13F-HR filed by WealthPLAN Partners, LLC
WealthPLAN Partners, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-08, with 2,676 holding rows worth $779,199,984.
- Accession
- 0001580642-16-010110
- Filer
- CIK 1639943
- Filed
- 2016-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 3,487 entries on the cover page, a total value of $779,199,984 stated on the cover page (in dollars after the unit check, H1), rows summing to $779,199,984 with VALUE read as dollars, detected, 13F file number 028-16867. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY ADVISOR BALANCED M | 315807404 | NTF EQUITY FUNDS | 2,222 | $41,693 | dollars, detected | |
| T. ROWE PRICE GROWTH STOCK ADV | 741479208 | NTF EQUITY FUNDS | 841 | $41,613 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 997 | $41,498 | dollars, detected | |
| Columbia Acorn Tr USA Cl A | 197199508 | mf | 2,330 | $41,457 | dollars, detected | |
| AQR EQUITY MARKET NEUTRAL I | 00191K799 | EQUITY FUNDS | 3,594 | $41,364 | dollars, detected | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 34,830 | $41,140 | dollars, detected | |
| AMERICAN FUNDS INTL GR AND INC F2 | 45956T501 | NTF EQUITY FUNDS | 1,476 | $41,067 | dollars, detected | |
| FNMA Note BE | 3136G05J6 | Agency P2U | 40,000 | $41,015 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,078 | $41,014 | dollars, detected | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 1,977 | $40,969 | dollars, detected | |
| VIRTUS INSIGHT TR | 92828T889 | VIRTUS EMRG FD I | 4,205 | $40,960 | dollars, detected | |
| Goldman Sachs Group Inc Buffered Nt | 38148TK65 | CorporateMthlyU | 42,000 | $40,937 | dollars, detected | |
| CAPITAL ONE NATL ASSN VA 3.375 02/15/2023 | 140420NB2 | Corp Bond | 40,000 | $40,912 | dollars, detected | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 2,746 | $40,723 | dollars, detected | |
| BANK OF AMERICA COR | 06051GFM6 | Convertible/ | 40,000 | $40,720 | dollars, detected | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC A | 140543109 | LOAD EQUITY FUND | 931 | $40,501 | dollars, detected | |
| Lancaster Cnty NE Sch Dist 1 Lincoln | 514014MA4 | Municipal BondU | 36,250 | $40,422 | dollars, detected | |
| Oppenheimer Real Estate Fund Cl Y | 68382F507 | Mutual Fund | 1,344 | $40,334 | dollars, detected | |
| AMERICAN FUNDS NEW WORLD A | 649280104 | LOAD EQUITY FUND | 789 | $40,312 | dollars, detected | |
| American Century Intl Grwth-In | 025086109 | COM | 3,760 | $40,305 | dollars, detected | |
| JPMorgan Trust I Total Return Select Cl | 4812A4435 | Mutual Fund | 4,006 | $40,300 | dollars, detected | |
| Ingram Micro Inc Senior Note Callable M/W | 457153AF1 | SENIOR NOTE CALLABLE M/W | 40,000 | $40,237 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,605 | $40,181 | dollars, detected | |
| SEI Institutional Managed Trust Cl A | 783925258 | Mutual Fund | 3,798 | $40,102 | dollars, detected | |
| FNMA Note | 3136G3LM5 | Agency P2U | 40,000 | $40,056 | dollars, detected | |
| Barclays Bank Plc Medium Term Note | 06741RBA8 | Corporate SemiU | 40,000 | $39,954 | dollars, detected | |
| Proshares Short S&P | 74347B425 | COM | 4,335 | $39,787 | dollars, detected | |
| JANUS HENDERSON (FORTY I) | 47103A658 | SHS | 1,355 | $39,733 | dollars, detected | |
| PGIM HIGH YIELD Z | 74440Y801 | NTF BOND FUNDS | 7,506 | $39,633 | dollars, detected | |
| Emc Corpnote Note | 268648AP7 | Corporate SemiU | 40,000 | $39,360 | dollars, detected | |
| NEUBERGER BERMAN EQ I | 641224498 | MUTUAL | 3,214 | $39,302 | dollars, detected | |
| RUSSELL INVT CO | 782494199 | OPRTUNISTIC CR S | 4,148 | $39,282 | dollars, detected | |
| AMERICAN NEW WORLD FUND CLASS F2 | 649280823 | Mutual Fund | 766 | $39,133 | dollars, detected | |
| OPPENHEIMER | 68380L407 | MUTUAL FUNDS - | 1,115 | $39,028 | dollars, detected | |
| AQR Tm Emerging Multi Style Cl N | 00191K641 | Mutual Fund | 4,586 | $39,025 | dollars, detected | |
| LVIP American Growth Fund SV CL II | LAFG560E | VarAnnuity AS01 | 1,906 | $38,957 | dollars, detected | The CUSIP as filed is malformed. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 8,400 | $38,847 | dollars, detected | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,518 | $38,830 | dollars, detected | |
| WASATCH MICRO CAP | 936772508 | MFA | 5,856 | $38,824 | dollars, detected | |
| LORD ABBETT BOND-DEBENTURE F | 544004609 | BOND FUNDS | 5,075 | $38,823 | dollars, detected | |
| Avnet Inc Note BE | 053807AQ6 | Corporate SemiU | 35,000 | $38,747 | dollars, detected | |
| Neuberger Berman Eq Fds Emrg Mkt Cl A | 641224431 | Mutual Fund | 2,589 | $38,701 | dollars, detected | |
| INCOME FUND OF AMERICA INC | 453320103 | Mixed Assets, World Allocation | 1,821 | $38,655 | dollars, detected | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,460 | $38,622 | dollars, detected | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,608 | $38,552 | dollars, detected | |
| MFS GROWTH I | 552985863 | NTF EQUITY FUNDS | 519 | $38,459 | dollars, detected | |
| AXA Russ 2000 5 Year 10 Bffr | 040261913 | VarAnntyAXA SCS | 361 | $38,454 | dollars, detected | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,276 | $38,318 | dollars, detected | |
| Fedl Farm Credit Bank Bond | 3133EFJ32 | Agency P2U | 38,000 | $38,226 | dollars, detected | |
| Alger Funds II Emerging Markets Cl I | 015566771 | Mutual Fund | 4,566 | $38,038 | dollars, detected | |
| FNMA Note | 3136G1B81 | Agency P2U | 38,000 | $38,032 | dollars, detected | |
| Roslyn NY Pub Impt Bam | 778170FG0 | Municipal BondU | 35,000 | $38,028 | dollars, detected | |
| TWITTER INC | 90184L102 | COM | 5,768 | $37,735 | dollars, detected | |
| HARTFORD CAPITAL APPREC-I | 416649309 | FD | 1,115 | $37,609 | dollars, detected | |
| iShares Russell 2000 ETF | 464287655 | SHS | 799 | $37,605 | dollars, detected | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,000 | $37,538 | dollars, detected | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 528 | $37,472 | dollars, detected | |
| Accenture Plc Class A | G1151C101 | COM | 616 | $37,418 | dollars, detected | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,088 | $37,314 | dollars, detected | |
