13F-HR filed by Vantage Investment Advisors, LLC
Vantage Investment Advisors, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 856 holding rows worth $246,410,000.
- Accession
- 0001580642-17-000856
- Filer
- CIK 1599405
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 860 entries on the cover page, a total value of $246,410,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $246,410,000 with VALUE read as thousands by filing date, 13F file number 028-15831. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 529 | $11,000 | thousands by filing date | |
| DAIMLER A G ADR F SPONSORED AD | 233825108 | ADR | 143 | $11,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 430 | $11,000 | thousands by filing date | |
| THIRD CENTURY BANCORP | 884120106 | Common Stock | 1,000 | $11,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 1,000 | $11,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 6,500 | $11,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 500 | $11,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 97 | $10,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 150 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 87 | $10,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 60 | $10,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 327 | $10,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 120 | $10,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 229 | $10,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 114 | $10,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 200 | $10,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 256 | $10,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 50 | $10,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 430 | $10,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 200 | $10,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 83 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 400 | $10,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 92 | $10,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 141 | $10,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 170 | $10,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,845 | $10,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 347 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 451 | $10,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 175 | $9,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 610 | $9,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 140 | $9,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 122 | $9,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 296 | $9,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 400 | $9,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 255 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 365 | $9,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 117 | $9,000 | thousands by filing date | |
| Close Brothers Group PLC | G22120102 | Ordinary Shares | 500 | $9,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 250 | $9,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC. | 888314101 | COM | 2,273 | $9,000 | thousands by filing date | |
| KEPPEL CORP LTD | Y4722Z120 | COMMON STOCK | 2,200 | $9,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 160 | $9,000 | thousands by filing date | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 1,000 | $9,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 134 | $8,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 183 | $8,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 89 | $8,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $8,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 222 | $8,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 110 | $8,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 145 | $8,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $8,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 296 | $8,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,000 | $8,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 200 | $8,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 159 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 79 | $8,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 601 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 244 | $8,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 177 | $8,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 100 | $8,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 22 | $8,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,000 | $8,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 142 | $8,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 475 | $8,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 160 | $8,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 122 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 225 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 136 | $8,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 466 | $8,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 125 | $8,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC/NJ | 66611L105 | COMMON STOCK | 402 | $8,000 | thousands by filing date | |
| FNB BANCORP INC PA | 302517107 | COM | 50 | $8,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 166 | $7,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 200 | $7,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 85 | $7,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 80 | $7,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 135 | $7,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 107 | $7,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 66 | $7,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 101 | $7,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 250 | $7,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 120 | $7,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 211 | $7,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,000 | $7,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 500 | $7,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 200 | $7,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 173 | $7,000 | thousands by filing date | |
| Smt Scharf Ag Ord | D70018102 | COM | 500 | $7,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 68 | $6,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 45 | $6,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 112 | $6,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 100 | $6,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 80 | $6,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 106 | $6,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $6,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 241 | $6,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 98 | $6,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 432 | $6,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 500 | $6,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 160 | $6,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 55 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 201 | $6,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 100 | $6,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 30 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 300 | $6,000 | thousands by filing date | |
| TYCO ELECTRONICS LTD | G9144P105 | COMMON STOCK | 92 | $6,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 220 | $6,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 217 | $6,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 89 | $6,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 200 | $6,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 67 | $6,000 | thousands by filing date | |
| HARLEYSVILLE SVGS FINL CORP | 412865107 | COM | 300 | $6,000 | thousands by filing date | |
| Q Biomed Inc Com | 74736N105 | COM | 1,000 | $6,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 56 | $5,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 110 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 39 | $5,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 290 | $5,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 150 | $5,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 97 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 240 | $5,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 101 | $5,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 379 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 181 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 448 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 89 | $5,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 121 | $5,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 29 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 53 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 185 | $5,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 95 | $5,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 224 | $5,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 209 | $5,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 110 | $5,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 101 | $5,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 10,710 | $5,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 85 | $5,000 | thousands by filing date | |
| BARCLAYS BANK | 06742A750 | IPATH S&P MLP | 475 | $5,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 215 | $4,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 60 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 43 | $4,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 83 | $4,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 222 | $4,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 71 | $4,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 79 | $4,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 48 | $4,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 61 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 30 | $4,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 120 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 45 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 843 | $4,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 59 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 300 | $4,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 101 | $4,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 250 | $4,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 130 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 100 | $4,000 | thousands by filing date | |
| QNB CORP | 74726N107 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 200 | $4,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 35 | $4,000 | thousands by filing date | |
| MEDIZONE INTL INC | 585013105 | COMMON STOCK | 40,000 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 83 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 99 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 102 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 175 | $4,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 525 | $4,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q113 | *W EXP 05/15/202 | 12,000 | $4,000 | thousands by filing date | |
