13F-HR filed by Alexandria Capital, LLC
Alexandria Capital, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-15, with 668 holding rows worth $543,394,000.
- Accession
- 0001580642-16-012093
- Filer
- CIK 1573311
- Filed
- 2016-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 670 entries on the cover page, a total value of $543,394,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $543,394,000 with VALUE read as thousands by filing date, 13F file number 028-15456. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 200 | $5,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 65 | $5,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 47 | $4,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 113 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 50 | $4,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 34 | $4,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 50 | $4,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 83 | $4,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 154 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 172 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 400 | $4,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 115 | $4,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 58 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 55 | $4,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 339 | $4,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 100 | $4,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 300 | $4,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 300 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 110 | $4,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 218 | $4,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 103 | $4,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 86 | $3,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 101 | $3,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 105 | $3,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 202 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 147 | $3,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 302 | $3,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 40 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 117 | $3,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 111 | $3,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 202 | $3,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 66 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 647 | $3,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 99 | $3,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 206 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 20 | $3,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,800 | $2,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 28 | $2,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 200 | $2,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 327 | $2,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 29 | $2,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 26 | $2,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 31 | $2,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 26 | $2,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 9 | $2,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 11 | $2,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 38 | $2,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 243 | $2,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 123 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 70 | $2,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 98 | $2,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 12 | $2,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 179 | $2,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 72 | $2,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 37 | $2,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 69 | $2,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 26 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 243 | $2,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 57 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 108 | $2,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 55 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ALLSTATE CORP | 20002101 | OPTION | 34 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Abercrombie & Fitch | 2896207 | Equities | 115 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 206 | $2,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 11 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 85 | $1,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 15 | $1,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3 | $1,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 80 | $1,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 10 | $1,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 17 | $1,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 20 | $1,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 19 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 2,800 | $1,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 14 | $1,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 8 | $1,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 13 | $1,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 18 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 300 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 12 | $1,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 38 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 16 | $1,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 23 | $1,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 32 | $1,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 8 | $1,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 10 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 31 | $1,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 227 | $1,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 8 | $1,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 900 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 1,000 | $1,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 200 | $1,000 | thousands by filing date | |
| AUTODESK INC | 52769106 | COMMON | 14 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Chubb Limited | H1467J104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NextEra Energy,Inc. | 65339F101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Progressive Corporation | 743315103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KBHOME | 48666K109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUIFAX INC COM | 294429105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTINET INC COM | 34959E109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTENE CORP DEL COM | 15135B101 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LENNAR CORP CL A | 526057104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F104 | COM SER A | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARZ | 85571Q102 | COM SER A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNTRUST BANKS INC | 867914103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREE INC | 225447101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC | 886423102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTERNATIONAL GROUP INC | 26874784 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABB LTD SPONS ADR | 375204 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| BEST BUY CO INC | 86516101 | OPTION | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AMERICAN INTL WARRANTS WT EXP | 26874156 | WARRANT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| GEOTEC INC | 37364Q104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-012093 | this filing | 2016-11-15 | acceptance time not in the bulk data set |