| AXA SP 500 5 Year10 Buffr | 040191913 | VarAnntyAXA SCS | 330 | $37,222 | dollars, detected | |
| PUTNAM CORE EQUITY FUND A | 74676P888 | NTF EQUITY FUNDS | 2,220 | $37,143 | dollars, detected | |
| Vanguard Growth | 922908736 | COM | 709 | $37,130 | dollars, detected | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 1,431 | $36,965 | dollars, detected | |
| TROVAGENE INC | 897238309 | COM | 8,150 | $36,920 | dollars, detected | |
| Ivy Fds Energy Fd Cl Y | 466000361 | Mutual Fund | 2,958 | $36,919 | dollars, detected | |
| Safeway Inc Note BE | 786514BU2 | Corporate SemiU | 40,000 | $36,900 | dollars, detected | |
| FRANKLIN MODERATE ALLOCATION FUND CLASS A | 35472P307 | OPEN END TAXABLE LOAD FUND | 2,545 | $36,853 | dollars, detected | |
| Calamos Invt Tr New Intl Growth Cl A | 128119575 | Mutual Fund | 2,266 | $36,850 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 394 | $36,807 | dollars, detected | |
| JPMORGAN TRUST I | 48121L668 | FUND | 3,602 | $36,780 | dollars, detected | |
| JPMorgan Chase Bank NA Efficiente CD | 48125YLZ5 | CD IAM Act/365U | 35,000 | $36,660 | dollars, detected | |
| American Tax Advantaged Inc Fd Cl F1 | 02630Y588 | Mutual Fund | 2,899 | $36,377 | dollars, detected | |
| AXA Russ 2000 1 Year 10 Pct Buff | 040231713 | VarAnntyAXA SCS | 359 | $36,330 | dollars, detected | |
| OPPENHEIMER CAPITAL INCOME - A | 683793103 | MUT | 3,733 | $36,324 | dollars, detected | |
| ANTHEM, INCpoint 3point125percent22 DUE 05 15 22 | 94973VAX5 | cb | 35,000 | $36,192 | dollars, detected | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 18,588 | $36,037 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 868 | $35,996 | dollars, detected | |
| INVESCO BALANCED-RISK ALLOCATION A | 00141V747 | COM | 3,189 | $35,967 | dollars, detected | |
| GE Cap Corp Internotes Semi Surv Option | 36966TCK6 | Corporate SemiU | 30,000 | $35,960 | dollars, detected | |
| WERNER ENTERPRISES INC | 950755108 | COM | 7,990 | $35,743 | dollars, detected | |
| NUVEEN NWQ SMALL CAP VALUE - I | 67064y727 | MUT | 832 | $35,740 | dollars, detected | |
| Conocophillips | 20826FAE6 | COM | 35,000 | $35,679 | dollars, detected | |
| GARMIN LTD SHS | H2906T109 | Stock | 840 | $35,633 | dollars, detected | |
| HCP Inc Sr Note | 40414LAL3 | Corporate SemiU | 35,000 | $35,617 | dollars, detected | |
| FNMA Note | 3136G06A4 | Agency P2U | 35,000 | $35,592 | dollars, detected | |
| AMERICAN FUNDS BOND FUND OF AMER F1 | 097873400 | NTF BOND FUNDS | 2,704 | $35,483 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,670 | $35,466 | dollars, detected | |
| Jpmorgan Chase Bk NA Etf Efficnte 5 CD | 48123Y4P8 | CD IAM Act/365U | 30,000 | $35,319 | dollars, detected | |
| Fedl Farm Credit Bank Bond | 3133EFA31 | Agency P2U | 35,000 | $35,221 | dollars, detected | |
| VIRTUS | 92828R610 | MTF | 7,437 | $35,179 | dollars, detected | |
| JPMorgan Chase Bank Doresy Wright CD | 48125YLW2 | CD IAM Act/365U | 35,000 | $35,046 | dollars, detected | |
| Calamos Market Neutral Income | 128119203 | HEDG | 2,710 | $35,044 | dollars, detected | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 200 | $34,958 | dollars, detected | |
| HARBOR SMALL CAP VALUE INSTL | 411511843 | EQUITY FUNDS | 1,333 | $34,942 | dollars, detected | |
| FLOWSERVE CORP | 34354P105 | COM | 1,387 | $34,854 | dollars, detected | |
| AXA MSCI EM 1 Year 10 Pct Buff | 040311716 | VarAnntyAXA SCS | 347 | $34,847 | dollars, detected | |
| SCHWAB 1000 INDEX | 808517106 | SCHWAB MUTL FUNDS | 677 | $34,777 | dollars, detected | |
| MFS VALUE A | 552983801 | NTF EQUITY FUNDS | 1,001 | $34,712 | dollars, detected | |
| RUSSELL EMRGNG MKT CL | 782493746 | MUTUAL | 2,285 | $34,682 | dollars, detected | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 1,020 | $34,664 | dollars, detected | |
| SEI Daily Incm Tr Short Duration Govt A | 783965858 | Mutual Fund | 3,264 | $34,468 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 2,394 | $34,179 | dollars, detected | |
| FIRST EAGLE RISING DIVIDEND FUND CLASS A | 32008F853 | CL A | 1,052 | $34,101 | dollars, detected | |
| FIDELITY DISCIPLINED EQUITY | 316066208 | EQUITY FUNDS | 1,073 | $34,058 | dollars, detected | |
| SELECTED AMERICAN SHARES S | 816221105 | COM | 924 | $33,953 | dollars, detected | |
| Pacific Life Income Advisor Cl | 69447T722 | Mutual Fund | 3,181 | $33,945 | dollars, detected | |
| PROSPECT CAPITA 5point875percent23 DUE 03 15 23 | 74348TAJ1 | cb | 35,000 | $33,932 | dollars, detected | |
| T ROWE PRICE DIVERSIFIED SMALL | 779917103 | COM | 1,296 | $33,819 | dollars, detected | |
| JPMORGAN EQUITY INCOME I | 4812C0498 | EQUITY FUNDS | 2,375 | $33,799 | dollars, detected | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,054 | $33,755 | dollars, detected | |
| VANGUARD INTERNATIONAL VALUE INV | 921939203 | EQUITY FUNDS | 1,089 | $33,729 | dollars, detected | |
| MFS Ser X Emerging Markets Debt Fd Cl A | 55273E673 | Mutual Fund | 2,273 | $33,572 | dollars, detected | |
| AMERICAN BEACON | 02368A638 | MUTUAL FUNDS - | 1,442 | $33,570 | dollars, detected | |
| Starboard Fds Invst Trst Dyn Total Ret | 85520V202 | Mutual Fund | 3,277 | $33,521 | dollars, detected | |
| PIMCO REAL RETURN CL A | 693391120 | Common | 3,017 | $33,493 | dollars, detected | |
| PARNASSUS CORE EQUITY INVESTOR | 701769101 | NTF EQUITY FUNDS | 881 | $33,478 | dollars, detected | |
| VANGUARD TAX-MGD CAP APPREC | 921943866 | MFD | 314 | $33,367 | dollars, detected | |
| EATON VANCE FLOATING RATE I | 277911491 | BOND FUNDS | 3,850 | $33,305 | dollars, detected | |
| Wells Fargo Advantage Intermediate Tax | 949921662 | Mutual Fund | 2,795 | $33,291 | dollars, detected | |
| Vanguard Target Retirement 2025 Fund | 92202E409 | Mutual Fund | 2,057 | $33,269 | dollars, detected | |
| WELLS FARGO FDS WF INTRIN | 94985D814 | COMMON | 1,749 | $33,015 | dollars, detected | |
| LORD ABBETT MULTI-ASSET INCOME FUND CLASS F N/L | 543916290 | COM | 2,399 | $32,957 | dollars, detected | |
