Management, LLC028-15092
- included managerMARINER WEALTH ADVISORS-OMAHA, LLC028-14647
- included managerMARINER WEALTH ADVISORS-OKLAHOMA, LLC028-16242
- included managerMariner Wealth Advisors-Madison, LLC028-10221
- included managerMariner Wealth Advisors - Leawood, LLC028-16909
- included managerMariner Wealth Advisors-NYC, LLC028-16888
- included managerMariner Wealth Advisors-St. Louis, LLC028-16994
- included managerMariner Wealth Advisors-Chicago, LLC028-18180
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 41,525 | $233,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 3,405 | $233,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 676 | $233,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 3,850 | $232,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,183 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,829 | $229,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,958 | $225,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,100 | $224,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 5,146 | $222,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,886 | $221,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 8,833 | $221,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 891 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,842 | $220,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,072 | $219,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 3,841 | $218,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,274 | $217,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,063 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 3,850 | $215,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,263 | $214,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 21,890 | $213,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,132 | $212,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,231 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,925 | $210,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,025 | $208,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,819 | $208,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,541 | $207,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,818 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 3,496 | $206,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 3,718 | $206,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 72,434 | $206,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 31,005 | $206,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 8,000 | $205,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 6,775 | $205,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,400 | $204,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 5,971 | $203,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 1,522 | $203,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 7,378 | $203,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,487 | $202,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 4,500 | $202,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 3,982 | $201,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 3,251 | $200,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,291 | $186,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,920 | $177,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 13,336 | $177,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 13,156 | $173,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,885 | $158,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 11,566 | $154,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 29,349 | $154,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,778 | $151,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 22,327 | $146,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 70,000 | $135,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,000 | $127,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 39,946 | $124,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,455 | $121,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 20,000 | $119,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,399 | $112,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 12,346 | $109,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 27,002 | $107,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 18,476 | $103,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,405 | $99,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 13,295 | $98,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 75,000 | $91,000 | thousands by filing date | principal |
| NEW YORK REIT INC | 64976L109 | COM | 21,500 | $84,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 33,120 | $80,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,757 | $77,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,448 | $74,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 40,000 | $52,000 | thousands by filing date | principal |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,300 | $50,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 37,400 | $39,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 17,000 | $38,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 18,000 | $35,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 16,000 | $26,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 12,000 | $22,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 18,000 | $20,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 14,000 | $19,000 | thousands by filing date | principal |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 10,000 | $19,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 19,000 | $19,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 11,000 | $11,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 11,000 | $11,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 10,000 | $10,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-18-000780 | this filing | 2018-02-09 | acceptance time not in the bulk data set |