13F-HR filed by WFG Advisors, LP
WFG Advisors, LP filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-03-01, with 1,672 holding rows worth $408,516,000.
- Accession
- 0001580642-17-001299
- Filer
- CIK 1533892
- Filed
- 2017-03-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,682 entries on the cover page, a total value of $408,516,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $408,516,000 with VALUE read as thousands by filing date, 13F file number 028-14577. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AT&T Inc | 00206R102 | COM | 1,602 | $110,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 1,471 | $109,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 839 | $108,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 3,863 | $108,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 861 | $107,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 3,544 | $107,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 7,250 | $107,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 600 | $106,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 994 | $106,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 732 | $106,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 850 | $106,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 5,836 | $106,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,439 | $105,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 3,090 | $104,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,403 | $104,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 4,115 | $104,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 2,475 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 17,900 | $103,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,956 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,899 | $103,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 7,589 | $103,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,127 | $102,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 2,676 | $100,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 3,900 | $99,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 3,234 | $99,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,121 | $98,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 1,850 | $98,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 3,156 | $97,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 2,937 | $97,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,833 | $97,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 993 | $97,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 663 | $96,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 469 | $96,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 780 | $95,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 1,153 | $95,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 858 | $94,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,420 | $94,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,996 | $93,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,336 | $93,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 6,294 | $93,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,150 | $92,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 694 | $92,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,550 | $92,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 504 | $92,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,168 | $92,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 4,096 | $92,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,213 | $91,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,921 | $91,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,300 | $91,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,306 | $90,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 4,277 | $90,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 427 | $90,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 1,850 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,908 | $90,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 2,653 | $89,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,514 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,862 | $89,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 797 | $89,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 973 | $89,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 3,747 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,825 | $88,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 2,477 | $88,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,128 | $88,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 8,698 | $87,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,543 | $87,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 5,292 | $87,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 669 | $86,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,242 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 780 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,845 | $86,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 8,873 | $86,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 2,801 | $85,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,027 | $85,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 725 | $83,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 47,300 | $82,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 218 | $82,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 5,750 | $82,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 975 | $82,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 797 | $82,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 3,304 | $81,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 885 | $81,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 500 | $81,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 2,658 | $81,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 2,024 | $81,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,572 | $81,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,500 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 6,977 | $80,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,363 | $80,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,340 | $80,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,343 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 2,033 | $80,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,210 | $80,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,634 | $80,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,785 | $79,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 3,245 | $79,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,042 | $79,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 1,085 | $79,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 5,462 | $79,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,799 | $78,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 11,068 | $78,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 1,385 | $78,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 1,457 | $78,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 830 | $78,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 358 | $77,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1,428 | $77,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,632 | $77,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 3,375 | $77,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,210 | $77,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 3,250 | $77,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 7,062 | $76,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 4,000 | $76,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 1,678 | $76,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 1,413 | $76,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 51 | $75,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 611 | $74,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,810 | $73,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H750 | ETN DJUBS ENRG37 | 974 | $73,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,339 | $73,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 600 | $72,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 7,093 | $72,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 3,050 | $72,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,000 | $72,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 713 | $72,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 517 | $72,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 3,135 | $72,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 581 | $71,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 697 | $71,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 1,937 | $71,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 1,951 | $71,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 3,253 | $71,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 2,042 | $70,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 4,383 | $70,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,448 | $70,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 518 | $70,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 745 | $69,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 32,477 | $69,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 10,500 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,415 | $69,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 4,520 | $69,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,425 | $68,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 1,848 | $68,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 957 | $68,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 5,700 | $68,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 292 | $67,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 926 | $67,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 894 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,766 | $67,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 898 | $66,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 4,588 | $66,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,186 | $66,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,320 | $66,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 530 | $65,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 1,405 | $65,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,000 | $65,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,908 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 5,600 | $65,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 522 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,779 | $64,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 5,700 | $64,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 3,373 | $63,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 827 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 2,143 | $63,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 5,200 | $63,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 13,360 | $62,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 628 | $62,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 4,500 | $62,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 1,758 | $62,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 272 | $61,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 555 | $61,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1,217 | $61,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 4,001 | $61,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 1,339 | $61,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 900 | $60,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 763 | $60,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 562 | $59,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,475 | $59,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 2,132 | $59,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 4,354 | $59,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 977 | $59,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,200 | $58,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,900 | $58,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 19,915 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,788 | $58,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,800 | $57,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,194 | $57,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,410 | $57,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 3,117 | $56,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 600 | $56,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 670 | $56,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 695 | $56,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,403 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,697 | $55,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 1,163 | $55,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 1,101 | $55,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 525 | $54,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 3,506 | $54,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 1,500 | $54,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,620 | $53,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 323 | $53,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 922 | $53,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 929 | $53,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 904 | $53,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,199 | $53,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 500 | $53,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 600 | $52,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 880 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,800 | $52,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,077 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 8,200 | $52,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 460 | $52,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 4,053 | $52,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 532 | $51,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 366 | $51,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 5,593 | $51,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 4,023 | $51,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 582 | $50,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,450 | $50,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,516 | $50,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,995 | $49,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 28,155 | $49,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 1,432 | $49,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 650 | $48,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 3,266 | $48,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,000 | $48,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,470 | $48,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 643 | $47,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,596 | $46,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 2,060 | $46,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 2,649 | $46,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 3,160 | $45,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 700 | $45,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,500 | $45,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 919 | $45,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,453 | $45,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 242 | $44,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,550 | $44,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 554 | $44,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 697 | $44,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 991 | $44,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 2,000 | $44,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 819 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 1,704 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 2,004 | $43,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,004 | $43,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 858 | $43,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC COM NEW | 23305L107 | Stock | 1,237 | $43,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 