13F-HR filed by WealthPLAN Partners, LLC
WealthPLAN Partners, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-03-24, with 1,839 holding rows worth $617,810,702,000.
- Accession
- 0001580642-16-007796
- Filer
- CIK 1639943
- Filed
- 2016-03-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 2,370 entries on the cover page, a total value of $617,810,702,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $615,200,976,000 with VALUE read as thousands by filing date, 13F file number 028-16867. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARCHER-DANIELS-MIDLAND | 39483102 | COM | 429 | $15,736,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIMCO DIVERSIFIED INC A | 72200Q661 | NTF BOND FUNDS | 1,564 | $15,702,000 | thousands by filing date | |
| OPPEN STLPTH MLP INCM | 858268709 | MUTUAL | 2,201 | $15,605,000 | thousands by filing date | |
| Rainier Mid Cap Equity Port Instl | 750869877 | Mutual Fund | 332 | $15,578,000 | thousands by filing date | |
| JOHN HANCOCK FUNDAMENTAL LARGE CAP CORE FUND CL A M/F | 41013P103 | Mutual Funds | 375 | $15,542,000 | thousands by filing date | |
| Allianz Pimco VIT Unconstrained | AVUB | VarAnnuity AS01 | 1,454 | $15,528,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HIGHLAND LONG/SHORT HEALTHCARE FUND | 430101808 | Com | 1,174 | $15,520,000 | thousands by filing date | |
| Pioneer Ser Trust Vi Multi Asset Real Y | 72387S605 | Mutual Fund | 1,330 | $15,485,000 | thousands by filing date | |
| MFS MUNICIPAL HIGH INCOME A | 552984304 | BOND FUNDS | 1,889 | $15,470,000 | thousands by filing date | |
| PRUDENTIAL EQTY INCOM | 74441L832 | MUTUAL | 1,064 | $15,457,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 1,200 | $15,450,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SCHWAB LARGE-CAP INDEX MF | 808509855 | MFD | 489 | $15,433,000 | thousands by filing date | |
| SunAmerica New Focused Dividen | 86704B822 | FD ETF | 1,001 | $15,403,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 3,000 | $15,340,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Allianz Pimco VIT High Yield | APHY | VarAnnuity AS01 | 613 | $15,293,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PGIM TOTAL RETURN BOND A | 74440B108 | NTF BOND FUNDS | 1,088 | $15,248,000 | thousands by filing date | |
| Starboard Investment Rx High Incm Instl | 85520V582 | Mutual Fund | 1,669 | $15,220,000 | thousands by filing date | |
| PIMCO HIGH YIELD CL A | 693390379 | Common | 1,838 | $15,184,000 | thousands by filing date | |
| INVESCO CONVERT SEC-Y | 00888W700 | FD | 668 | $15,124,000 | thousands by filing date | |
| T. ROWE PRICE VALUE | 779578103 | MFA | 483 | $15,104,000 | thousands by filing date | |
| MFS | 552983462 | MUTUAL FUNDS - | 579 | $15,004,000 | thousands by filing date | |
| Credit Suisse Frst Bstn Ser 2004 CLIVA6 | 22541SW61 | CMO P12 U | 15,000 | $14,974,000 | thousands by filing date | |
| Starboard Fds Invst Trst Dyn Total Ret | 85520V202 | Mutual Fund | 1,551 | $14,964,000 | thousands by filing date | |
| VANGUARD WELLINGTON INV | 921935102 | EQUITY FUNDS | 406 | $14,936,000 | thousands by filing date | |
| Blackrock Global Long Shrt Eqty Inst Cl | 91936526 | Mutual Fund | 1,293 | $14,907,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 231 | $14,884,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| E M C CORP MASS | 268648102 | COM | 1,375 | $14,779,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Pimco RAE Worldwide LngSht Plus CL A | 72202E872 | Mutual Fund | 1,658 | $14,770,000 | thousands by filing date | |
| HSBC USA Inc Buf Amps | 40433B3H9 | CorporateMthlyU | 15,000 | $14,549,000 | thousands by filing date | |
| Ball Corporation | 58498106 | Equities | 200 | $14,546,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VANGUARD HEALTH CARE (ADM) | 92204a827 | MFD | 218 | $14,495,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 900 | $14,491,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TIME WARNER CABLE INC | 88732J207 | COM | 118 | $14,484,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Pimco Fds Mortgage Backed Secs Cl P | 72201M651 | Mutual Fund | 1,383 | $14,453,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 191 | $14,320,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MFS Ser Tr X Moderate Allocation Cl I | 55273G744 | Mutual Fund | 902 | $14,235,000 | thousands by filing date | |
| Northern Lights Swan Defined Risk Cl A | 66538E408 | Mutual Fund | 1,261 | $14,178,000 | thousands by filing date | |
| Eaton Vance Strategic Income Fund USD Cls A | 277911772 | COM | 1,938 | $14,089,000 | thousands by filing date | |
| Thornburg Limited Term Income Fund Class A | 885215509 | COM | 1,064 | $14,027,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,146 | $13,944,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,581 | $13,924,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CAP GEMINI SA ADR | 139098107 | COM | 300 | $13,896,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| JANUS HENDERSON BALANCED I | 47103C704 | NTF EQUITY FUNDS | 479 | $13,887,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 510 | $13,855,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HERSHEY CO COM | 427866108 | Stock | 155 | $13,837,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AEGON NV SPONS ADR | 7924103 | COM | 4,868 | $13,815,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Allianz Fds Multi Mgr OCC Renaiss Cl A | 18918649 | Mutual Fund | 588 | $13,814,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 250 | $13,811,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Delaware Divrsfd Flt R | 245908637 | ETF | 1,676 | $13,779,000 | thousands by filing date | |
| Columbia Acorn Tr Fund Cl A | 197199102 | mf | 781 | $13,768,000 | thousands by filing date | |
| Lord Abbett Global Fd Inc Global Alloc | 543908818 | Mutual Fund | 1,337 | $13,761,000 | thousands by filing date | |
| HSBC USA Inc Buf Amps | 40433B3K2 | CorporateMthlyU | 15,000 | $13,760,000 | thousands by filing date | |
| MFS RESEARCH I | 552981706 | COM | 370 | $13,647,000 | thousands by filing date | |
