13F-HR filed by Tortoise Investment Management, LLC
Tortoise Investment Management, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-09, with 487 holding rows worth $305,579,000.
- Accession
- 0001580642-17-002897
- Filer
- CIK 1599511
- Filed
- 2017-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 490 entries on the cover page, a total value of $305,579,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,579,000 with VALUE read as thousands by filing date, 13F file number 028-15827. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 219,509 | $52,083,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 1,044,959 | $22,602,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 270,753 | $12,939,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 161,503 | $12,878,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 50,062 | $11,802,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 77,736 | $10,203,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,939,057 | $9,676,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 146,834 | $7,933,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 582,123 | $7,888,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 216,219 | $6,348,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 111,506 | $6,105,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 238,730 | $5,732,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 54,886 | $5,710,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 97,578 | $5,655,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 68,516 | $4,739,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 22,252 | $4,591,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 113,861 | $4,523,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 32,342 | $4,484,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 77,290 | $4,184,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 119,594 | $3,661,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 173,886 | $3,634,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 236,369 | $3,170,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 49,769 | $3,100,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 28,322 | $2,907,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 16,587 | $2,765,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 211,519 | $2,682,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 48,327 | $2,585,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 25,408 | $2,423,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 168,543 | $2,395,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 69,265 | $2,117,000 | thousands by filing date | |
| VTI | 922908769 | COM | 17,134 | $2,079,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 23,342 | $2,049,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 16,608 | $2,044,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 42,890 | $2,039,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 51,013 | $2,005,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 16,847 | $1,986,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 138,739 | $1,947,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 135,099 | $1,944,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,946 | $1,572,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 59,900 | $1,499,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 28,835 | $1,379,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 56,946 | $1,372,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 19,884 | $1,302,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 32,242 | $1,270,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,209 | $1,266,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 21,554 | $1,213,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 10,774 | $1,138,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 23,490 | $1,126,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 9,752 | $1,121,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 39,807 | $1,113,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 79,325 | $1,086,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 17,026 | $981,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 45,005 | $978,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 66,437 | $971,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 36,580 | $906,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,500 | $902,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 94,800 | $824,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 12,325 | $804,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 17,427 | $782,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,164 | $781,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 14,115 | $701,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15,113 | $695,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 28,066 | $683,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 6,014 | $650,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 13,800 | $650,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 27,626 | $643,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 11,875 | $628,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 5,574 | $587,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,840 | $574,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,271 | $570,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 11,726 | $532,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,060 | $531,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,210 | $524,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,975 | $521,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 39,676 | $515,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,958 | $506,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $500,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 12,575 | $459,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,948 | $442,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 5,127 | $439,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 32,697 | $435,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 17,807 | $427,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 14,238 | $425,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,819 | $393,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 7,450 | $377,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,686 | $363,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,002 | $360,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 27,405 | $355,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,394 | $352,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,860 | $347,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 35,935 | $343,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 24,882 | $340,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,726 | $310,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,674 | $295,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,993 | $291,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,192 | $274,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,330 | $273,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,159 | $273,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,540 | $269,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 8,552 | $268,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 8,587 | $262,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,025 | $261,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,955 | $260,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,255 | $256,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,516 | $253,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 9,887 | $236,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,761 | $233,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,431 | $230,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,119 | $214,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,874 | $203,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,437 | $201,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,836 | $200,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,915 | $199,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,155 | $194,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 3,460 | $189,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,980 | $188,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 12,567 | $185,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 2,034 | $185,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,898 | $184,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,238 | $176,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 3,305 | $170,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 870 | $163,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3,026 | $162,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 2,980 | $159,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,260 | $153,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 5,193 | $144,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 10,422 | $143,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,348 | $138,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,837 | $131,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 4,767 | $131,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,816 | $129,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,238 | $124,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1,925 | $121,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 699 | $119,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,362 | $115,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,000 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 800 | $112,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,700 | $111,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,024 | $111,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,780 | $111,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,014 | $109,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 822 | $109,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,228 | $108,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 5,500 | $108,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 3,400 | $107,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 635 | $106,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 800 | $106,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,588 | $105,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 914 | $103,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,980 | $102,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 3,250 | $102,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 3,575 | $101,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 758 | $100,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 2,006 | $100,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 743 | $99,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 586 | $99,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,084 | $96,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 800 | $95,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 690 | $91,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 475 | $89,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,792 | $88,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 98 | $87,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 687 | $86,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,431 | $82,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 2,134 | $79,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 948 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 820 | $75,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,285 | $75,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 1,991 | $74,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 644 | $73,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,409 | $72,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 500 | $70,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 1,907 | $70,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 859 | $69,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 860 | $69,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,137 | $68,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,200 | $68,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,050 | $67,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 1,926 | $66,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 536 | $65,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 945 | $64,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,026 | $64,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 451 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,615 | $60,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,041 | $59,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 1,466 | $59,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 4,000 | $59,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 431 | $57,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,291 | $56,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,328 | $56,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 900 | $56,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,200 | $55,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 440 | $54,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 358 | $53,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 600 | $53,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 840 | $53,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 281 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 323 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 443 | $52,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,000 | $50,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 590 | $50,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 400 | $50,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 1,885 | $50,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 381 | $49,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 600 | $47,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 3,175 | $46,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 528 | $45,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 2,000 | $45,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 2,151 | $45,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 400 | $45,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 3,398 | $45,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 250 | $44,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 137 | $43,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 528 | $43,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 50 | $42,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 665 | $42,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 900 | $41,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 500 | $41,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 511 | $40,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 480 | $40,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 440 | $39,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 463 | $39,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 273 | $37,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 306 | $37,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 407 