13F-HR filed by Advisors Preferred, LLC
Advisors Preferred, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-02, with 178 holding rows worth $213,993,000.
- Accession
- 0001580642-16-011833
- Filer
- CIK 1598841
- Filed
- 2016-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 180 entries on the cover page, a total value of $213,993,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $213,993,000 with VALUE read as thousands by filing date, 13F file number 028-16005. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerFlexible Plan Investments, Ltd 028-12656
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 201,662 | $16,448,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 385,166 | $16,281,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 108,216 | $13,904,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 126,127 | $13,486,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 123,257 | $12,911,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 103,374 | $11,680,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 302,426 | $11,326,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 224,673 | $6,882,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 49,485 | $6,521,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 153,253 | $5,627,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 53,101 | $5,284,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 70,864 | $4,923,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 50,486 | $3,797,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 70,418 | $3,534,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 148,570 | $3,370,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 157,410 | $3,369,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 109,460 | $3,368,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 157,990 | $3,368,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 67,040 | $3,365,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 31,750 | $3,358,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,344 | $3,344,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 43,061 | $2,714,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 24,030 | $2,437,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 137,740 | $2,433,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 48,300 | $2,433,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 110,290 | $2,433,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 22,940 | $2,432,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 49,780 | $2,432,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 79,310 | $2,431,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 41,750 | $2,119,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 13,269 | $1,656,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 33,740 | $1,564,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 38,190 | $1,535,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 12,656 | $1,416,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 12,577 | $1,414,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 16,801 | $1,414,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 38,667 | $1,227,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 22,940 | $1,151,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 41,730 | $1,124,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,193 | $1,064,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 56,304 | $1,062,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 43,000 | $933,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 7,297 | $625,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,095 | $514,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 5,532 | $479,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,900 | $463,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 17,610 | $439,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 8,551 | $365,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 47,715 | $357,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 21,776 | $356,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,795 | $350,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 7,253 | $348,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 6,611 | $347,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,023 | $346,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,806 | $343,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,331 | $343,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,275 | $326,000 | thousands by filing date | |
| BEST BUY CO INC | 86516101 | OPTION | 8,455 | $323,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 20,822 | $321,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 6,455 | $320,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 9,545 | $320,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,192 | $318,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,707 | $286,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,182 | $285,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 5,701 | $254,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 96,270 | $243,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,160 | $239,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 9,364 | $230,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 6,805 | $226,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,055 | $217,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 7,828 | $213,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 7,268 | $211,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 7,080 | $211,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,858 | $208,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 17,286 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 7,721 | $195,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP | 25932104 | COM | 2,556 | $192,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 7,863 | $190,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,145 | $189,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,284 | $188,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 6,055 | $187,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 4,249 | $183,000 | thousands by filing date | |
| AMPHENOL CORP | 32095101 | COMMON STOCK | 2,791 | $181,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ABIOMED INC COM | 3654100 | COM | 1,412 | $181,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CME Group Inc. Class A | 12572Q105 | COM | 1,724 | $180,000 | thousands by filing date | |
| ACXIOM CORP COM | 5125109 | COM | 6,750 | $180,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 7,894 | $179,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 7,254 | $178,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 11,053 | $177,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 5,634 | $170,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FABRINET SHS | G3323L100 | Stock | 3,789 | $169,000 | thousands by filing date | |
| ALIGN TECHNOLOGY, INC. | 16255101 | COM | 1,807 | $169,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,001 | $166,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,661 | $160,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 5,864 | $160,000 | thousands by filing date | |
| CEMENTOS PACASMAYO SAA - ADR | 15126Q109 | SPON | 16,895 | $159,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,310 | $158,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 3,107 | $156,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 6,897 | $155,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 5,370 | $155,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 6,129 | $153,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 3,653 | $151,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 3,547 | $148,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 10,375 | $146,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 3,533 | $145,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 3,066 | $142,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,287 | $140,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 3,984 | $136,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,019 | $131,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 4,954 | $128,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 2,441 | $125,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 3,545 | $124,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 3,937 | $124,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 3,922 | $120,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,501 | $120,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 13,645 | $120,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 3,790 | $118,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,238 | $117,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 4,477 | $117,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 8,817 | $117,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,326 | $115,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 3,356 | $114,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 4,895 | $109,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,566 | $107,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 3,040 | $101,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 887 | $97,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 6,155 | $97,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1,476 | $96,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 449 | $96,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,019 | $96,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 10,212 | $96,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,690 | $95,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 435 | $60,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 1,610 | $60,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 3,094 | $60,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 412 | $60,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 2,530 | $60,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQU | 15271109 | COM | 539 | $59,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HEALTHWAYS INC | 422245100 | COM | 2,106 | $56,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 488 | $53,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,124 | $53,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,150 | $53,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 419 | $52,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 676 | $52,000 | thousands by filing date | |
| AFLAC INC. | 1055102 | COM | 730 | $52,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 1,048 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,537 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 888 | $45,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 6,755 | $43,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 910 | $42,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,703 | $42,000 | thousands by filing date | |
| ATWOOD OCEANICS INC COM | 50095108 | COMMON | 4,703 | $41,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,104 | $40,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 896 | $40,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 4,632 | $39,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,404 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 4,006 | $38,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 3,177 | $37,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 2,547 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 868 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 459 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 666 | $25,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,022 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 452 | $19,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 391 | $17,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 937 | $15,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 188 | $15,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 2,172 | $15,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,400 | $15,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 444 | $14,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 2,388 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 245 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 474 | $13,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 513 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 149 | $5,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 263 | $5,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 312 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 90 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-011833 | this filing | 2016-11-02 | acceptance time not in the bulk data set |