| Call100 Delta Airlines Inc Ex012017@42 | 40568281 | Stock Opt Calls | 12 | $13,620,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 600 | $13,612,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WELLS FRG ADVNTG GRWT | 949915672 | MUTUAL | 333 | $13,558,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,453 | $13,552,000 | thousands by filing date | |
| Asahi Kasei Corp ADR | 43400100 | ADR | 1,000 | $13,510,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HSBC USA Inc Buf Amps | 40433B2X5 | CorporateMthlyU | 15,000 | $13,488,000 | thousands by filing date | |
| JPMorgan Chase Co Cap Buf Ret Enh Nt | 48125UF72 | CorporateMthlyU | 13,000 | $13,244,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 204 | $13,201,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 886 | $13,149,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AIM TRIMARK SMALL COS | 00141T254 | ATIAX | 868 | $13,128,000 | thousands by filing date | |
| INVSTMNT CO OF AMER CL-A | 461308108 | MFD | 390 | $13,016,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 123,366 | $12,986,000 | thousands by filing date | |
| American Century Growth | 25083106 | Mutual Fund | 462 | $12,974,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Artisan Fds Small Cap Fund | 04314H105 | Mutual Fund | 483 | $12,964,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 368 | $12,895,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Virtus Opptys Tr Real Estate Secs Cl A | 92828R586 | Mutual Fund | 375 | $12,800,000 | thousands by filing date | |
| VANGUARD LTD-TERM TX-EX ADM | 922907886 | BOND FUNDS | 1,161 | $12,792,000 | thousands by filing date | |
| JP MORGAN | 4812C1686 | MUTUAL FUNDS - | 526 | $12,779,000 | thousands by filing date | |
| Deutsche Floating Rate Cl A | 25157W602 | Mutual Fund | 1,507 | $12,776,000 | thousands by filing date | |
| VANGUARD LIFESTRATEGY 80/20 INV SHRS | 921909503 | EQUITY FUNDS | 466 | $12,716,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 231 | $12,658,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| POST HLDGS INC | 737446104 | COM | 205 | $12,649,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK EQUITY DIVIDEND FUND | 09251m306 | MUT | 621 | $12,642,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 2,000 | $12,640,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GOLDMAN EMRG MKT | 38143H886 | Mutual Funds | 1,067 | $12,628,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 18,786 | $12,613,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PIMCO FDS PAC INVT MGMT SER AL | 72200Q232 | mf | 1,641 | $12,572,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,666 | $12,527,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 720 | $12,526,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 641 | $12,521,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Pimco Fds Global Advantage Strat Cl P | 72201P886 | Mutual Fund | 1,274 | $12,498,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 170 | $12,480,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 702 | $12,470,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares TIPS Bond ETF | 464287176 | SHS | 701 | $12,458,000 | thousands by filing date | |
| JPMorgan Chase Co Cap Buf Ret Enh Nt | 48125UG22 | CorporateMthlyU | 12,000 | $12,453,000 | thousands by filing date | |
| TRANSAMERICA INTERNATIONAL EQUITY FUND CLASS I | 893509224 | Mutual Fund | 748 | $12,443,000 | thousands by filing date | |
| RYDEX FINANCIAL SERVICES A | 78355E312 | RYFNX | 119 | $12,409,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 1,266 | $12,376,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Grand Island NE Elec Rev Sys BE | 385640GF8 | Municipal BondU | 10,000 | $12,361,000 | thousands by filing date | |
| JPMorgan Chase Co Cap Bff Ret Enh Nt | 48125UW32 | CorporateQrtlyU | 12,000 | $12,360,000 | thousands by filing date | |
| Advisory Research MLP Energy Inc CL A | 461418543 | Mutual Fund | 1,513 | $12,329,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 483 | $12,307,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Allianz Russell 1000 Growth | ARGI | VarAnnuity AS01 | 593 | $12,275,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 5,766 | $12,230,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 120 | $12,198,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Delaware Extended Duration Bond Fd Inst | 245908793 | Mutual Fund | 2,001 | $12,083,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 435 | $12,068,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Oppenheimer Senior Floating Ra | 68381K408 | Com | 1,592 | $12,064,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 411 | $12,054,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Aquila Tax Free Fd Colorado Cl Y | 03842A608 | Mutual Fund | 1,118 | $12,046,000 | thousands by filing date | |
| OPPENHEIMER STEELPATH MLP ALPH | 858268402 | MUT | 1,391 | $12,006,000 | thousands by filing date | |
| AMER MUTUAL FD | 27681105 | MUFU | 353 | $11,957,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 397 | $11,956,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Franklin Tax Free Tr Colo Tx F | 354724205 | Com | 1,004 | $11,919,000 | thousands by filing date | |
| FIDELITY STR DVD&INC FUND | 316145887 | FD | 867 | $11,795,000 | thousands by filing date | |
| Pioneer Strategic Income Fund | 723884102 | MUTUAL FUNDS | 1,144 | $11,677,000 | thousands by filing date | |
| AIM Growth Ser Inversco Global Eq Cl A | 00141M572 | Mutual Fund | 941 | $11,671,000 | thousands by filing date | |
| Residentl Asset Mtg CMO Sr 2003-A7 Cl A | 45660NSE6 | CMO P12 U | 12,000 | $11,635,000 | thousands by filing date | |
| Transamerica Small Mid Cap Value Cl A | 893957365 | Mutual Fund | 492 | $11,572,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 800 | $11,416,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Columbia Fds Tr Mid Cap Value Cl A | 19765J863 | Mutual Fund | 813 | $11,273,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 795 | $11,224,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| COLUMBIA SM CAP GRWTH A | 19765P638 | Mfo | 691 | $11,160,000 | thousands by filing date | |
