13F-HR filed by Mariner, LLC
Mariner, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 568 holding rows worth $2,169,768,000.
- Accession
- 0001580642-17-000893
- Filer
- CIK 1373442
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 1,144 entries on the cover page, a total value of $2,169,768,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,169,768,000 with VALUE read as thousands by filing date, 13F file number 028-13550. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerVantage Investment Advisors, LLC028-15831
- reports for this filerRiverPoint Capital Management, LLC028-15092
- included managerMARINER WEALTH ADVISORS-OKLAHOMA, LLC028-16242
- included managerMariner Wealth Advisors-Madison, LLC028-10221
- included managerMariner Wealth Advisors - Leawood, LLC028-16909
- included managerMariner Wealth Advisors-NYC, LLC028-16888
- included managerMariner Wealth Advisors-St. Louis, LLC028-16994
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,746 | $222,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 13,944 | $222,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 4,987 | $220,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,026 | $217,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,686 | $216,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 4,489 | $216,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 22,755 | $215,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,713 | $213,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,303 | $212,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,070 | $211,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 5,763 | $210,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 6,390 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,925 | $210,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,826 | $209,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,108 | $209,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,001 | $206,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 545 | $206,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 18,743 | $206,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,505 | $206,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 803 | $205,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 4,575 | $203,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,386 | $202,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 12,255 | $202,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 9,457 | $200,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,934 | $200,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 19,233 | $198,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 170,000 | $197,000 | thousands by filing date | principal |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 14,900 | $187,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,747 | $187,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 57,454 | $186,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,500 | $177,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15,259 | $156,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 11,308 | $155,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 39,946 | $152,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 13,297 | $147,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 13,295 | $137,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,302 | $134,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 29,770 | $132,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 17,281 | $129,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,998 | $128,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 32,074 | $127,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 24,116 | $112,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 20,000 | $91,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 16,745 | $84,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,750 | $80,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 15,477 | $77,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 78,400 | $77,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 19,282 | $71,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 20,660 | $70,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 33,120 | $63,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,300 | $52,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 20,400 | $46,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 20,000 | $41,000 | thousands by filing date | principal |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 10,000 | $28,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 20,000 | $26,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 18,444 | $22,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 11,125 | $21,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 20,000 | $20,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 20,000 | $20,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 20,000 | $20,000 | thousands by filing date | principal |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 20,000 | $19,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 20,000 | $18,000 | thousands by filing date | principal |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 20,000 | $17,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 15,000 | $15,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 15,000 | $15,000 | thousands by filing date | principal |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,000 | $14,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 15,000 | $12,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 10,000 | $10,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-000893 | this filing | 2017-02-14 | acceptance time not in the bulk data set |