13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-18, with 781 holding rows worth $1,138,794,000.
- Accession
- 0001580642-16-008142
- Filer
- CIK 1535847
- Filed
- 2016-04-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 785 entries on the cover page, a total value of $1,138,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,138,794,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSCANADA CORP | 89353D107 | COM | 300 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 425 | $12,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 900 | $12,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 268 | $11,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 611 | $11,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $11,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 378 | $11,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 300 | $11,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,050 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 423 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 107 | $11,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 202 | $11,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 4,000 | $11,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 556 | $11,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 227 | $11,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 494 | $11,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 679 | $11,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 62 | $11,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 250 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 300 | $11,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 100 | $10,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 100 | $10,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 21 | $10,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 201 | $10,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 214 | $10,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 149 | $10,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 222 | $10,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 156 | $10,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,081 | $10,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 460 | $10,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 625 | $10,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 120 | $10,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,600 | $10,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 350 | $9,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 200 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 81 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 169 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 100 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 100 | $9,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 464 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 227 | $9,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 100 | $9,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 200 | $9,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 155 | $9,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $9,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 829 | $9,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 132 | $8,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 100 | $8,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 141 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 245 | $8,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 59 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 500 | $8,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 106 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,500 | $8,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 224 | $8,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 333 | $7,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 162 | $7,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 42 | $7,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $7,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 268 | $7,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 160 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 59 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 234 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 63 | $7,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 130 | $7,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 205 | $7,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 200 | $7,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 501 | $7,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 32 | $7,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 400 | $7,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 75 | $6,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 153 | $6,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 50 | $6,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 69 | $6,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,000 | $6,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 333 | $6,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 500 | $6,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,000 | $6,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 112 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 265 | $6,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 100 | $6,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 117 | $6,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 500 | $6,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,140 | $6,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 5,000 | $6,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 40 | $5,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 89 | $5,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 123 | $5,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 45 | $5,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 28 | $5,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 80 | $5,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 87 | $5,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 190 | $5,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 212 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 88 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 85 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 122 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 90 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 127 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 335 | $5,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 500 | $5,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 189 | $5,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 41 | $5,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 119 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 255 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 200 | $5,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 142 | $5,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 295 | $5,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 76 | $4,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 34 | $4,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 79 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 115 | $4,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 48 | $4,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 400 | $4,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 102 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 423 | $4,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 116 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 86 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 38 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 29 | $4,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200 | $4,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 57 | $4,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 63 | $4,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 162 | $4,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 34 | $4,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 800 | $4,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 900 | $4,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 150 | $4,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 100 | $4,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 154 | $4,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 44 | $4,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 600 | $4,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 134 | $4,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 212 | $4,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,040 | $4,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 205 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 106 | $4,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 37 | $3,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 21 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 40 | $3,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 113 | $3,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 87 | $3,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 11 | $3,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 27 | $3,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 200 | $3,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 90 | $3,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 33 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 123 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 25 | $3,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 30 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 183 | $3,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 32 | $3,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 50 | $3,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 82 | $3,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 34 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 72 | $3,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 500 | $3,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 167 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 150 | $3,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 100 | $3,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 250 | $3,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 80 | $3,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 60 | $3,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 400 | $3,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 1,290 | $3,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 650 | $3,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 74 | $3,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 31 | $2,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 21 | $2,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 69 | $2,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 76 | $2,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 40 | $2,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 128 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 104 | $2,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 200 | $2,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 40 | $2,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 146 | $2,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 294 | $2,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 31 | $2,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 40 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 50 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 43 | $2,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 80 | $2,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 55 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 80 | $2,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 38 | $2,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 32 | $2,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 120 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 71 | $2,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 125 | $2,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 51 | $2,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 200 | $2,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 220 | $2,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 205 | $2,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 110 | $2,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 577 | $2,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 2,000 | $2,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 500 | $2,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 300 | $2,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 14 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 328 | $1,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 25 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 25 | $1,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 5 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 103 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 44 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 43 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 18 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 106 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 39 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 44 | $1,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 34 | $1,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 500 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 17 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 23 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 37 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 600 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 45 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 127 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 25 | $1,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 25 | $1,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 24 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 192 | $1,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 32 | $1,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 21 | $1,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 52 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 30 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 37 | $1,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 42 | $1,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 999 | $1,000 | thousands by filing date | principal |
| AIXTRON SE | 009606104 | SPONSORED ADR | 250 | $1,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 100 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 228 | $1,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 500 | $1,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 112 | $1,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 22 | $1,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRANE CO | 224399105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lineage, Inc. | 536020100 | COM | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 666 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE ADT CORPORATION | 00101J106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-008142 | this filing | 2016-04-18 | acceptance time not in the bulk data set |