| Russell Invt Co Global Equity Fd Cl B | 782478119 | Mutual Fund | 1,114 | $11,159,000 | thousands by filing date | |
| IVY FDS SMALL CAP GR | 466001872 | Mutual Funds | 588 | $11,101,000 | thousands by filing date | |
| FIDELITY ADVISOR MID CAP II I | 315807487 | FIIMX | 610 | $11,056,000 | thousands by filing date | |
| RUSSELL INVT CO | 782494488 | INTL DEVELOPED S | 328 | $10,999,000 | thousands by filing date | |
| AGRIUM INC | 8916108 | COM | 123 | $10,989,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 518 | $10,941,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Lord Abbett Resh Fd Cl C | 543913834 | Mutual Fund | 836 | $10,935,000 | thousands by filing date | |
| INVESCO ENERGY A | 00142F204 | MFA | 475 | $10,825,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 200 | $10,724,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SEI Tax Managed Small/Mid Cap | 783925563 | COM | 595 | $10,660,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 200 | $10,598,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 565 | $10,571,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Optimum Small Cap Growth Fd Cl Instl | 246118780 | Mutual Fund | 829 | $10,482,000 | thousands by filing date | |
| DIAMOND HILL FUNDS | 25264S841 | LGCAP FD CL I | 485 | $10,460,000 | thousands by filing date | |
| Optimum Small Cap Value Fd Cl I | 246118749 | Mutual Fund | 864 | $10,435,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 256 | $10,429,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 1,050 | $10,377,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Virtus Opportunity Tr Premium Alphasect | 92828R248 | Mutual Fund | 858 | $10,297,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION PF | 60505617 | PREFERR | 400 | $10,266,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIMCO High Yield Instl | 693390650 | MUTUAL FUND | 1,238 | $10,227,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 107 | $10,198,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Allianz International Index | AIIF | VarAnnuity AS01 | 838 | $10,150,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Allianz Russell 1000 Value I | ARVI | VarAnnuity AS01 | 553 | $10,139,000 | thousands by filing date | The CUSIP as filed is malformed. |
| JPMORGAN INCOME BUILDER FUND C | 4812A3270 | MUT | 1,047 | $10,134,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 245 | $10,126,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Eaton Vance Tr II EV Tax Adv Bd Cl I | 27826M767 | Mutual Fund | 955 | $10,118,000 | thousands by filing date | |
| Fidelity Advisor Total Emerging Mkt ClA | 31618H580 | Mutual Fund | 1,041 | $10,112,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 11659109 | COM | 250 | $10,098,000 | thousands by filing date | The CUSIP as filed is malformed. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 246 | $10,063,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Transamerica Mlp Energy Income Cl I | 89355J474 | Mutual Fund | 1,561 | $10,051,000 | thousands by filing date | |
| Monroe Cnty GA Dev Pollt Ctl Rev Rfdg | 610530FA0 | Municipal BondU | 10,000 | $10,020,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 600 | $10,014,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TJX Companies Inc | 872540109 | COM | 420 | $9,966,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VAN ECK GLOBAL HARD ASSETS - A | 921075750 | COMMON | 386 | $9,951,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,193 | $9,919,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 150 | $9,909,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NVIDIA Corp | 67066G104 | COM | 300 | $9,888,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 313 | $9,855,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRST EAGLE GOLD A | 32008F408 | MFA | 860 | $9,828,000 | thousands by filing date | |
| RX Tactical Rotation Instl Cl | 78348C407 | Mutual Fund | 1,047 | $9,809,000 | thousands by filing date | |
| Vanguard Prime Money Market Fund | 922906201 | Com | 9,793 | $9,793,000 | thousands by filing date | |
| VANGUARD EQUITY-INCOME INV | 921921102 | EQUITY FUNDS | 331 | $9,773,000 | thousands by filing date | |
| Nuveen Multst I AZ Muni Bd Fund Cl I | 67065L401 | Mutual Fund | 898 | $9,763,000 | thousands by filing date | |
| Call100 Valmont Industries Ex061716@120 | 48667741 | Stock Opt Calls | 50 | $9,750,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 502 | $9,724,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| American Funds New Perspective | 648018109 | COM | 268 | $9,665,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 220 | $9,651,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AMG FQ US Equity Investor Cl | 00170J862 | Mutual Fund | 619 | $9,598,000 | thousands by filing date | |
| Loomis Sayles Strategic Income Y | 543487250 | MF | 702 | $9,582,000 | thousands by filing date | |
| Pimco Fds Manager Floating Income Cl D | 722008604 | Mutual Fund | 1,229 | $9,574,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 220 | $9,467,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| New World Fd Inc New Cl B Shs | 649280203 | Mutual Fund | 191 | $9,440,000 | thousands by filing date | |
| Aquila Three Peaks High Income Cl A | 03841H109 | Mutual Fund | 1,128 | $9,434,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 360 | $9,428,000 | thousands by filing date | |
| JPMORGAN SMALL CAP EQUITY-A | 4812A1852 | MUTUAL FUNDS - | 430 | $9,409,000 | thousands by filing date | |
| PIMCO FDS PAC INVT MGMT SER | 693391245 | INTL BD FD CL A | 945 | $9,366,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 370 | $9,339,000 | thousands by filing date | |
| MERGER FUND SBI | 589509108 | MUTUAL | 609 | $9,323,000 | thousands by filing date | |
| BlackRock High Yield Bd Invstr Cl A | 91929679 | Mutual Fund | 1,306 | $9,311,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 258 | $9,299,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 1,132 | $9,271,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 270 | $9,229,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 190 | $9,223,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 100 | $9,163,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MOSAIC CO COM | 61945C103 | Stock | 993 | $9,150,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Franklin H/Y Tax Free Inc | 354723272 | COM | 864 | $9,123,000 | thousands by filing date | |
