13F-HR filed by Mariner, LLC
Mariner, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 590 holding rows worth $2,296,081,000.
- Accession
- 0001580642-17-002985
- Filer
- CIK 1373442
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A combination report, 1,222 entries on the cover page, a total value of $2,296,081,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,296,081,000 with VALUE read as thousands by filing date, 13F file number 028-13550. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerVantage Investment Advisors, LLC028-15831
- reports for this filerRiverPoint Capital Management, LLC028-15092
- included managerMARINER WEALTH ADVISORS-OKLAHOMA, LLC028-16242
- included managerMariner Wealth Advisors-Madison, LLC028-10221
- included managerMariner Wealth Advisors - Leawood, LLC028-16909
- included managerMariner Wealth Advisors-NYC, LLC028-16888
- included managerMariner Wealth Advisors-St. Louis, LLC028-16994
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,033 | $248,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 20,587 | $248,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,341 | $246,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,400 | $244,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,417 | $244,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 8,200 | $244,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,689 | $244,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 853 | $243,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 240,000 | $243,000 | thousands by filing date | principal |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,219 | $241,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,414 | $241,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,050 | $237,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,827 | $237,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 7,570 | $236,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,000 | $235,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,797 | $234,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,735 | $232,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,500 | $232,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,523 | $230,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,177 | $229,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,785 | $228,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,000 | $223,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,000 | $222,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,005 | $221,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 4,489 | $219,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 6,121 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,870 | $218,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,297 | $215,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 11,745 | $215,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 4,709 | $214,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,232 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,925 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 4,987 | $212,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 22,987 | $212,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,575 | $211,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 14,900 | $211,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 15,739 | $211,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,505 | $210,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 6,475 | $210,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 7,875 | $208,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 21,500 | $208,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,111 | $207,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,549 | $207,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 991 | $204,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,280 | $204,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 12,379 | $204,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 14,331 | $204,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 8,000 | $202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1,963 | $200,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 3,972 | $200,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 55,000 | $196,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,747 | $189,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,516 | $188,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 13,674 | $181,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 46,000 | $179,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,500 | $178,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 28,324 | $169,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 13,336 | $168,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 150,000 | $168,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,468 | $167,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 39,946 | $165,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,259 | $165,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 57,454 | $161,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 13,297 | $160,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 18,289 | $157,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 10,200 | $151,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 35,199 | $141,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 13,295 | $130,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,998 | $128,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,592 | $128,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 23,943 | $103,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 21,577 | $95,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 106,150 | $90,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 20,000 | $89,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,750 | $80,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 18,000 | $77,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 20,660 | $70,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,747 | $64,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 37,400 | $62,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 33,120 | $49,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,300 | $41,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 23,219 | $33,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 20,000 | $24,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 10,000 | $21,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 11,125 | $19,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 10,000 | $16,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 20,000 | $12,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 23,500 | $12,000 | thousands by filing date | call |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 10,000 | $10,000 | thousands by filing date | principal |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 15,150 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-002985 | this filing | 2017-05-15 | acceptance time not in the bulk data set |