13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 615 holding rows worth $499,470,000.
- Accession
- 0001580642-16-010256
- Filer
- CIK 1464811
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,064 entries on the cover page, a total value of $499,470,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $499,470,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerForward Uniplan Advisors
- included managerBrandes
- included managerW.E. Donoghue
- included managerMiller/Howard
- included managerMFS
- included managerNavellier & Associates Inc.
- included managerElaine F. Hahn
- included managerPrinceton Capital Management Inc
- included managerAllianceBernstein
- included managerZacks Investment Mgt
- included managerWHV
- included managerKayne Anderson
- included managerPMC Sigma Mutual Fund Solutions
- included managerInvesco A.I.
- included managerCambiar
- included managerAtlanta Capital
- included managerMain Management, LLC
- included managerAnchor Capital
- included managerLazard
- included managerLegg Mason
- included managerInstitute for Wealth Management LLC
- included managerGood Harbor Financial, LLC
- included managerMark Aburano-Meister
- included managerRisk Paradigm Group
- included managerAllianz
- included managerSyntax Research, Inc
- included managerAstor
- included managerChartwell
- included managerSparrow
- included managerDana Investment
- included managerGraham & Dodd Fund LLC
- included managerEarnest Partners
- included managerClark Capital Mgmt
- included managerLoomis
- included managerS&P
- included managerICM
- included managerGranite Invstmt Ptnr
- included managerAthenaInvest Advisor
- included managerHahn Capital Management
- included managerInvesco A.I.
- included managerCohen & Steers
- included managerACR
- included managerBrinker Capital, Inc
- included managerSymmetry Partners
- included managerPMC ETF Solutions
- included managerCLS Investments
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 4,189 | $228,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 136,439 | $226,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 4,044 | $226,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 27,867 | $225,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,349 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4,395 | $223,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,307 | $221,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 124 | $221,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,671 | $220,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,284 | $218,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,077 | $215,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,000 | $214,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 9,853 | $213,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 6,650 | $212,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 5,192 | $212,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,474 | $211,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 5,610 | $211,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 49,637 | $210,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,378 | $208,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 8,099 | $207,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,497 | $207,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 6,489 | $207,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,095 | $206,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 6,568 | $206,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 5,900 | $206,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,135 | $205,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,967 | $204,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,560 | $204,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 5,436 | $204,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,115 | $203,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2,407 | $203,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,551 | $202,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 4,832 | $201,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,966 | $201,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,275 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 12,048 | $200,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 14,010 | $194,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 23,387 | $194,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 35,798 | $186,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 10,798 | $184,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 18,577 | $182,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 20,000 | $182,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 27,132 | $180,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,456 | $172,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,295 | $172,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 41,950 | $168,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,518 | $166,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,045 | $156,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 12,125 | $153,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,572 | $151,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 24,529 | $149,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 24,052 | $148,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 16,908 | $146,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 36,705 | $145,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 13,500 | $138,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 13,255 | $138,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 18,605 | $136,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 22,670 | $136,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 22,714 | $127,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 21,026 | $118,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 34,917 | $113,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,400 | $113,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 10,323 | $112,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 14,494 | $111,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 24,900 | $111,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,044 | $109,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 35,397 | $106,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,816 | $106,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 18,310 | $106,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 26,352 | $104,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 84,700 | $101,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,270 | $97,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 11,035 | $88,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 15,120 | $86,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,211 | $82,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 30,847 | $80,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 25,000 | $80,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 279,490 | $78,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 15,044 | $76,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P306 | COM PAR | 18,550 | $75,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 21,732 | $73,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 20,770 | $67,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 19,967 | $65,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 79,700 | $65,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 24,100 | $65,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 26,000 | $63,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 140,000 | $62,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 60,000 | $62,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 11,972 | $59,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,251 | $51,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 12,192 | $47,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,609 | $46,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,000 | $45,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,000 | $44,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 180,000 | $44,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 76,800 | $43,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19,750 | $43,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,439 | $41,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 16,700 | $41,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 40,000 | $41,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 15,800 | $40,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 145,249 | $39,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 50,500 | $39,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 12,000 | $38,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 16,000 | $28,000 | thousands by filing date | |
| CHAMPIONS ONCOLOGY INC | 15870P307 | COM NEW | 11,988 | $26,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 14,127 | $25,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 37,826 | $24,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 34,500 | $13,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 10,562 | $7,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 55,430 | $5,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 15,306 | $4,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 49,300 | $4,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P116 | *W EXP 01/21/202 | 18,500 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 11,884 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-010256 | this filing | 2016-08-15 | acceptance time not in the bulk data set |