| PIMCO Rae Fundamental Plus Cl D | 72201U547 | Mutual Fund | 4,087 | $32,940 | dollars, detected | |
| AMERICAN FUNDS AMERICAN MUTUAL F1 | 027681402 | NTF EQUITY FUNDS | 909 | $32,932 | dollars, detected | |
| Goldman Sachs Group Inc Buf Index Lkd | 40054CAJ3 | CorporateMthlyU | 31,000 | $32,835 | dollars, detected | |
| ALLIANZ FDS MULTI-STRATEGY TR | 01880B884 | ALGI SHRT HIGH P | 2,181 | $32,694 | dollars, detected | |
| Elida OH Local Sch Dist Sch Facs Cons | 286587DR8 | Municipal BondU | 30,000 | $32,684 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 3,372 | $32,598 | dollars, detected | |
| FRANKLIN TOTAL RETURN A | 353612856 | NTF BOND FUNDS | 3,281 | $32,516 | dollars, detected | |
| Vanguard Target Ret 2035 | 92202E508 | Mutual Fund | 1,865 | $32,317 | dollars, detected | |
| Brookfield Global Listed Infra Cl Y | 112740709 | Mutual Fund | 2,533 | $32,215 | dollars, detected | |
| Oppenheimer Multi St Municipal Tr Cl Y | 683940852 | Mutual Fund | 4,377 | $32,212 | dollars, detected | |
| JPMorgan Chase Co Uncap Buf Ret Enh Nt | 48125UW57 | CorporateMthlyU | 30,000 | $32,169 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 628 | $32,100 | dollars, detected | |
| GUGGENHEIM SMID CAP VALUE FUND CL A M/F | 40168W749 | SEVAX | 1,113 | $32,041 | dollars, detected | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 430 | $31,919 | dollars, detected | |
| SEI INTL TR | 78411R109 | INTL EQT A | 3,489 | $31,751 | dollars, detected | |
| DFA WORLD EX US CORE EQUITY INSTL | 25239Y592 | EQUITY FUNDS | 3,382 | $31,659 | dollars, detected | |
| Nuveen Multst III GA Muni Bond Fd Cl I | 67065P808 | Mutual Fund | 2,794 | $31,658 | dollars, detected | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 2,817 | $31,609 | dollars, detected | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 3,570 | $31,429 | dollars, detected | |
| VANGUARD WELLESLEY INCOME INV | 921938106 | EQUITY FUNDS | 1,207 | $31,426 | dollars, detected | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,118 | $31,424 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 2,612 | $31,375 | dollars, detected | |
| NEWMONT CORP | 651639106 | COM | 1,600 | $31,327 | dollars, detected | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 11,150 | $31,231 | dollars, detected | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 94 | $31,117 | dollars, detected | |
| AMERICAN FUNDS AMERICAN HIGH-INC A | 026547109 | LOAD BOND FUND | 3,158 | $31,105 | dollars, detected | |
| Pacific Life High Income Advisor Cl | 69447T755 | Mutual Fund | 3,184 | $30,982 | dollars, detected | |
| Enbridge Energy Partners Lp Note | 29250RAV8 | Corporate SemiU | 30,000 | $30,929 | dollars, detected | |
| FLOWSERVE CORP | 34354PAC9 | cb | 30,000 | $30,917 | dollars, detected | |
| FRANKLIN CORE PLUS BOND FUND ADVISOR | 354713737 | NTF BOND FUNDS | 3,283 | $30,894 | dollars, detected | |
| T. ROWE PRICE VALUE | 779578103 | MFA | 967 | $30,855 | dollars, detected | |
| JPMorgan Chase Bank NA Efficiente CD | 48125YMF8 | CD IAM Act/365U | 30,000 | $30,810 | dollars, detected | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1,960 | $30,764 | dollars, detected | |
| Omaha Pub Pwr Dist NE Elec Rev Ser A | 6817933D5 | Municipal BondU | 30,000 | $30,764 | dollars, detected | |
| Financial Emerald Grwth Cl A | 317609287 | Mutual Fund | 1,709 | $30,716 | dollars, detected | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,685 | $30,684 | dollars, detected | |
| PACIFIC FUNDS STRATEGIC INCOME I-2 | 69447T730 | BOND | 2,946 | $30,606 | dollars, detected | |
| Neuberger Berman Long Short Instl Cl | 64128R756 | Mutual Fund | 3,236 | $30,349 | dollars, detected | |
| Ralston NE Rfdg Veh Off Str Pkg | 751265SG5 | Municipal BondU | 30,000 | $30,309 | dollars, detected | |
| SEI MULTI STRATEGY ALTERNATIV | 783925167 | COMMON | 3,200 | $30,306 | dollars, detected | |
| Jpmorgan Chase Bank NA Optimax Mkt CD | 48123Y4F0 | CD IAM Act/365U | 30,000 | $30,273 | dollars, detected | |
| JPMorgan Emerging Markets Equi | 4812A0607 | MF | 1,508 | $30,243 | dollars, detected | |
| Goldman Sachs Group Inc Medium Term Nt | 38143CEK3 | CorporateMthlyU | 30,000 | $30,228 | dollars, detected | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,565 | $30,218 | dollars, detected | |
| Davis Series Inc Real Estate Fd Cl Y | 239103823 | Mutual Fund | 731 | $30,215 | dollars, detected | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 766 | $30,134 | dollars, detected | |
| PIMCO HIGH YIELD MUNICIPAL BOND A | 72201F730 | MFF | 3,250 | $30,130 | dollars, detected | |
| Lincoln NE Ctf Partn Rev BE | 534266EU1 | Municipal BondU | 30,000 | $30,108 | dollars, detected | |
| Franklin Rising Dividends Cl R | 353825706 | Mutual Fund | 578 | $29,863 | dollars, detected | |
| Franklin Federal Tax Fre E Income Adv | 353519408 | MF | 2,350 | $29,733 | dollars, detected | |
| Neuberger Berman Alt Fds Glbl Alloc Fd | 64128R301 | Mutual Fund | 2,898 | $29,677 | dollars, detected | |
| FRANKLIN GROWTH A | 353496508 | NTF EQUITY FUNDS | 399 | $29,668 | dollars, detected | |
| Pimco Funds Unconstrained Bnd Cl P | 72201M453 | Mutual Fund | 2,877 | $29,661 | dollars, detected | |
| JP MORGAN U.S. EQUITY FUND INST CLASS | 4812A1142 | SHS | 2,145 | $29,596 | dollars, detected | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,263 | $29,511 | dollars, detected | |
| Pacific Life Funds Pl Inc Fds Cl A | 69447T813 | Mutual Fund | 2,768 | $29,478 | dollars, detected | |
| PIMCO INCOME FUND ADMINISTRATI | 72201F482 | Equity Mutual Fu | 2,479 | $29,474 | dollars, detected | |
| Alger Balanced Fund Cl A | 015565831 | Mutual Fund | 907 | $29,290 | dollars, detected | |
| Morgan Stanley Medium Term Note | 61760LDK8 | Corporate SemiU | 30,000 | $29,116 | dollars, detected | |
| AMERICAN FUNDS INVMT CO OF AMER F1 | 461308405 | NTF EQUITY FUNDS | 820 | $29,018 | dollars, detected | |
| FIDELITY | 316138106 | MUTUAL FUNDS - | 550 | $28,988 | dollars, detected | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 3,845 | $28,979 | dollars, detected | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,498 | $28,973 | dollars, detected | |