| Hartford MF Global All Asset Fd Cl I | 41664M474 | Mutual Fund | 905 | $9,109,000 | thousands by filing date | |
| FIDELITY SPARTAN | 315911206 | MUTUAL FUNDS EQUITY | 126 | $9,029,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 500 | $9,005,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Starboard Investment Premier Managers | 85520V459 | Mutual Fund | 811 | $8,938,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 22,800 | $8,910,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TITAN MEDICAL INC. | 88830X108 | COM | 11,863 | $8,897,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 300 | $8,884,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 649 | $8,824,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 723 | $8,763,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 975 | $8,736,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| HARTFORD MIDCAP A | 416645711 | HFMCX | 372 | $8,732,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 300 | $8,708,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Columbia Fds Tr Marsico Intl Opp Cl A | 19765H669 | Mutual Fund | 665 | $8,697,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,180 | $8,692,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| D R HORTON INC COM | 23331A109 | Stock | 271 | $8,680,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 800 | $8,680,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 70 | $8,655,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 370 | $8,614,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AQR Small Cap Multi Style CL N | 00203H479 | Mutual Fund | 684 | $8,560,000 | thousands by filing date | |
| AQR Emerging Multi Style CL L | 00203H354 | Mutual Fund | 1,063 | $8,460,000 | thousands by filing date | |
| RS Investment Tr Mid Cap Opportunities | 74972H663 | Mutual Fund | 405 | $8,414,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 371 | $8,370,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GOLDCORP INC NEW | 380956409 | COM | 721 | $8,334,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LEUCADIA NATL CORP | 527288104 | COM | 477 | $8,300,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PGIM JENNISON MLP Z | 74440G883 | NTF EQUITY FUNDS | 1,189 | $8,273,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 336 | $8,265,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 302 | $8,248,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Russell Invt Co US Small Mid Cap Cl S | 782494520 | Mutual Fund | 318 | $8,233,000 | thousands by filing date | |
| FEDERATED HERMES INSTL HIGH YIELD BD IS | 31420B300 | COM | 905 | $8,224,000 | thousands by filing date | |
| Janus Invt Fd Short Term Bond Cl A | 471023267 | Mutual Fund | 2,732 | $8,224,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC A | 140543109 | LOAD EQUITY FUND | 190 | $8,222,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 358 | $8,109,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VARIAN MED SYS INC | 92220P105 | COM | 100 | $8,080,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WATERS CORP COM | 941848103 | Stock | 60 | $8,075,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Allianz Mid Cap Index Fund | AAMI | VarAnnuity AS01 | 464 | $8,069,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Waddell Reed Inc Bond Fund Cl A | 930057849 | Mutual Fund | 1,307 | $8,051,000 | thousands by filing date | |
| PIMCO STOCKSPLUS INTL (USD-HEDGED) A | 72200Q430 | MFA | 1,174 | $7,997,000 | thousands by filing date | |
| FIDELITY | 316138106 | MUTUAL FUNDS - | 155 | $7,931,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,242 | $7,893,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ALLSPRING EMERGING MARKETS EQUITY FUND CLASS A | 94984B389 | Mutual Fund | 462 | $7,875,000 | thousands by filing date | |
| Steelpath Oppenheimer Mlp Alpha Cl A | 858268832 | Mutual Fund | 1,098 | $7,839,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 293 | $7,837,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Transamerica Funds Transamerica Bal | 893962167 | Mutual Fund | 325 | $7,825,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 380 | $7,813,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Intuit Inc. | 461202103 | COM | 80 | $7,720,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 413 | $7,719,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| First Eagle Overseas Fund I | 32008F200 | ETF | 344 | $7,710,000 | thousands by filing date | |
| AQR International Equity Cl I | 00203H867 | Mutual Fund | 792 | $7,694,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 690 | $7,680,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AVE MARIA RISING DIVIDEND FUND | 808530604 | OPEN END TAXABLE NO LOAD FUND | 493 | $7,675,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 150 | $7,665,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 288 | $7,655,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Metropolitan West Total Return Bond Fund | 592905509 | Mutual Fund | 716 | $7,606,000 | thousands by filing date | |
| Blackrock Total Return Fd | 09252M743 | Com | 660 | $7,598,000 | thousands by filing date | |
| Neuberger Berman Eqty Mid Cap Grw ClA | 641224266 | Mutual Fund | 349 | $7,532,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 133 | $7,487,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AVE MARIA GROWTH FUND | 808530307 | OPEN END TAXABLE NO LOAD FUND | 298 | $7,456,000 | thousands by filing date | |