4,850 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,750 | $42,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,563 | $41,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 931 | $41,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,190 | $41,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 292 | $41,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 416 | $41,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 5,000 | $41,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 383 | $41,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 445 | $41,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 810 | $40,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 750 | $40,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 280 | $40,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 805 | $40,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 737 | $40,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 2,975 | $40,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 271 | $39,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 950 | $39,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 442 | $39,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 1,249 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 2,000 | $39,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 383 | $39,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 1,100 | $39,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 463 | $38,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 603 | $38,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 492 | $38,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,551 | $38,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 1,915 | $38,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 568 | $38,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 1,250 | $38,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 480 | $38,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 414 | $38,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 25,000 | $38,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 724 | $38,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,000 | $38,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,300 | $38,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y750 | QAM EQTY HEDGE | 825 | $38,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 3,250 | $38,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 3,634 | $37,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,400 | $37,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,630 | $37,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 2,997 | $37,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 404 | $36,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,834 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,704 | $36,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,000 | $36,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 379 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 1,900 | $36,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 1,500 | $36,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,400 | $35,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 946 | $35,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,500 | $35,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,000 | $35,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 278 | $35,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 207 | $35,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 978 | $35,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 775 | $34,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1,762 | $34,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 2,225 | $34,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 509 | $34,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 3,582 | $34,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 314 | $34,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,500 | $34,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,357 | $34,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 6,800 | $33,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 217 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,000 | $33,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 432 | $33,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 450 | $33,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 2,051 | $33,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 331 | $33,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| OHA INVT CORP | 67091U102 | COM | 4,535 | $33,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 325 | $32,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 500 | $32,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 293 | $32,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 441 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 1,975 | $32,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,233 | $32,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,827 | $32,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,000 | $32,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 4,000 | $31,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 400 | $31,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 753 | $31,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,200 | $31,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 251 | $31,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 224 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 1,910 | $31,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 600 | $30,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 839 | $30,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 700 | $30,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 674 | $30,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 540 | $30,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 500 | $30,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 625 | $29,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 670 | $29,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 162 | $29,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 670 | $29,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 352 | $29,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 316 | $29,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,557 | $29,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 500 | $29,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 22,100 | $29,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,250 | $29,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 1,249 | $29,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 804 | $28,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 621 | $28,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,079 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2,000 | $28,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 750 | $28,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 387 | $28,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 750 | $27,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 510 | $27,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,000 | $27,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 537 | $27,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 379 | $27,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,100 | $27,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 106 | $26,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 455 | $26,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 186 | $26,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 500 | $26,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 350 | $26,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 500 | $26,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 849 | $26,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 357 | $26,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 264 | $26,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 487 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 5,802 | $26,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,500 | $25,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 210 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 2,000 | $25,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 2,199 | $25,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 350 | $25,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 200 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 2,002 | $25,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,000 | $25,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 963 | $25,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 2,942 | $25,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,305 | $24,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 229 | $24,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,242 | $24,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 165 | $24,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,027 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 145 | $24,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 800 | $24,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 679 | $24,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 3,500 | $24,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 271 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 750 | $23,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 465 | $23,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 464 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 203 | $23,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 900 | $23,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,000 | $22,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 60 | $22,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 2,000 | $22,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 2,000 | $22,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 848 | $22,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 551 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,975 | $22,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 356 | $22,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,220 | $22,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 826 | $22,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 554 | $22,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 1,225 | $22,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 850 | $21,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,187 | $21,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 499 | $21,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 564 | $21,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 984 | $21,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 1,508 | $21,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,175 | $21,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 649 | $21,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 700 | $21,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 342 | $21,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 310 | $21,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 350 | $21,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 330 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 2,024 | $21,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 296 | $21,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 640 | $21,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 2,900 | $21,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 1,080 | $21,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 455 | $20,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 476 | $20,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 500 | $20,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 265 | $20,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,000 | $20,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 650 | $20,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 186 | $20,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 368 | $20,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 355 | $20,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 526 | $20,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 400 | $20,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,100 | $19,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 850 | $19,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 650 | $19,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 230 | $19,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 340 | $19,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 184 | $19,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,347 | $19,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,000 | $19,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 700 | $19,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 590 | $18,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 559 | $18,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 393 | $18,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 85 | $18,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,000 | $18,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 362 | $18,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 240 | $18,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 90 | $18,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 300 | $18,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 495 | $18,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 500 | $18,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 13,006 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 102 | $17,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 260 | $17,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 650 | $17,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 199 | $17,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 483 | $17,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 352 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 2,000 | $17,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 2,000 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 125 | $17,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,385 | $17,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 450 | $17,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 708 | $17,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 700 | $17,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 430 | $16,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 375 | $16,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,554 | $16,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 793 | $16,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 500 | $16,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 302 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 44 | $16,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,000 | $16,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,000 | $16,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,760 | $16,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 400 | $16,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 170 | $16,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 326 | $16,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 345 | $16,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 4,144 | $16,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 162 | $15,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 161 | $15,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3,900 | $15,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 717 | $15,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 768 | $15,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 386 | $15,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 162 | $15,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 344 | $15,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 227 | $15,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 1,200 | $15,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 333 | $15,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 650 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-001299 | this filing | 2017-03-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-17-001343 | base | 2017-03-01 | acceptance time not in the bulk data set |