| FIRSTENERGY CORP | 337932107 | COM | 938 | $28,909 | dollars, detected | |
| T. ROWE PRICE MID-CAP GROWTH | 779556109 | NTF EQUITY FUNDS | 387 | $28,831 | dollars, detected | |
| PIMCO TOTAL RETURN FUND ADMIN SHARES | 693390726 | Com | 2,795 | $28,821 | dollars, detected | |
| BIOGEN INC COM | 09062X103 | Stock | 183 | $28,792 | dollars, detected | |
| FIDELITY GROWTH STRATEGIES | 316200203 | EQUITY FUNDS | 859 | $28,713 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 754 | $28,708 | dollars, detected | |
| AMPHENOL CORP NEW | 032095101 | COM | 1,000 | $28,694 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 1,727 | $28,575 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 938 | $28,508 | dollars, detected | |
| American Century Small Cap Grwth Fd ClA | 025083221 | Mutual Fund | 2,340 | $28,478 | dollars, detected | |
| Delaware Extended Duration Bond Fd Cl A | 245908835 | Mutual Fund | 4,304 | $28,361 | dollars, detected | |
| AMERICAN CAPITAL 8% PFD | 02503X204 | ps | 1,084 | $28,325 | dollars, detected | |
| FRANKLIN CONVERTIBLE SECURITIES FUND ADVISOR CLASS | 353612641 | Mutual Fund | 1,587 | $28,288 | dollars, detected | |
| AMERICAN CENTURY GLOBAL GROWTH FUND | 025086844 | COMMON | 2,653 | $28,228 | dollars, detected | |
| Eagle Growth & Income Fund Class I | 26958A302 | Mutual Fund | 1,527 | $28,220 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 2,530 | $28,200 | dollars, detected | |
| AXA SP 500 3 Year | 040171728 | VarAnntyAXA SCS | 250 | $28,172 | dollars, detected | |
| CASEYS GEN STORES INC | 147528103 | COM | 426 | $28,040 | dollars, detected | |
| PIMCO Emerging Markets Bond A | 693391575 | PAEMX | 2,745 | $28,029 | dollars, detected | |
| MFS GROWTH FUND | 552985103 | Common, Large Cap Growth | 398 | $28,000 | dollars, detected | |
| Neuberger Berman Equity Funds Cl A | 641224399 | Mutual Fund | 6,925 | $27,976 | dollars, detected | |
| Advisory Research Mlp Energy Income | 461418535 | Mutual Fund | 3,036 | $27,900 | dollars, detected | |
| RAYONIER INC COM | 754907103 | REIT | 2,124 | $27,886 | dollars, detected | |
| Pimco Fds Fundamental Indexplus Cl D | 72201F862 | Mutual Fund | 4,732 | $27,872 | dollars, detected | |
| SEI Large Cap Fund F | 783925217 | mf | 2,343 | $27,839 | dollars, detected | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,427 | $27,832 | dollars, detected | |
| American Century One Choice Mod Inv | 02507F738 | Mutual Funds | 1,969 | $27,743 | dollars, detected | |
| FQF TR | 351680855 | OSHARS FTSE US | 2,000 | $27,738 | dollars, detected | |
| SUNTRUST PREFERRE VAR | 86800XAA6 | Convertible/ | 36,000 | $27,585 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 1,550 | $27,539 | dollars, detected | |
| COLUMBIA MID CAP INDEX A | 19765J509 | NTF EQUITY FUNDS | 1,869 | $27,488 | dollars, detected | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 332 | $27,480 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 329 | $27,386 | dollars, detected | |
| Nuveen Multst III TN Muni Bond Fd Cl A | 67065P758 | Mutual Fund | 2,226 | $27,376 | dollars, detected | |
| POST HLDGS INC | 737446104 | COM | 660 | $27,315 | dollars, detected | |
| VOYA GLOBAL REAL ESTATE CL I | 92914A885 | Mutual Fund | 1,323 | $27,303 | dollars, detected | |
| LEGG MASON CLEARBRIDGE AGGRESSIVE GROWTH FUND CLASS I | 52468C406 | M | 137 | $27,283 | dollars, detected | |
| Genl Electric Cap Corp Internotes Semi | 36966R3G9 | Corporate SemiU | 25,000 | $27,252 | dollars, detected | |
| MFS MID CAP VALUE A | 55272P638 | ETF | 1,382 | $27,174 | dollars, detected | |
| PUTNAM SUSTAINABLE FUTURE A | 746802511 | NTF EQUITY FUNDS | 1,525 | $27,166 | dollars, detected | |
| ARCONIC INC NOTE M/W CLBL | 013817AU5 | NOTE M/W CLBL | 25,000 | $27,063 | dollars, detected | |
| San Francisco CA City Cnty Pub Utils | 79765RTC3 | Municipal BondU | 25,000 | $27,002 | dollars, detected | |
| Columbia Fds Tr Marsico Growth Fd Cl A | 19765H222 | Mutual Fund | 1,797 | $26,987 | dollars, detected | |
| JPMorgan Strategic Income Opports I | 4812A4351 | Mutual Fund | 2,371 | $26,893 | dollars, detected | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,760 | $26,888 | dollars, detected | |
| OPPEN STLPTH MLP INCM | 858268709 | MUTUAL | 3,433 | $26,878 | dollars, detected | |
| WASATCH INTERNATIONAL GROWTH INVESTOR | 936793405 | COM | 900 | $26,864 | dollars, detected | |
| AXA Russ 2000 1 Year 10 Bff | 040231628 | VarAnntyAXA SCS | 265 | $26,844 | dollars, detected | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 5,324 | $26,753 | dollars, detected | |
| FRANKLIN MUTUAL U S MID CAP VALUE A | 355148107 | ETF | 788 | $26,749 | dollars, detected | |
| ARBITRAGE FUND CL I N/L | 03875R205 | Alternative Mutual Fund (Open End) - No Load | 2,037 | $26,747 | dollars, detected | |
| Western National Bank Phoenix AZ CD | 9070139 | CD IAM Act/365U | 25,000 | $26,661 | dollars, detected | The CUSIP as filed is malformed. |
| NEBRASKA PUB PWR DIST REV BDS CALLABLE | 63968AG58 | REV BDS CALLABLE | 25,000 | $26,629 | dollars, detected | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 118 | $26,559 | dollars, detected | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 808 | $26,552 | dollars, detected | |
| PIMCO HIGH YIELD MUNICIP | 72201M727 | BOND FUNDS | 2,861 | $26,523 | dollars, detected | |
| OPPENHEIMER STEELPATH MLP ALPH | 858268402 | MUT | 2,843 | $26,409 | dollars, detected | |
| STRYKER CORP | 863667AF8 | COM | 25,000 | $26,402 | dollars, detected | |
| AXA SP 500 3 Year 10 Pct Buff | 040171916 | VarAnntyAXA SCS | 261 | $26,291 | dollars, detected | |
| JP Morgan Tr I Intrepid Value Fd Slct | 4812A2306 | Mutual Fund | 839 | $26,291 | dollars, detected | |
| Statoil ASA Gtd Note | 85771PAF9 | Corporate SemiU | 25,000 | $26,280 | dollars, detected | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 8,064 | $26,237 | dollars, detected | |
| INVESTMENT CO AMER CL F-2 SHS | 461308827 | MUTUAL | 740 | $26,216 | dollars, detected | |
| FRANKLIN SMALL MIDCAP GROWTH FUND ADVISOR SHS | 354713869 | Com | 759 | $26,201 | dollars, detected | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,540 | $26,168 | dollars, detected | |