| JPMorgan Emerging Markets Equi | 4812A0607 | MF | 407 | $7,430,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 750 | $7,425,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 516 | $7,339,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AVE MARIA WORLD EQUITY FUND | 808530802 | OPEN END TAXABLE NO LOAD FUND | 589 | $7,285,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 300 | $7,248,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| OPPENHEIMER | 68380L407 | MUTUAL FUNDS - | 202 | $7,245,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 772 | $7,242,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 155 | $7,223,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Columbia Fds Tr LifeGoal Growth Cl Z | 19765H859 | Mutual Fund | 583 | $7,221,000 | thousands by filing date | |
| Putnam International Equity Fd Cl A | 7468E1020 | Mutual Fund | 328 | $7,215,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 265 | $7,197,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,900 | $7,192,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 930 | $7,176,000 | thousands by filing date | The CUSIP as filed is malformed. |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 330 | $7,156,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 400 | $7,124,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Hartford Life Ins Co Incomenotes Mthly | 4165X0NH9 | CorporateMthlyU | 7,000 | $7,087,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 277 | $7,055,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MACYS INC COM | 55616P104 | Stock | 1,776 | $7,052,000 | thousands by filing date | |
| AGL RES INC | 1204106 | COMMON | 168 | $7,023,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ESC LEHMAN BROTHERS HLDGS SR NTS 7.200 percent 08/15/09 B/E DTD 08/19/97 MAT | 524ESC9Q5 | COUPON BEARING BOND | 100,000 | $7,000,000 | thousands by filing date | |
| Jpmorgan Chase & Company Buffered Rtn | 48124ALK1 | CorporateMthlyU | 7,000 | $7,000,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,507 | $6,975,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 195 | $6,893,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 175 | $6,888,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AQR Diversified Arbitr | 00203H107 | ETF | 747 | $6,874,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 70 | $6,736,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 203 | $6,735,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FOOT LOCKER INC | 344849104 | COM | 1,122 | $6,705,000 | thousands by filing date | |
| LOOMIS SAYLES BOND RETAIL | 543495832 | BOND | 522 | $6,692,000 | thousands by filing date | |
| VIRTUS KAR SMALLCAP GROWTH I | 92828N593 | PXSGX | 397 | $6,677,000 | thousands by filing date | |
| Putnam Tax Free High Yld Fd Cl C | 746872704 | Mutual Fund | 532 | $6,677,000 | thousands by filing date | |
| JOHN HANCOCK III DISCIP VAL CL A MF | 47803U673 | COM | 377 | $6,673,000 | thousands by filing date | |
| Ivy Fds Cundill Global Value Fd Cl A | 465898880 | Mutual Fund | 452 | $6,637,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 100 | $6,636,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| UNILEVER N V | 904784709 | N Y SHS NEW | 153 | $6,628,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PIMCO COMMODITY REAL RETURN STRATEGY FUND CLASS A | 722005584 | OPEN END TAXABLE LOAD FUND | 1,072 | $6,625,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,000 | $6,608,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Waddell Reed Vanguard Fund Cl A | 930057666 | Mutual Fund | 685 | $6,608,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 130 | $6,603,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 205 | $6,540,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AFLAC INC. | 1055102 | COM | 218 | $6,536,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CANADIAN OIL SANDS LTD | 13643E105 | COMMON | 1,085 | $6,467,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 112 | $6,397,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 2,254 | $6,397,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 624 | $6,371,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Eaton Vance MF Tax Mgd Eqty Asset Alloc | 277911194 | Mutual Fund | 386 | $6,330,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,557 | $6,322,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LEGG MASON CLEARBRIDGE SMALL CAP GROWTH FUND CLASS I | 52470H765 | Mutual Fund | 226 | $6,305,000 | thousands by filing date | |
| AQR Intl Multi Style Cl N | 00203H529 | Mutual Fund | 593 | $6,255,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 256 | $6,236,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 454 | $6,225,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 700 | $6,192,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BUCKLE INC COM | 118440106 | Stock | 600 | $6,168,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| U S Treasury Note | 912828FQ8 | Tnote/Tbond U | 6,000 | $6,154,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 190 | $6,126,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| John Hancock Fds III Rainier Grwth Fd A | 47803U715 | Mutual Fund | 294 | $6,074,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 420 | $6,071,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Allianz Small Cap Stock Index | ASI | VarAnnuity AS01 | 355 | $6,055,000 | thousands by filing date | The CUSIP as filed is malformed. |
| OPKO HEALTH INC | 68375N103 | COM | 600 | $6,030,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 300 | $6,017,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 740 | $6,014,000 | thousands by filing date | |
| Virtus Opportunities Wlth Masters Cl A | 92828W817 | Mutual Fund | 445 | $5,934,000 | thousands by filing date | |
| Lord Abbett Mid Cap Stock A | 543919104 | Mutual Funds | 239 | $5,912,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,490 | $5,906,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 194 | $5,900,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| REDWOOD TRUST INC | 758075402 | COM | 440 | $5,808,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| JPMORGAN CORE BOND I | 4812C0381 | BOND FUNDS | 500 | $5,773,000 | thousands by filing date | |
| ABB LTD SPONS ADR | 375204 | COM | 325 | $5,762,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TEGNA INC COM | 87901J105 | Stock | 225 | $5,742,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DWS CROCI EQUITY DIVIDEND A | 25159G811 | MFA | 135 | $5,672,000 | thousands by filing date | |