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 900 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 590 | $37,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 221 | $36,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,200 | $36,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 27,176 | $36,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 230 | $35,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 500 | $32,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 233 | $32,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 265 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 410 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 169 | $32,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,200 | $32,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 37 | $31,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 240 | $31,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 475 | $31,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 2,000 | $30,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 524 | $29,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,050 | $29,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 695 | $29,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 1,593 | $29,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,165 | $28,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 2,366 | $28,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,021 | $27,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 153 | $27,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 227 | $26,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 400 | $26,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,730 | $26,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 317 | $25,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 684 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 636 | $25,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 900 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 500 | $25,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 307 | $24,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 500 | $24,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 413 | $24,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 519 | $23,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 312 | $23,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 800 | $22,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 265 | $22,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 355 | $22,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 264 | $22,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 325 | $22,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 209 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 342 | $21,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 298 | $21,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 263 | $20,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 200 | $20,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 300 | $20,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 601 | $20,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 126 | $19,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 600 | $19,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 377 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 500 | $19,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 120 | $18,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 430 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 394 | $18,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 173 | $18,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,000 | $18,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 243 | $17,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 251 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 468 | $17,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 174 | $17,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 200 | $16,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 147 | $16,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 311 | $16,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 254 | $16,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 337 | $15,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 685 | $15,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 400 | $15,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 166 | $14,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 800 | $14,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 180 | $14,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 400 | $14,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 240 | $14,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 68 | $14,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 84 | $13,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 500 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 83 | $13,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 166 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 150 | $13,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 266 | $13,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 300 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 300 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 150 | $13,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 266 | $12,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 100 | $12,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,000 | $12,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 225 | $12,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 175 | $12,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 150 | $12,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $11,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 200 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 350 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 103 | $11,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,000 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 345 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 110 | $11,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 116 | $11,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 264 | $11,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 192 | $11,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 175 | $10,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 186 | $10,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 117 | $10,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 160 | $10,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 171 | $10,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 143 | $10,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 132 | $10,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 486 | $10,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 161 | $10,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 93 | $10,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 126 | $10,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 167 | $10,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 84 | $10,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 394 | $9,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 150 | $9,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 128 | $9,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 120 | $9,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 50 | $9,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 85 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 190 | $9,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 195 | $9,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 95 | $9,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 1,737 | $9,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 100 | $8,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 70 | $8,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 100 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 306 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 246 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 198 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 190 | $8,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 328 | $8,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 225 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 280 | $8,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 162 | $8,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 180 | $8,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 100 | $7,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 27 | $7,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 180 | $7,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 60 | $7,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 228 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 248 | $7,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 100 | $7,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 5 | $7,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 51 | $6,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 75 | $6,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 205 | $6,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 81 | $6,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 159 | $6,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 53 | $6,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 201 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 48 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 66 | $6,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 186 | $6,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 104 | $6,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 136 | $6,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 265 | $6,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 52 | $6,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 65 | $5,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 82 | $5,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 108 | $5,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 37 | $5,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 100 | $5,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 66 | $5,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 237 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 79 | $5,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 100 | $5,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 103 | $5,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 45 | $5,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 500 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 128 | $5,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 50 | $4,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $4,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 45 | $4,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 34 | $4,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 11 | $4,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 120 | $4,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 30 | $4,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 44 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 201 | $4,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $4,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 300 | $4,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 300 | $4,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2 | $4,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 100 | $4,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 38 | $4,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 1,322 | $4,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 101 | $4,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 41 | $3,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 50 | $3,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 26 | $3,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 53 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 64 | $3,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 68 | $3,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 52 | $3,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 200 | $3,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 54 | $3,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 87 | $3,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 200 | $3,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 123 | $3,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 200 | $3,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 64 | $3,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 32 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 402 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 120 | $3,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 22 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 15 | $2,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 52 | $2,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 100 | $2,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 38 | $2,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 39 | $2,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 25 | $2,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 41 | $2,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 100 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 35 | $2,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 90 | $2,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 23 | $1,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 6 | $1,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 30 | $1,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 250 | $1,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 105 | $1,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 7 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 30 | $1,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 6 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 40 | $1,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 40 | $1,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 19 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 20 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 25 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 30 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 28 | $1,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 7 | $1,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 20 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 22 | $1,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 32 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 66 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 50 | $1,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 57 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 33 | $1,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 19 | $1,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 50 | $1,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 150 | $1,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 16 | $1,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 360 | $1,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 45 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHAKE SHACK INC | 819047101 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELLURIAN INC NEW | 87968A104 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-002897 | this filing | 2017-05-09 | acceptance time not in the bulk data set |