| LEXMARK INTERNATIONAL INC NOTE M/W CLBL | 529772AF2 | NOTE M/W CLBL | 25,000 | $26,151 | dollars, detected | |
| AXA Russ 2000 3 Year 10 Pct Bff | 040241916 | VarAnntyAXA SCS | 261 | $26,106 | dollars, detected | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,294 | $26,063 | dollars, detected | |
| HSBC USA Inc Buf Amps | 40433BXN3 | CorporateMthlyU | 25,000 | $26,059 | dollars, detected | |
| PRUDENTIAL EQTY INCOM | 74441L832 | MUTUAL | 1,701 | $26,041 | dollars, detected | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,873 | $26,028 | dollars, detected | |
| Otay CA Water Dist Ctf Partn Sys Proj | 688818CH4 | Municipal BondU | 25,000 | $25,978 | dollars, detected | |
| Goldman Sachs Group Inc Med Term Note | 38143CED9 | CorporateMthlyU | 25,000 | $25,976 | dollars, detected | |
| Jackson Cnty OR Sch Dist 549C Rfdg SerA | 468034JL8 | Municipal BondU | 25,000 | $25,935 | dollars, detected | |
| RS Investment Trust Emerging Mkts Cl A | 74972K757 | Mutual Fund | 1,684 | $25,853 | dollars, detected | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 300 | $25,762 | dollars, detected | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 200 | $25,758 | dollars, detected | |
| Fedl Farm Credit Bank Bond | 3133EFH91 | Agency P2U | 25,000 | $25,744 | dollars, detected | |
| General Electric Capital Corp Med Term | 36962G2G8 | Corporate SemiU | 25,000 | $25,700 | dollars, detected | |
| Columbia Acorn Tr Select Cl A | 197199888 | Mutual Fund | 2,042 | $25,694 | dollars, detected | |
| Santa Rosa CA Wtr Rev BE | 802651AS8 | Municipal BondU | 25,000 | $25,621 | dollars, detected | |
| Oppenheimer Rising Dividends Fund | 68380H406 | common | 1,345 | $25,555 | dollars, detected | |
| Aston Fds Montag Caldwell Growth Cl N | 00078H299 | Mutual Fund | 1,295 | $25,533 | dollars, detected | |
| PG&E CORP COM | 69331C108 | Stock | 936 | $25,528 | dollars, detected | |
| Peoples United Financial Inc Sr Note BE | 712704AA3 | Corporate SemiU | 25,000 | $25,493 | dollars, detected | |
| B & G FOODS INC | 05508R106 | COM | 1,372 | $25,491 | dollars, detected | |
| Apple Vy CA Redev Agy Tax Alloc Pj Area | 037877CL9 | Municipal BondU | 25,000 | $25,455 | dollars, detected | |
| Chevron Corp Note BE | 166764AB6 | Corporate SemiU | 25,000 | $25,387 | dollars, detected | |
| CLEARBRIDGE MID CAP A | 52469H768 | NTF EQUITY FUNDS | 890 | $25,378 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 988 | $25,372 | dollars, detected | |
| INVESCO HIGH YIELD A | 00142C706 | NTF BOND FUNDS | 6,274 | $25,346 | dollars, detected | |
| Fidelity Value Fund | 316464106 | Com | 253 | $25,321 | dollars, detected | |
| Omaha Convention Hotel Corp NE Rev Rfdg | 681663BY5 | Municipal BondU | 25,000 | $25,265 | dollars, detected | |
| San Fran CA City Cnty Pub Util Cmmn | 79765RNR6 | Municipal BondU | 25,000 | $25,244 | dollars, detected | |
| Royce Special Equity Fund | 780905782 | Com | 1,298 | $25,223 | dollars, detected | |
| BLACKROCK MID-CAP GROWTH EQUITY PORTFOLIO CLASS A | 091928846 | OPEN END TAXABLE LOAD FUND | 1,726 | $25,205 | dollars, detected | |
| DFA INVESTMENT GRADE I | 23320G448 | BOND FUNDS | 2,259 | $25,162 | dollars, detected | |
| Advisors Disciplined Tr Pfd Inc Opty UT | 00772Y507 | Unit Trust | 2,520 | $25,155 | dollars, detected | |
| INVESCO SMALL CAP EQUITY A | 008879496 | COM | 1,853 | $25,113 | dollars, detected | |
| Aquila Three Peaks Oppty Gwrth A Sh | 03839M102 | Mutual Fund | 541 | $25,093 | dollars, detected | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 350 | $25,035 | dollars, detected | |
| ENBRIDGE INC 4 10/01/2023 | 29250NAF2 | Corp Bond | 25,000 | $24,949 | dollars, detected | |
| EUPAC FD | 298706102 | International Equities, EAFE, Large Cap Growth | 565 | $24,925 | dollars, detected | |
| Franklin Flex Cap Growth Fd Cl A | 35251D103 | Mutual Fund | 578 | $24,870 | dollars, detected | |
| JPMorgan Chase Co Cap Buf Ret Enh Nt | 48125UGV8 | CorporateMthlyU | 24,000 | $24,864 | dollars, detected | |
| COLUMBIA SELECT SMALLER-CAP VA | 19766h510 | MUT | 1,469 | $24,829 | dollars, detected | |
| AMERICAN GROWTH FUND OF AMERICA CLASS F2 | 399874825 | Mutual Fund | 600 | $24,814 | dollars, detected | |
| VANGUARD SPECIALIZED PTFLS ENE | 921908109 | MUTUAL | 499 | $24,811 | dollars, detected | |
| Lincoln Natl LVIP TR Price Gro SV CL | LRPG559P | VarAnnuity AS01 | 1,230 | $24,764 | dollars, detected | The CUSIP as filed is malformed. |
| Banc Amer Mtg Secs Ser 2003 8 Cl 2NC2 | 05948XTZ4 | CMO P12 U | 25,000 | $24,735 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,144 | $24,696 | dollars, detected | |
| BNP Paribas Buf Note Lkd | 05579T7E0 | CorporateMthlyU | 25,000 | $24,658 | dollars, detected | |
| Prospect Capital Corp Internotes Semi | 74348YBS9 | Corporate SemiU | 25,000 | $24,625 | dollars, detected | |
| ITT INC COM | 45073V108 | Stock | 836 | $24,563 | dollars, detected | |
| EXELON CORP COM | 30161N101 | Stock | 1,836 | $24,400 | dollars, detected | |
| AllianceBernstein Wlth Presv Strat Cl A | 01877F617 | Mutual Fund | 2,000 | $24,400 | dollars, detected | |
| FIDELITY ADVISOR REAL ESTATE INCOME A | 316389477 | NTF EQUITY FUNDS | 2,042 | $24,325 | dollars, detected | |
| NEW PERSPECTIVE FD INC SHS CL | 648018828 | MUTUAL | 688 | $24,324 | dollars, detected | |
| Lord Abbett Growth Opportunies fd Cl F | 54400R608 | Mutual Fund | 1,268 | $24,248 | dollars, detected | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 2,225 | $24,242 | dollars, detected | |
| VANGUARD INTERNATIONAL GROWTH FUND | 921910204 | OPEN END TAXABLE NO LOAD FUND | 1,165 | $24,194 | dollars, detected | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,920 | $24,072 | dollars, detected | |
| JPMORGAN HIGH YLD BD | 4812C0803 | FIMF | 3,371 | $24,032 | dollars, detected | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 579 | $24,000 | dollars, detected | |
| Goldman Sachs Bank USA Momentum Bldr | 38148D2Z6 | CD IAM Act/365U | 23,000 | $23,886 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,200 | $23,795 | dollars, detected | |