| HSBC USA Inc Bumps Lnk SP500 Nt | 40433BQ92 | CorporateMthlyU | 6,000 | $5,636,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 75 | $5,582,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Central Plains Energy Proj Ne Gas Rev P | 154871AJ6 | Municipal BondU | 5,000 | $5,561,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 70 | $5,557,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 220 | $5,533,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 88 | $5,478,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| KELLANOVA | 487836108 | COM | 157 | $5,426,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,306 | $5,387,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 624 | $5,384,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,350 | $5,356,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN NWQ SMALL CAP VALUE - I | 67064y727 | MUT | 126 | $5,313,000 | thousands by filing date | |
| AMERICAN FUNDS EUPAC F1 | 298706409 | NTF EQUITY FUNDS | 117 | $5,294,000 | thousands by filing date | |
| T. ROWE PRICE NEW INCOME | 779570100 | NTF BOND FUNDS | 566 | $5,294,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 639 | $5,265,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,300 | $5,252,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| OPPENHEIMER DEVELOPING MARKETS FUND CLASS C | 683974307 | M | 182 | $5,230,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,976 | $5,220,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 474 | $5,186,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Nebraska Invt Fin Auth Sngl Fam | 63968MEP0 | Municipal BondU | 5,000 | $5,159,000 | thousands by filing date | |
| Transamerica Dynamic Income CL A | 89355J201 | Mutual Fund | 590 | $5,142,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 75 | $5,121,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Morgan Stanley | 617446448 | COM | 160 | $5,090,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AMERICAN FUNDS CAPITAL WORLD BOND A | 140541103 | LOAD BOND FUND | 267 | $5,058,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 100 | $5,052,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| HANCOCK HORIZON SC FUND | 41012R829 | MF | 92 | $5,049,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,470 | $5,023,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Florida St Dept Gen Svcs Div Facs Mgmt | 341602SU5 | Municipal BondU | 5,000 | $5,019,000 | thousands by filing date | |
| Missouri St Hlth Edl Fac Auth Rev Rfdg | 60635HZA0 | Municipal BondU | 5,000 | $5,018,000 | thousands by filing date | |
| LAZARD FDS INC | 52106N590 | INTL STR EQ IN | 375 | $5,004,000 | thousands by filing date | |
| Touchstone Mid Cap Growth Fd Cl A | 89154X880 | Mutual Fund | 212 | $5,000,000 | thousands by filing date | |
| LEGG MASON GLOBAL ASSET MGMT T | 524686623 | MF | 77 | $4,956,000 | thousands by filing date | |
| Legg Mason Invt Cap Mgmt Oppty Cl A | 52470B107 | Mutual Fund | 260 | $4,939,000 | thousands by filing date | |
| LORD ABBETT SH/DUR C | 543916704 | Mutual Funds | 1,122 | $4,868,000 | thousands by filing date | |
| JPMORGAN INVESTOR GROWTH A | 4812C2809 | NTF EQUITY FUNDS | 269 | $4,854,000 | thousands by filing date | |
| Structured Asset Ser 2005 16 Cl2A1 | 86359DQP5 | CMO P12 U | 4,812 | $4,831,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 100 | $4,800,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRST EAGLE OVERSEAS A | 32008F101 | COM | 218 | $4,793,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 597 | $4,770,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AQR Emerging Multi Style CL N | 00203H347 | Mutual Fund | 595 | $4,734,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 245 | $4,706,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| STRATASYS LTD | M85548101 | SHS | 200 | $4,696,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Pimco Fds Total Retuen Fd IV Instl Cl | 72201W717 | Mutual Fund | 460 | $4,692,000 | thousands by filing date | |
| Fundamental Investors Inc Cl B | 360802201 | Mutual Fund | 92 | $4,668,000 | thousands by filing date | |
| Sterling Capital Fd Equity Income Cl A | 85917L726 | Mutual Fund | 279 | $4,633,000 | thousands by filing date | |
| Oppenheimer Real Estate Fund Cl A | 68382F101 | Mutual Fund | 172 | $4,583,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 362 | $4,558,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AMERICAN FUNDS INVMT CO OF AMER F1 | 461308405 | NTF EQUITY FUNDS | 137 | $4,547,000 | thousands by filing date | |
| MFS SER TR I | 552983470 | RESH INTL FD I | 280 | $4,538,000 | thousands by filing date | |
| AIM Sector Fds Invesco Van Kamp Cl A | 00143M539 | Mutual Fund | 280 | $4,517,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 53 | $4,483,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 100 | $4,397,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 339 | $4,382,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VERISIGN INC COM | 92343E102 | Stock | 50 | $4,368,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 241 | $4,364,000 | thousands by filing date | |
| Pimco Equity EQS Long Short Cl P | 72201T524 | Mutual Fund | 375 | $4,352,000 | thousands by filing date | |
| CWMBS Inc Rem Ser 2005-21 Cl A7 | 126694CK2 | CMO P12 U | 4,729 | $4,317,000 | thousands by filing date | |
| iShares Intl Dividend Growth | 783965866 | Stock/ETF | 463 | $4,292,000 | thousands by filing date | |
| Federated Global Allocation Cl A | 314183104 | Mutual Fund | 249 | $4,289,000 | thousands by filing date | |
| FRANKLIN SMALL CAP GROWTH ADV | 354713653 | MF/ETF | 232 | $4,222,000 | thousands by filing date | |
| Oppenheimer Quest Balanced Fund Cl A | 68380E403 | Mutual Fund | 246 | $4,184,000 | thousands by filing date | |
| ARTISAN MID CAP FUND INVESTORS CLASS | 04314H303 | Com | 105 | $4,181,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 375 | $4,174,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 21 | $4,154,000 | thousands by filing date | |
