13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-21, with 866 holding rows worth $1,371,083,000.
- Accession
- 0001580642-16-009822
- Filer
- CIK 1535847
- Filed
- 2016-07-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 873 entries on the cover page, a total value of $1,371,083,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,371,083,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 300 | $15,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 764 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 470 | $15,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 263 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 300 | $15,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 200 | $15,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 100 | $15,000 | thousands by filing date | |
| BEMIS COMPANY, INC. | 81437105 | COM | 301 | $15,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 275 | $14,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 310 | $14,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,006 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 537 | $14,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 202 | $14,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 237 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 358 | $14,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 465 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 353 | $14,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 400 | $14,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 591 | $14,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 250 | $14,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 200 | $13,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 234 | $13,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 884 | $13,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 58 | $13,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 680 | $13,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 277 | $13,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 70 | $13,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,500 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 900 | $13,000 | thousands by filing date | |
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 300 | $13,000 | thousands by filing date | The CUSIP as filed is malformed. |
| D R HORTON INC COM | 23331A109 | Stock | 378 | $12,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 148 | $12,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,069 | $12,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 151 | $12,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 727 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 201 | $12,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,086 | $12,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 200 | $12,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 556 | $12,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 100 | $11,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $11,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 222 | $11,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,342 | $11,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 511 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 107 | $11,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 849 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 300 | $11,000 | thousands by filing date | |
| ARM HOLDINGS INC | 42068106 | ADR | 250 | $11,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 290 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 343 | $10,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 200 | $10,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $10,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 516 | $10,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 841 | $10,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 100 | $9,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 200 | $9,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 214 | $9,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 59 | $9,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 464 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 227 | $9,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 100 | $9,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 249 | $9,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 625 | $9,000 | thousands by filing date | |
| Applied Materials | 38222105 | COM | 380 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BED, BATH, AND BEYOND | 75896100 | COM | 200 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ANGLOGOLD ASHANTI LTD | 35128206 | ADR | 501 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CIVEO CORP CDA | 17878Y108 | COM | 5,000 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 3373E203 | NY ARCA BIOTECH | 100 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| USBANCORPDEL | 902973304 | COM NEW | 199 | $8,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 21 | $8,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 100 | $8,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 160 | $8,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 113 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 100 | $8,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,000 | $8,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 300 | $8,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 130 | $8,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 200 | $8,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 251 | $8,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 160 | $8,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 42 | $8,000 | thousands by filing date | |
| AMPHENOL CORP | 32095101 | COMMON STOCK | 132 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BlackRock Kelso Capital Corp | 92533108 | CS | 1,081 | $8,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,400 | $7,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 8,000 | $7,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $7,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 268 | $7,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 62 | $7,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 153 | $7,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 100 | $7,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,000 | $7,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 139 | $7,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 67 | $7,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 100 | $7,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 500 | $7,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 44 | $6,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 240 | $6,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 192 | $6,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 65 | $6,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 290 | $6,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 221 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 223 | $6,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 333 | $6,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 500 | $6,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 500 | $6,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 106 | $6,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 206 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 265 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 226 | $6,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 108 | $6,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,217 | $6,000 | thousands by filing date | |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 200 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AGNICO EAGLE MINES LTD COM | 8474108 | FOREIGN COMMON S | 116 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TYCO INTL PLC | G91442106 | SHS | 152 | $6,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 89 | $5,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 136 | $5,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 48 | $5,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 332 | $5,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 47 | $5,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 101 | $5,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 130 | $5,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 50 | $5,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 112 | $5,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 87 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 423 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 88 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 85 | $5,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 48 | $5,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 162 | $5,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 85 | $5,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 100 | $5,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 90 | $5,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 92 | $5,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 100 | $5,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 246 | $5,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 167 | $5,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 500 | $5,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 60 | $5,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 201 | $5,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 28 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 200 | $5,000 | thousands by filing date | |