| LEGG MASON CLEARBR AGG GR - A | 52468c109 | MUT | 131 | $23,786 | dollars, detected | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 93 | $23,777 | dollars, detected | |
| Rainier Mid Cap Equity Port Instl | 750869877 | Mutual Fund | 521 | $23,695 | dollars, detected | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 3,994 | $23,601 | dollars, detected | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 800 | $23,471 | dollars, detected | |
| Adt Glbl Cov Call Strat 14 2 | 00772E410 | Unit Trust | 3,259 | $23,460 | dollars, detected | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,182 | $23,444 | dollars, detected | |
| Aquila Three Peaks High Income Cl Y | 03841H307 | Mutual Fund | 2,784 | $23,414 | dollars, detected | |
| FRANKLIN GROWTH ADV | 353496839 | NTF EQUITY FUNDS | 314 | $23,406 | dollars, detected | |
| PIMCO INCOME | 72201F490 | COM | 1,967 | $23,388 | dollars, detected | |
| RALPH LAUREN CORP | 751212101 | CL A | 520 | $23,324 | dollars, detected | |
| VALUE LINE CAPITAL APPRECIATION INVESTOR | 920440104 | NTF EQUITY FUNDS | 2,720 | $23,287 | dollars, detected | |
| BlackRock High Yield Bond Inst | 091929638 | Com | 3,173 | $23,259 | dollars, detected | |
| Russell Invt Co Global Infra Fund Cl S | 782494256 | Mutual Fund | 1,962 | $23,205 | dollars, detected | |
| TEXTRON INC COM | 883203101 | Stock | 634 | $23,179 | dollars, detected | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,506 | $23,140 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,810 | $23,055 | dollars, detected | |
| iShares Russell Midcap ETF | 464287499 | SHS | 137 | $23,043 | dollars, detected | |
| Pioneer Ser Tr IV Multi Asset Incm Cl A | 72387P643 | Mutual Fund | 2,240 | $23,009 | dollars, detected | |
| FRANKLIN MUTUAL GLOBAL DISCOVERY Z | 628380404 | NTF EQUITY FUNDS | 779 | $22,942 | dollars, detected | |
| BNY MELLON FDS TR MDCP MLT STRG M | 05569M608 | COM | 1,618 | $22,912 | dollars, detected | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 973 | $22,902 | dollars, detected | |
| ISHARES | 464286848 | EXCHANGE TRADED | 4,612 | $22,892 | dollars, detected | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 162 | $22,835 | dollars, detected | |
| FRANKLIN RISING DIVIDENDS A | 353825102 | NTF EQUITY FUNDS | 440 | $22,798 | dollars, detected | |
| AIM VK EQTY & INCM FD | 00142J446 | MUTUAL | 2,348 | $22,797 | dollars, detected | |
| BLACKROCK INFLATION PROTECTED BOND PTFL A | 091937722 | Open-End Fund | 2,146 | $22,796 | dollars, detected | |
| SENTINEL COMMON CLASS I | 81728B700 | MUTUAL FUNDS - | 568 | $22,739 | dollars, detected | |
| FIDELITY INTERNATIONAL DISCOVE | 315910208 | XXX | 615 | $22,712 | dollars, detected | |
| American Funds Amcap F2 | 023375827 | MF | 867 | $22,665 | dollars, detected | |
| MORGAN STANLEY INSIGHT FUND CLASS I | 61747T403 | Mutual Fund | 706 | $22,612 | dollars, detected | |
| CROCS INC COM | 227046109 | Stock | 4,000 | $22,583 | dollars, detected | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,191 | $22,453 | dollars, detected | |
| BROWN FORMAN CORP | 115637100 | CL A | 414 | $22,425 | dollars, detected | |
| ANGEL OAK MULTI-STRATEGY INCOME INSTL | 03463K406 | BOND FUNDS | 2,033 | $22,404 | dollars, detected | |
| Goldman Sachs Growth Income Strat Cl A | 38142V654 | Mutual Fund | 1,897 | $22,365 | dollars, detected | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,010 | $22,343 | dollars, detected | |
| VANGUARD BD INDEX FDS | 921937736 | International Equities, EAFE, Large Cap | 840 | $22,336 | dollars, detected | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 350 | $22,173 | dollars, detected | |
| CVR ENERGY, INC. | 12662P108 | COM | 2,854 | $22,145 | dollars, detected | |
| Columbia Fds Tr I Small Cap Value Cl A | 19765N591 | Mutual Fund | 642 | $22,106 | dollars, detected | |
| WASHINGTON MUTUAL INVS FD | 939330106 | Common, Large Cap Value | 549 | $22,003 | dollars, detected | |
| Sunamerica Flexible Cr Cl W | 866918568 | Mutual Fund | 6,557 | $21,965 | dollars, detected | |
| AMER STATES WTR CO COM | 029899101 | Stock | 500 | $21,910 | dollars, detected | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 2,406 | $21,858 | dollars, detected | |
| Nuveen Investment Fds Inc Real Asset A | 670690171 | Mutual Fund | 930 | $21,851 | dollars, detected | |
| Transamerica Growth Opptys Cl A | 893961813 | Mutual Fund | 2,967 | $21,837 | dollars, detected | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,500 | $21,828 | dollars, detected | |
| VANGUARD MUN BD FD | 922907845 | SHS | 1,854 | $21,799 | dollars, detected | |
| WELLS FARGO DIV INCBUILDER AD | 94975p660 | DIVERSIFIED INC ETF | 3,776 | $21,710 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 1,214 | $21,624 | dollars, detected | |
| Bank of America Internotes BE Semi Surv | 06050WEF8 | Corporate SemiU | 20,000 | $21,616 | dollars, detected | |
| MARATHON OIL CORP | 565849106 | COM | 2,641 | $21,534 | dollars, detected | |
| PUTNAM DYNAMIC ASSET ALLOCATION BAL A | 746444306 | NTF EQUITY FUNDS | 1,583 | $21,524 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 1,549 | $21,482 | dollars, detected | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,860 | $21,467 | dollars, detected | |
| Advisors Disciplined Reit Hartford UT U | 00773F556 | Unit Trust | 1,912 | $21,448 | dollars, detected | |
| North Carolina Med Care Commn Hc Facs | 65821DKG5 | Municipal BondU | 20,000 | $21,401 | dollars, detected | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 660 | $21,397 | dollars, detected | |
| WELLS FARGO FDS WF DVRSFD INS | 94985d350 | COM | 2,284 | $21,354 | dollars, detected | |
| MAINSTAY INCOME BUILDER FUND CL I N/L | 56062X849 | Mutual Fund (Open End) - No Load | 1,158 | $21,349 | dollars, detected | |
| Schroder Emerging Markets Equity Inv Cl | 808090757 | Mutual Fund | 1,847 | $21,203 | dollars, detected | |
| AB HIGH INCOME A | 01859M101 | NTF BOND FUNDS | 2,519 | $21,181 | dollars, detected | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 4,816 | $21,153 | dollars, detected | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 4,798 | $21,078 | dollars, detected | |