| Natixis Funds Trust Ii Vaughan Nelson A | 63872T844 | Mutual Fund | 206 | $4,134,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 306 | $4,128,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MYLAN NV | N59465109 | SHS EURO | 228 | $4,117,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,500 | $4,108,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 1,000 | $4,104,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,205 | $4,103,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,100 | $4,090,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 11,994 | $4,086,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Ivy Fds Micro Cap Growth Fund Cl A | 465899680 | Mutual Fund | 194 | $4,052,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 600 | $4,012,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Allianz Schroder Emerging Mk | AODM | VarAnnuity AS01 | 386 | $3,994,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 250 | $3,968,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SAP SE SPON ADR | 803054204 | ADR | 50 | $3,955,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 180 | $3,940,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CSX Corporation | 126408103 | COM | 150 | $3,893,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES | 46434V548 | EXCHANGE TRADED | 241 | $3,890,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Hartford MF Small Company Fd Cl A | 416645109 | Mutual Fund | 234 | $3,867,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 120 | $3,861,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 100 | $3,824,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Dayton Hudson Corp Debenture | 239753BJ4 | Corporate SemiU | 3,000 | $3,822,000 | thousands by filing date | |
| PGIM SHORT DURATION HIGH YIELD INCOME Z | 74442J307 | NTF BOND FUNDS | 426 | $3,804,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 140 | $3,788,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 63 | $3,788,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SmallCap World Fund Inc Cl B | 831681200 | Mutual Fund | 95 | $3,783,000 | thousands by filing date | |
| Janus Inv Fund Small Cap Value | 471023564 | MUT | 202 | $3,777,000 | thousands by filing date | |
| California St 2007 BE Unrefunded Blnc | 13063APT5 | Municipal BondU | 3,750 | $3,766,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 26 | $3,762,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Call100 Sector SPDR Tr Ex011516@35 | 48123771 | Stock Opt Calls | 5 | $3,750,000 | thousands by filing date | The CUSIP as filed is malformed. |
| FORTINET INC COM | 34959E109 | Stock | 120 | $3,740,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,000 | $3,738,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,137 | $3,736,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 30 | $3,736,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ONCOTHYREON INC | 682324108 | COM | 4,998 | $3,707,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Call100 United States Oil Ex012017@11 | 41171701 | Stock Opt Calls | 20 | $3,680,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 97 | $3,677,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MAINSTAY MARKETFIELD FD CL I | 56064B852 | Equity Mutual Fu | 247 | $3,672,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 100 | $3,666,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| COUNTRYWIDE 05-J13 1A4 | 12668AC29 | BOND | 5,521 | $3,666,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 300 | $3,573,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 80 | $3,566,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 175 | $3,532,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PALO ALTO NETWORKS INC | 697435105 | COM | 20 | $3,523,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Thornburg Global Opport Cl A | 885215343 | MF | 138 | $3,514,000 | thousands by filing date | |
| American Beacon Funds Small Cap Cl A | 24524845 | Mutual Fund | 164 | $3,506,000 | thousands by filing date | The CUSIP as filed is malformed. |
| HANCOCK JOHN CAP SER CLASSIC V | 409902780 | MUTUAL | 142 | $3,474,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 280 | $3,459,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,146 | $3,438,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GERON CORP | 374163103 | COM | 2,100 | $3,394,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PIMCO Emerging Markets Currency Fund | 72201M834 | common | 406 | $3,394,000 | thousands by filing date | |
| Cwalt Inc Remic Sr 2005 6CB Cl 1A1 | 12667F5C5 | CMO P12 U | 3,438 | $3,359,000 | thousands by filing date | |
| WF PREMIER LRG GRW IN | 94984B454 | MUTUAL | 224 | $3,356,000 | thousands by filing date | |
| PIMCO GLOBAL CORE ASSET ALLOCATION A | 72201P407 | NTF EQUITY FUNDS | 307 | $3,356,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 39 | $3,337,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 100 | $3,336,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| COACH INC | 189754104 | COM | 100 | $3,273,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WHOLE FOODS MKT INC | 966837106 | COM | 96 | $3,216,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 250 | $3,208,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AVE MARIA VALUE FUND | 808530208 | OPEN END TAXABLE NO LOAD FUND | 195 | $3,205,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 159 | $3,205,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Putman Absolute Ret 700 Fd Cl A | 746764315 | Mutual Fund | 289 | $3,203,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 160 | $3,189,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 75 | $3,177,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GROUPON INC | 399473107 | COMMON STOCK | 1,027 | $3,153,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MFS RESEARCH INTERNATIONAL FUND | 552983512 | Com | 201 | $3,149,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 720 | $3,132,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Royce Special Equity Fund | 780905782 | Com | 174 | $3,116,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 48 | $3,101,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ECOLAB INC COM | 278865100 | Stock | 81 | $3,094,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 56 | $3,077,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Baron Invt Trust Growth Fd Instl | 68278704 | Mutual Fund | 48 | $3,063,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIMCO ALL ASSET FUND -A | 72200Q711 | COMMON | 297 | $3,034,000 | thousands by filing date | |
