13F-HR filed by Mariner, LLC
Mariner, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 546 holding rows worth $1,848,123,000.
- Accession
- 0001580642-16-010215
- Filer
- CIK 1373442
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 987 entries on the cover page, a total value of $1,848,123,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,848,123,000 with VALUE read as thousands by filing date, 13F file number 028-13550. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerVantage Investment Advisors, LLC028-15831
- reports for this filerRiverPoint Capital Management, LLC028-15092
- included managerMARINER WEALTH ADVISORS-OKLAHOMA, LLC028-16242
- included managerMariner Wealth Advisors-Madison, LLC028-10221
- included managerMariner Wealth Advisors - Leawood, LLC028-16909
- included managerMariner Wealth Advisors-NYC, LLC028-16888
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,500 | $199,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 14,900 | $183,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,761 | $181,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 12,008 | $179,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 12,500 | $173,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,747 | $170,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 14,281 | $167,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 16,842 | $166,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 10,875 | $163,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 15,297 | $144,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 12,203 | $143,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 18,649 | $142,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 29,770 | $138,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,998 | $130,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,098 | $120,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 13,295 | $120,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 19,086 | $116,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 125,849 | $115,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 20,776 | $107,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 10,000 | $102,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 10,884 | $100,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 42,127 | $99,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 38,752 | $98,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,828 | $85,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 65,000 | $75,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 20,556 | $74,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,750 | $71,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 47,400 | $70,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,600 | $50,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 15,000 | $45,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 12,700 | $43,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 20,000 | $26,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 20,000 | $24,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 20,000 | $23,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 20,000 | $20,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 20,000 | $19,000 | thousands by filing date | principal |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,764 | $18,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 20,000 | $17,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 20,000 | $16,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 15,000 | $14,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 15,000 | $14,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 20,000 | $13,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 10,000 | $11,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 15,000 | $9,000 | thousands by filing date | principal |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 13,826 | $8,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 34,200 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-010215 | this filing | 2016-08-12 | acceptance time not in the bulk data set |