| Cavanal Hill Intermediate Bd Fd No Load | 14956P752 | Mutual Fund | 1,975 | $21,078 | dollars, detected | |
| HSBC USA Inc Medium Term Note BE | 40432XEY3 | CorporateQrtlyU | 22,000 | $20,945 | dollars, detected | |
| Lincoln Natl LVIP SSGA Small Cap | LSCI559N | VarAnnuity AS01 | 1,256 | $20,902 | dollars, detected | The CUSIP as filed is malformed. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,400 | $20,867 | dollars, detected | |
| FHLMC Medium Term Note | 312902VL0 | FHLMC U | 25,000 | $20,847 | dollars, detected | |
| NEWMONT GOLDCORP | 651639AN6 | Convertible/ | 20,000 | $20,800 | dollars, detected | |
| ROYCE OTC SERIES FUND | 780905709 | MUTUAL | 1,883 | $20,735 | dollars, detected | |
| Fidelity Equity Dividend Incom | 316145101 | Com | 799 | $20,731 | dollars, detected | |
| Virtus Insight Tr Emerging Mkts Opp ClA | 92828T707 | Mutual Fund | 2,200 | $20,722 | dollars, detected | |
| Goldman Sachs Bank USA Momentum Bldr CD | 38148D2J2 | CD IAM Act/365U | 20,000 | $20,710 | dollars, detected | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 26,349 | $20,709 | dollars, detected | |
| Cliffs Natural Resources Inc Senior Nt | 18683KAB7 | Corporate SemiU | 30,000 | $20,625 | dollars, detected | |
| American Funds New Perspective | 648018109 | COM | 581 | $20,558 | dollars, detected | |
| BUFFALO HIGHYIELD | 119539104 | BUFHX | 1,838 | $20,514 | dollars, detected | |
| Fidelity Overseas Europe Fund | 316343300 | Mutual Fund | 605 | $20,457 | dollars, detected | |
| FIDELITY OVERSEAS | 316343102 | EQUITY FUNDS | 517 | $20,433 | dollars, detected | |
| AETNA INC NOTE M/W CLBL | 008117AP8 | NOTE M/W CLBL | 20,000 | $20,415 | dollars, detected | |
| Allianz Templeton Global Bonds Secs | ATGI | VarAnnuity AS01 | 308 | $20,389 | dollars, detected | The CUSIP as filed is malformed. |
| Lincoln Natl Fidelity VIP Mid Cl 2 | FMIC5597 | VarAnnuity AS01 | 1,211 | $20,346 | dollars, detected | The CUSIP as filed is malformed. |
| Bank America Corp Sr Note | 06051GFT1 | Corporate SemiU | 20,000 | $20,332 | dollars, detected | |
| Nuveen Investment Fds NE Mun Bond Cl A | 670678499 | Mutual Fund | 1,799 | $20,198 | dollars, detected | |
| VANGUARD ENERGY ADM | 921908802 | MFC | 216 | $20,197 | dollars, detected | |
| MFS Ser Tr I New Discovery Fund Cl A | 552983553 | Mutual Fund | 889 | $20,143 | dollars, detected | |
| LOEWS CORP | 540424AQ1 | cb | 20,000 | $20,129 | dollars, detected | |
| GOLDMAN SACHS SMALL/ MID CAP GRWTH CL A | 38143H779 | CL A | 1,052 | $20,099 | dollars, detected | |
| Wintergreen Fund Inc | 97607W102 | Mutual Fund | 1,265 | $20,054 | dollars, detected | |
| Fed Home Loan Mtg Corp Deb | 3134A15N6 | FHLMC U | 20,000 | $20,024 | dollars, detected | |
| Mainstay Fds Trust Moderate Grwth Cl I | 56063U760 | Mutual Fund | 1,466 | $20,017 | dollars, detected | |
| Blair NE Wtr Sys Rev Bd Antic Nt | 093030FB5 | Municipal BondU | 20,000 | $20,010 | dollars, detected | |
| State Univ IA Rev Ser A | 857535ST6 | Municipal BondU | 20,000 | $20,000 | dollars, detected | |
| Ford Motor Cr Co Llc Credit Notes Qtrly | 34540TEW8 | CorporateQrtlyU | 20,000 | $19,965 | dollars, detected | |
| Advisors Global Div Strat 2Q15 UT | 00773A193 | Unit Trust | 2,109 | $19,924 | dollars, detected | |
| HCP Inc Sr Note | 40414LAG4 | Corporate SemiU | 20,000 | $19,906 | dollars, detected | |
| Pacific Life Pl High Income Fd Cl A | 69448A102 | Mutual Fund | 2,047 | $19,902 | dollars, detected | |
| PIMCO High Yield Instl | 693390650 | MUTUAL FUND | 2,328 | $19,857 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 844 | $19,829 | dollars, detected | |
| ALGER FDS SMALL CP FOCUS | 015565450 | MUTUAL | 1,830 | $19,750 | dollars, detected | |
| Pioneer Strategic Income Fund | 723884102 | MUTUAL FUNDS | 1,871 | $19,742 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 826 | $19,679 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,950 | $19,651 | dollars, detected | |
| WF PREMIER LRG GRW AD | 94984B462 | MUTUAL | 1,393 | $19,536 | dollars, detected | |
| Vanguard Utilities ETF | 92204A876 | SHS | 411 | $19,493 | dollars, detected | |
| Hartford Capital Appr Fund Cl A | 416645406 | MF | 580 | $19,474 | dollars, detected | |
| PCM FD INC | 69323T101 | COM | 4,000 | $19,459 | dollars, detected | |
| Franklin Tenn Mun Bd Fd Cl A | 354025405 | Com | 1,672 | $19,417 | dollars, detected | |
| JOHN HANCOCK DISCIPLINED VALUE MID-CAP FUND CLASS A | 47803W505 | OPEN END TAXABLE LOAD FUND | 1,016 | $19,399 | dollars, detected | |
| JP Morgan Tr II OH Muni Bond Slct Cl | 4812C1298 | Mutual Fund | 1,757 | $19,396 | dollars, detected | |
| COLUMBIA MID CAP GROWTH FUND - | 19765p299 | MUT | 799 | $19,334 | dollars, detected | |
| Russell Inv Global Real Estate | 782493761 | Com | 512 | $19,318 | dollars, detected | |
| Rydex Inverse S&P 500 I | 783554405 | mf | 1,432 | $19,283 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,324 | $19,255 | dollars, detected | |
| SEI Instl Managed Tr Enhanced Income | 783925423 | Mutual Fund | 2,586 | $19,240 | dollars, detected | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 824 | $19,205 | dollars, detected | |
| BlackRock Funds Global Long Shrt Cr Fd | 091936757 | Mutual Fund | 1,953 | $19,118 | dollars, detected | |
| VAN ECK GLOBAL HARD ASSETS - A | 921075750 | COMMON | 577 | $19,102 | dollars, detected | |
| FERRARI N V | N3167Y103 | COM | 680 | $19,041 | dollars, detected | |
| FHLMC Medium Term Note | 3134G32K5 | FHLMC U | 19,000 | $18,994 | dollars, detected | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,591 | $18,944 | dollars, detected | |
| Advisors Reit Hartfrd Invt 2014 2 UT | 00772F771 | Unit Trust | 1,726 | $18,931 | dollars, detected | |
| Advisors Balanced 15m 2Q15 UT | 00773A318 | Unit Trust | 2,241 | $18,913 | dollars, detected | |
| PIMCO Fds Fundamental Indexplus Tr Cl A | 72201F888 | Mutual Fund | 3,195 | $18,882 | dollars, detected | |