| Deutsche MMK Prime Series DWS | 25159J203 | Mutual Fund | 3,000 | $3,000,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,795 | $2,992,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 450 | $2,987,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 76 | $2,977,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ALCOA, INC. | 13817101 | COM | 300 | $2,961,000 | thousands by filing date | The CUSIP as filed is malformed. |
| U S Treasury Note Inflation Index Note | 912828LA6 | Tnote/Tbond U | 2,785 | $2,953,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,282 | $2,923,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 50 | $2,921,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AMER CENTY HERITAGE | 25083791 | MUTUAL | 136 | $2,897,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Lowes Companies,Inc. | 548661107 | COM | 114 | $2,896,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MYECHECK INC XXX REGISTRATION REVOKED BY THE SEC EFF: 10/03/18 | 62847L209 | COM | 200,000 | $2,880,000 | thousands by filing date | |
| AMERICA FDS TARGET DAT 2030TRG | 02631c767 | MF | 237 | $2,861,000 | thousands by filing date | |
| SEI Intl Emerging Markets Debt Prt Cl A | 78411R851 | Mutual Fund | 327 | $2,845,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 140 | $2,814,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 69 | $2,799,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| OPPENHEIMER INTERNATIONAL | 68380T509 | MUTUAL FUNDS - | 499 | $2,755,000 | thousands by filing date | |
| Omaha Public Pwr Distr NE Rev Ambac | 682002AB6 | Municipal BondU | 5,000 | $2,702,000 | thousands by filing date | |
| Pioneer Ser Tr III Cullen Value Fd Cl A | 72387X109 | Mutual Fund | 199 | $2,672,000 | thousands by filing date | |
| PGIM JENNISON GLOBAL EQUITY INCOME A | 74441L808 | NTF EQUITY FUNDS | 180 | $2,617,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 110 | $2,609,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PIMCO REAL RETURN INSTL | 693391104 | BOND FUNDS | 239 | $2,515,000 | thousands by filing date | |
| MGC | 921910873 | COM | 36 | $2,511,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| WF PREMIER LRG GRW AD | 94984B462 | MUTUAL | 167 | $2,464,000 | thousands by filing date | |
| Alger Funds II Dynamic Opport Fd Cl A | 15566813 | Mutual Fund | 197 | $2,387,000 | thousands by filing date | The CUSIP as filed is malformed. |
| COLUMBIA STRATEGIC INCOME A | 19765L801 | NTF BOND FUNDS | 415 | $2,349,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 264 | $2,344,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MFS MASSACHUSETTS INV GR ETF A | 575719109 | ETF | 100 | $2,310,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 204 | $2,307,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BAXALTA INC | 07177M103 | COM | 177 | $2,307,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FX ENERGY INC | 302695101 | COM | 6,000 | $2,304,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIDELITY ADVISOR HEALTH CARE A | 315918847 | NTF EQUITY FUNDS | 60 | $2,285,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 70 | $2,255,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AIM Invt Secs Fds Invesco Short Ter ClC | 00142C672 | Mutual Fund | 257 | $2,183,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 186 | $2,103,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BlackRock All Cap Global Res Inv A | 91937334 | Mutual Fund | 228 | $2,088,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 240 | $2,082,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO LTD SHS | G491BT108 | Stock | 62 | $2,076,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD DIVIDEND APPRECIATION | 921908828 | Equity Mutual Fu | 93 | $1,970,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 154 | $1,943,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PRINCIPAL MID CAP (FUND CLASS A) | 74254T443 | SHS | 94 | $1,929,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 200 | $1,920,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 378 | $1,919,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FORCE PROTECTION VIDEO EQUIPMENT CORP | 34520J108 | COM | 2,000 | $1,880,000 | thousands by filing date | |
| Baron Asset Fd Sh Ben Int | 68278100 | Mutual Fund | 33 | $1,880,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Salient MLP & Energy Infrastructure I | 79471L602 | Common Stock | 265 | $1,871,000 | thousands by filing date | |
| Goldman Sachs Satellite Strate | 38143H357 | HEDG | 246 | $1,835,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 112 | $1,824,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Putnam Invt Fds SmCap Valu Fd Cl A | 746802610 | Mutual Fund | 130 | $1,813,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 341 | $1,810,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 100 | $1,799,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| STARZ | 85571Q102 | COM SER A | 156 | $1,746,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Deutsche Global Small Cap Cl A | 25156A106 | Mutual Fund | 47 | $1,733,000 | thousands by filing date | |
| Northern Lights Fund Trust Toews Hedged | 66537T125 | Mutual Fund | 278 | $1,700,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 513 | $1,686,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 54 | $1,685,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Tortoise MLP & Pipeline Fund Institutional Class Fund | 56166y404 | MUT | 166 | $1,676,000 | thousands by filing date | |
| Capital Innovations Global AGRI | 461418113 | Mutual Fund | 185 | $1,667,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-007796 | this filing | 2016-03-24 | acceptance time not in the bulk data set |