| ACCURAY INC | 4397105 | COM | 1,000 | $5,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TIME INC NEW | 887228104 | COM | 294 | $5,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 34 | $4,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 24 | $4,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 79 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 115 | $4,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 27 | $4,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 103 | $4,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 30 | $4,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 188 | $4,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 150 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 86 | $4,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 63 | $4,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 34 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 69 | $4,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 800 | $4,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 900 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 95 | $4,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 44 | $4,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 500 | $4,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 33 | $4,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 250 | $4,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 134 | $4,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 193 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 325 | $4,000 | thousands by filing date | |
| ANALOG DEVICES INC | 32654105 | COMMON | 76 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AFFILIATED MANAGERS GROUP | 8252108 | COM | 27 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 225 | $4,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 14 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 34 | $3,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 122 | $3,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 13 | $3,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 126 | $3,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 200 | $3,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 40 | $3,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 33 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 138 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 25 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 28 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 67 | $3,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 50 | $3,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 82 | $3,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 110 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 72 | $3,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 150 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 500 | $3,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 82 | $3,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 198 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 150 | $3,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 100 | $3,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 614 | $3,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 400 | $3,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 216 | $3,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 58 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 1,290 | $3,000 | thousands by filing date | |
| ATWOOD OCEANICS INC COM | 50095108 | COMMON | 200 | $3,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Accenture Plc Class A | G1151C101 | COM | 21 | $2,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 37 | $2,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 15,400 | $2,000 | thousands by filing date | call |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 13 | $2,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 328 | $2,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 76 | $2,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 128 | $2,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 33 | $2,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 66 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 104 | $2,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 292 | $2,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 28 | $2,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 52 | $2,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 146 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 124 | $2,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 40 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 50 | $2,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 30 | $2,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 80 | $2,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 55 | $2,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 34 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 80 | $2,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 38 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 71 | $2,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 29 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 63 | $2,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 125 | $2,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 220 | $2,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 52 | $2,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 205 | $2,000 | thousands by filing date | |
| American Express | 25816109 | COM | 31 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 577 | $2,000 | thousands by filing date | |
| BP Prudhoe Royalty Trust | 55630107 | COM | 100 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Aixtron Aktiengesel Adrf | 9606104 | Equities | 250 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CVS Health Corporation | 126650100 | COM | 6 | $1,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8 | $1,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 12 | $1,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 14 | $1,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 21 | $1,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 43 | $1,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 25 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 25 | $1,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 26 | $1,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 5 | $1,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 60 | $1,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 17 | $1,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3 | $1,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 13 | $1,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 24 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 10 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 44 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 43 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 16 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 106 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 39 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 44 | $1,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 7 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 17 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 27 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 32 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 600 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 45 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 30 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 127 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 25 | $1,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 25 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 24 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 32 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 192 | $1,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 4 | $1,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 100 | $1,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 21 | $1,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 42 | $1,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 24 | $1,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 999 | $1,000 | thousands by filing date | principal |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 86 | $1,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 2,000 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORPORATION | 1547108 | COM | 228 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BAKER HUGHES INC. | 57224107 | COM | 32 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BORGWARNER, INC. | 99724106 | COM | 40 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 112 | $1,000 | thousands by filing date | |
| AGCO CORP | 1084102 | COM | 31 | $1,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VOXELJET AG | 92912L107 | ADS | 300 | $1,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 22 | $1,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MURPHY USA INC COM | 626755102 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZOETIS INC CL A | 98978V103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADYNE INC COM | 880770102 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NASDAQ INC COM | 631103108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BXP INC COM | 101121101 | REIT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLUOR CORP | 343412102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRANE CO | 224399105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HESS CORP | 42809H107 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VMWARE, INC. | 928563402 | CL A COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XILINX INC | 983919101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHEBYS | 835898107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC NETWORKS INC | 00164V103 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMANTEC CORP | 871503108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHILL & CO INC COM | 395259104 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOL ENERGY INC | 20854P109 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAHOO INC | 984332106 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALPINE CORP | 131347304 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Galena Biopharma Inc | 363256108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVON PRODS INC | 54303102 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AMERICAN INTL WARRANTS WT EXP | 26874156 | WARRANT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AUTODESK INC | 52769106 | COMMON | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| ALASKA AIR GROUP INC COM | 11659109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Ascent Capital Group | 43632108 | COM SER A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| Anworth Mtg Asset Corp | 37347101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ballard Power Sys New | 58586108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-009822 | this filing | 2016-07-21 | acceptance time not in the bulk data set |