| Universal Compression Hldgs | 913431102 | COM | 322 | $4,000 | thousands by filing date | |
| Call (spxw) New S & P 500 Inde | 3065659NL | COM | 71 | $4,000 | thousands by filing date | |
| Put (spxw) New S & P 500 Index | 3065669XZ | COM | 31 | $4,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 54 | $3,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 87 | $3,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 75 | $3,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 60 | $3,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 45 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 149 | $3,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 3,000 | $3,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 36 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 160 | $3,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| HIGHLANDS REIT INC | 43110a104 | LP | 8,005 | $3,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 32 | $3,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 81 | $3,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 56 | $3,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 300 | $3,000 | thousands by filing date | |
| Eaton Corp. | 278058102 | COM | 43 | $3,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 104 | $3,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 53 | $3,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 500 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 100 | $3,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 51 | $3,000 | thousands by filing date | |
| Juniata Valley National Bank | 482016102 | COM | 166 | $3,000 | thousands by filing date | |
| Cronos Group, Inc. | 717115109 | COM | 3,000 | $3,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 22 | $2,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 30 | $2,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 75 | $2,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 13 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 38 | $2,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 55 | $2,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 30 | $2,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 38 | $2,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 16 | $2,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 56 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100 | $2,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10 | $2,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 100 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 93 | $2,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 23 | $2,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 80 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 75 | $2,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 15 | $2,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 27 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 48 | $2,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 26 | $2,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 75 | $2,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 180 | $2,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 13 | $2,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 62 | $2,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 50 | $2,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 13 | $2,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 16 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 106 | $2,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 57 | $2,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 74 | $2,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 10 | $2,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 12 | $2,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 500 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 235 | $2,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 58 | $2,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 100 | $2,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 50 | $2,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 23 | $2,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 43 | $2,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 50 | $2,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 100 | $2,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 50 | $2,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 114 | $2,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358400 | COM PAR NEW | 1,000 | $2,000 | thousands by filing date | |
| Call (SPX) New S & P 500 Index | 3034179MI | COM | 54 | $2,000 | thousands by filing date | |
| Call (spxw) New S & P 500 Inde | 3067679LH | COM | 35 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $1,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 24 | $1,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 9 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 145 | $1,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 16 | $1,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 67 | $1,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 38 | $1,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 25 | $1,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 100 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 29 | $1,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 27 | $1,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 46 | $1,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 19 | $1,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 14 | $1,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 18 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 200 | $1,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10 | $1,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 35 | $1,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 156 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 48 | $1,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 100 | $1,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 33 | $1,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 19 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 13 | $1,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 20 | $1,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 10 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 170 | $1,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 100 | $1,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 200 | $1,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318102 | UNIT | 62 | $1,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 25 | $1,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 60 | $1,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 130 | $1,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 231 | $1,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,000 | $1,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 638901306 | PFD | 20 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 7 | $1,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 49 | $1,000 | thousands by filing date | |
| GEN-PROBE INC | 36866T103 | COM | 120 | $1,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 2,218 | $1,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 33 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 57 | $1,000 | thousands by filing date | |
| EAGLE PLAINS RES LTD COM NEW | 269906202 | COM | 10,000 | $1,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M115 | *W EXP 08/05/202 | 2,500 | $1,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 50 | $1,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 1,150 | $1,000 | thousands by filing date | |
| Puradyn Filter Technologies | 746091107 | COM | 10,000 | $1,000 | thousands by filing date | |
| B T C S, Inc. | 05581M107 | COM | 760,000 | $1,000 | thousands by filing date | |
| Crius Energy Trust | 22676R115 | COM | 200 | $1,000 | thousands by filing date | |
| Zalemark Holding Company Inc. | 988869103 | COM | 103,125 | $1,000 | thousands by filing date | |
| Call (spx) New S & P 500 Index | 2977489PP | COM | 53 | $1,000 | thousands by filing date | |
| Call (spxw) New S & P 500 Inde | 3067689UU | COM | 52 | $1,000 | thousands by filing date | |
| Call (spxw) New S & P 500 Inde | 3067139SO | COM | 53 | $1,000 | thousands by filing date | |
| Call S & P 500 Index Jan 20 17 | 3059499KE | COM | 54 | $1,000 | thousands by filing date | |
| Put (SPX) New S & P 500 Index | 3027569WW | COM | 26 | $1,000 | thousands by filing date | |
| LEVEL3 COMMUNICATIONS INC | 52729N100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM CORP | 97381W104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Southwestern Med Solutions Inc | 845633304 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISION TECHNOLOGY CORP | 92834D100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HSBC Holdings PLC | G4634U169 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCANA CORP | 292505104 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Predictive Technology Gr | 74039H102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANDORA MEDIA INC | 698354107 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFOSONICS CORP | 456784107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEANAGOLD CORP | 675222103 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVECTUS PHARMA INC | 74373F100 | COM | 1,318 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATTEN ENERGY SOLUTIONS | 70343P103 | COM | 8,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANTO MNG CORP COM NEW | 802899203 | Equities | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER FALCON MNG INC | 82771R105 | COM | 4,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXYSURE THERAPEUTICS INC COM | 69208T101 | COM | 2,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rizzoli Corriere D Ord | T79823158 | Common | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Colossus Minerals Inc | 19681L109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Golden Goliath Res Ltd | 381059104 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Abby Inc. | 00287T209 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Apogee Opportunities, Inc. | 03763J109 | COM | 279 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOLDFACE Group, Inc. | 09751V202 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rodinia Lithium Inc. | 77487T106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Southern Silver Exploration Co | 843814104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Quartz Mountain Resources | 74773L202 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALABAMA GRAPHITE CORP | 010293108 | COM | 560 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Li3 Energy Inc. | 501862106 | COM | 1,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ultra Lithium Inc. | 90388B108 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Unified Signal, Inc. | 90470J100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Jubilee Platinum Plc | G51977109 | COM | 1,950 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-17-000856 | this filing | 2017-02-13 | acceptance time not in the bulk data set |