| Starboard Investment Rx High Incm Instl | 85520V582 | Mutual Fund | 2,013 | $18,780 | dollars, detected | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 500 | $18,775 | dollars, detected | |
| DFA INTERMEDIATE-TERM EXTND QLTY I | 23320G513 | BOND FUNDS | 1,693 | $18,756 | dollars, detected | |
| NOMURA DIVERSIFIED INCOME FUND I | 246248587 | DPFFX | 2,114 | $18,753 | dollars, detected | |
| CERUS CORP | 157085101 | COM | 6,000 | $18,739 | dollars, detected | |
| COMPUTER SERVICES INC | 20539A105 | COM | 500 | $18,725 | dollars, detected | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 231 | $18,712 | dollars, detected | |
| VANGUARD INDEX FDS | 922908306 | TOTAL STK MKT | 357 | $18,642 | dollars, detected | |
| Allianz Funds Multi Strat Tr RCM Shrt A | 01880B603 | Mutual Fund | 1,239 | $18,622 | dollars, detected | |
| Neuberger Berman Intl Equity Fd Cl A | 64122Q598 | Mutual Fund | 855 | $18,568 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 500 | $18,532 | dollars, detected | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,772 | $18,474 | dollars, detected | |
| CORNING INC | 219350105 | COM | 1,800 | $18,450 | dollars, detected | |
| JPMorgan Chase Co Cap Buf Ret Enh Nt | 48128GQD5 | CorporateMthlyU | 18,000 | $18,395 | dollars, detected | |
| VANGUARD INTERMEDIATE-TERM INV | 922031885 | COM | 1,821 | $18,354 | dollars, detected | |
| Fidelity Advisor Stock Selector Mid Cap Fund (FMCDX) | 315805879 | Mutual Fund | 600 | $18,346 | dollars, detected | |
| JP MORGAN SMALL CAP EQUITY FUND CLASS A | 4812A1365 | M | 439 | $18,302 | dollars, detected | |
| SHAKE SHACK INC | 819047101 | CL A | 1,000 | $18,233 | dollars, detected | |
| RITEAID CORP | 767754104 | COM | 4,840 | $18,144 | dollars, detected | |
| JPMORGAN EMERGING MARKETS EQUITY I | 4812A0623 | EQUITY FUNDS | 881 | $18,096 | dollars, detected | |
| JPMorgan Chase Co Cap Buf Ret Enh Nt | 48128GQC7 | CorporateMthlyU | 18,000 | $18,056 | dollars, detected | |
| Avon Products Inc Note | 054303AW2 | Corporate SemiU | 20,000 | $18,050 | dollars, detected | |
| Vanguard Index Funds Small Cap | 922908827 | MUT | 518 | $18,038 | dollars, detected | |
| Eaton Vance Global Macro Abs Ret I | 277923728 | MF | 2,002 | $18,001 | dollars, detected | |
| JPMorgan Chase Co High Low Yield Note | 48128GQU7 | CorporateMthlyU | 18,000 | $18,000 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 6,413 | $17,907 | dollars, detected | |
| NEUBERGER BERMAN | 64128R871 | ABSOL RTNMUL A | 1,810 | $17,900 | dollars, detected | |
| Virtus Global Tr Worldwide Strat Cl A | 92828R446 | Mutual Fund | 1,339 | $17,897 | dollars, detected | |
| Financial Investors Listed Private Cl A | 317609816 | Mutual Fund | 3,056 | $17,819 | dollars, detected | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,782 | $17,814 | dollars, detected | |
| FIDELITY ADVISOR STRATEG | 315920850 | NTF BOND FUNDS | 1,504 | $17,758 | dollars, detected | |
| EATON VANCE FLOATING-RATE & HI INC INST | 277911541 | BOND FUNDS | 2,080 | $17,722 | dollars, detected | |
| Morrocroft Special Opportunity Fd II A | 2766072 | Common Stock | 50 | $17,719 | dollars, detected | The CUSIP as filed is malformed. |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,109 | $17,666 | dollars, detected | |
| Sentinel Fds Small Company Fd I | 81728B825 | Mutual Fund | 3,601 | $17,647 | dollars, detected | |
| SELECT AMERICAN SHARES D | 816221204 | MFD | 479 | $17,639 | dollars, detected | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 254 | $17,638 | dollars, detected | |
| COLUMBIA BALANCED FD CL I | 19765P430 | Mutual Fund | 484 | $17,614 | dollars, detected | |
| POWERSHARES | 73935X286 | COMMON STOCK | 2,827 | $17,602 | dollars, detected | |
| MFS UTILITIES FUND-A | 552986309 | MF | 917 | $17,597 | dollars, detected | |
| BLACKROCK FDS II FLRT INC INV A | 09256H211 | Open-End Fund | 1,754 | $17,541 | dollars, detected | |
| PIMCO GNMA AND GOVERNMENT SECS A | 693391476 | MFF | 1,536 | $17,540 | dollars, detected | |
| PRAXAIR INC | 74005P104 | COM | 155 | $17,420 | dollars, detected | |
| LVIP Vanguard Intl Lincoln National | LETF6847 | VarAnnuity AS01 | 1,704 | $17,404 | dollars, detected | The CUSIP as filed is malformed. |
| AIM Invt Fds Invesco Endeavor Cl A | 00141T296 | Mutual Fund | 1,060 | $17,397 | dollars, detected | |
| Federated World Invt Emerg Mkt Debt A | 31428U771 | Mutual Fund | 2,107 | $17,381 | dollars, detected | |
| AB LARGE-CAP GROWTH FUND CLASS A | 01877C101 | M | 467 | $17,366 | dollars, detected | |
| PACCAR INC COM | 693718108 | Stock | 666 | $17,288 | dollars, detected | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 5,674 | $17,200 | dollars, detected | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,525 | $17,187 | dollars, detected | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,023 | $17,119 | dollars, detected | |
| Invesco VI Intl Growth Fund Series | AMIT1P1W | VarAnnuity AS01 | 1,841 | $17,063 | dollars, detected | The CUSIP as filed is malformed. |
| Baird Fds Inc | 057071805 | Com | 1,510 | $17,059 | dollars, detected | |
| Municipal Energy Agy NE Pwr Supply Sys | 625914GZ3 | Municipal BondU | 15,000 | $17,016 | dollars, detected | |
| SEI Institutional Mngd Tr Real Rtn Cl A | 783925233 | Mutual Fund | 1,669 | $16,902 | dollars, detected | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 764 | $16,830 | dollars, detected | |
| PIMCO DIVERSIFIED INC A | 72200Q661 | NTF BOND FUNDS | 1,593 | $16,792 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 322 | $16,787 | dollars, detected | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,106 | $16,783 | dollars, detected | |
| SunAmerica New Focused Dividen | 86704B822 | FD ETF | 1,013 | $16,770 | dollars, detected | |
| VANGUARD REIT INDEX INSTITUTIONAL SHARES | 921908703 | Com | 568 | $16,724 | dollars, detected | |
| Prudential Long Short Equy Cl Z | 744336843 | Mutual Fund | 1,504 | $16,715 | dollars, detected | |
| VANGUARD WINDSOR-ADM | 922018403 | ETF | 262 | $16,689 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-010110 | this filing | 2016-08-08 | acceptance time not in the bulk data set |