13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 541 holding rows worth $601,862,000.
- Accession
- 0001580642-17-006067
- Filer
- CIK 1464811
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,061 entries on the cover page, a total value of $601,862,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $601,862,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerForward Uniplan Advisors
- included managerBrandes
- included managerMiller/Howard
- included managerManulife
- included managerNavellier & Associates Inc.
- included managerLoomis
- included managerZacks Investment Mgt
- included managerPMC Sigma Mutual Fund Solutions
- included managerInvesco A.I.
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerICM
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerRisk Paradigm Group
- included managerAstor
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerCLS Investments
- included managerSymmetry Partners
- included managerPMC ETF Solutions
- included managerS&P
- included managerHahn Capital Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 24,330 | $183,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,852 | $178,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 14,145 | $168,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 16,548 | $168,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 10,774 | $167,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 21,245 | $165,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 99,946 | $162,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,065 | $161,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 17,664 | $160,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,126 | $157,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 15,903 | $149,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 23,099 | $144,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 18,827 | $143,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 28,133 | $125,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 27,800 | $125,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 11,475 | $120,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 13,261 | $120,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,834 | $116,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 13,950 | $114,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 140,000 | $97,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 11,758 | $84,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 15,000 | $83,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 28,150 | $77,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 26,400 | $73,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,328 | $63,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 27,516 | $54,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 21,172 | $53,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $53,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 110,000 | $51,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 11,750 | $45,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 12,676 | $44,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,301 | $42,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 27,522 | $33,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 35,000 | $32,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,000 | $30,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 35,000 | $29,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 13,985 | $19,000 | thousands by filing date | |
| CLEARSIGN COMBUSTION CORP | 185064110 | *W EXP 01/25/201 | 19,000 | $18,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 27,900 | $9,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 15,500 | $8,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 24,400 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-006067 | this filing | 2017-11-13 | acceptance time not in the bulk data set |