13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 537 holding rows worth $492,014,000.
- Accession
- 0001580642-17-000910
- Filer
- CIK 1464811
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 1,025 entries on the cover page, a total value of $492,014,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $492,014,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerForward Uniplan Advisors
- included managerBrandes
- included managerMiller/Howard
- included managerManulife
- included managerNavellier & Associates Inc.
- included managerLoomis
- included managerZacks Investment Mgt
- included managerPMC Sigma Mutual Fund Solutions
- included managerInvesco A.I.
- included managerCambiar
- included managerAnchor Capital
- included managerAtlanta Capital
- included managerICM
- included managerGranite Invstmt Ptnr
- included managerSparrow
- included managerLazard
- included managerAthenaInvest Advisor
- included managerACR
- included managerRisk Paradigm Group
- included managerAstor
- included managerDana Investment
- included managerChartwell
- included managerClark Capital Mgmt
- included managerCohen & Steers
- included managerCLS Investments
- included managerSymmetry Partners
- included managerPMC ETF Solutions
- included managerS&P
- included managerHahn Capital Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 20,918 | $102,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 11,450 | $96,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 10,543 | $96,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 40,000 | $88,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,211 | $85,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 20,000 | $82,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 35,030 | $69,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $67,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 16,650 | $65,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 14,716 | $64,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,601 | $59,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 17,351 | $59,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 20,850 | $57,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,351 | $54,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 15,967 | $54,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 10,350 | $53,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,500 | $52,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 95,000 | $49,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 167,500 | $46,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 13,211 | $41,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,000 | $40,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 35,000 | $35,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 16,700 | $34,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 279,489 | $32,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,000 | $30,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 25,500 | $30,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 14,565 | $28,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 180,000 | $27,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 16,000 | $23,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 13,350 | $19,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 15,500 | $12,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L113 | *W EXP 01/21/202 | 18,500 | $8,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 99,016 | $7,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 24,900 | $5,000 | thousands by filing date | |
| PARETEUM CORP COM | 69946T108 | Stock | 27,800 | $4,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 15,307 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 10,766 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-000910 | this filing | 2017-02-14 | acceptance time not in the bulk data set |