13F-HR filed by Mariner, LLC
Mariner, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 474 holding rows worth $1,558,739,000.
- Accession
- 0001580642-16-006855
- Filer
- CIK 1373442
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 853 entries on the cover page, a total value of $1,558,739,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,558,739,000 with VALUE read as thousands by filing date, 13F file number 028-13550. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerVantage Investment Advisors, LLC 028-15831
- reports for this filerRiverPoint Capital Management, LLC 028-15092
- included managerMariner Weaalth Advisors-Oklahoma, LLC 028-16242
- included managerMariner Weaalth Advisors-Madison, LLC 028-10221
- included managerMariner Weaalth Advisors-Leawood, LLC 028-16909
- included managerMariner Weaalth Advisors-NYC, LLC 028-16888
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 687,849 | $140,920,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 816,437 | $64,833,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 669,453 | $53,376,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 256,588 | $48,505,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 812,180 | $47,691,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 214,469 | $43,723,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,023,972 | $37,601,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 855,779 | $35,789,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 308,125 | $28,930,000 | thousands by filing date | |
| IJH | 464287507 | COM | 197,596 | $27,530,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 243,883 | $27,467,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 338,191 | $23,427,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 223,898 | $21,230,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 626,482 | $20,166,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 207,418 | $19,960,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 489,073 | $19,235,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 686,263 | $19,092,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 642,407 | $18,610,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 165,133 | $17,381,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 213,957 | $16,679,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 391,399 | $15,504,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 586,872 | $15,082,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 180,946 | $14,071,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 157,619 | $13,953,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 137,194 | $13,648,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 269,444 | $13,494,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 114,795 | $12,398,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 107,174 | $11,801,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 112,014 | $11,506,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 276,711 | $11,099,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 345,586 | $10,766,000 | thousands by filing date | |
| VTI | 922908769 | COM | 91,040 | $9,497,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 90,398 | $9,456,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 55,943 | $8,962,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 181,826 | $8,702,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 64,007 | $8,452,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 71,966 | $8,333,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 123,050 | $8,124,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 74,064 | $8,010,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 140,016 | $7,611,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 71,895 | $7,555,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 52,401 | $7,299,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 86,729 | $7,071,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 52,882 | $7,027,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 124,381 | $6,901,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 90,771 | $6,823,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 561,471 | $6,766,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 483,291 | $6,631,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 62,075 | $6,604,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 55,009 | $6,232,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 126,986 | $6,179,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 50,337 | $5,947,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 59,712 | $5,843,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 169,128 | $5,819,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 115,621 | $5,767,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 324,693 | $5,755,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 159,719 | $5,738,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 29 | $5,737,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,219 | $5,617,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 87,609 | $5,370,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 59,476 | $5,349,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 96,931 | $5,271,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 112,862 | $5,168,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 240,883 | $5,006,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 57,898 | $4,930,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 251,744 | $4,914,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 321,051 | $4,874,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 71,346 | $4,845,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 337,465 | $4,802,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 73,494 | $4,593,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 46,474 | $4,590,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 94,366 | $4,583,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 76,284 | $4,551,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 81,271 | $4,536,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 199,690 | $4,473,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 163,829 | $4,450,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 131,172 | $4,424,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 16,930 | $4,301,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 130,454 | $4,267,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 318,112 | $4,250,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 90,429 | $4,232,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 41,358 | $4,184,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 129,316 | $4,175,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 224,897 | $3,904,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 28,234 | $3,886,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 64,546 | $3,875,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 156,310 | $3,855,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 278,458 | $3,826,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 148,505 | $3,798,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 47,500 | $3,752,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 70,251 | $3,711,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 33,607 | $3,686,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 133,287 | $3,612,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 179,654 | $3,561,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 82,603 | $3,538,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 74,767 | $3,524,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 26,366 | $3,486,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 35,092 | $3,417,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 86,478 | $3,407,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 33,994 | $3,397,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 23,399 | $3,383,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 305,302 | $3,371,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 137,504 | $3,301,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 60,314 | $3,246,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 48,669 | $3,243,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 51,805 | $3,117,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 38,577 | $3,109,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 90,678 | $3,075,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 24,140 | $3,073,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 74,483 | $3,066,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 77,810 | $3,045,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 69,080 | $3,012,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 69,361 | $2,944,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 105,226 | $2,900,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 57,395 | $2,869,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,454 | $2,860,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 55,280 | $2,855,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 17,655 | $2,822,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 159,690 | $2,688,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 38,415 | $2,679,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 35,656 | $2,662,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 17,522 | $2,639,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,296 | $2,502,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 35,979 | $2,470,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 33,864 | $2,444,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 3,613 | $2,442,000 | thousands by filing date | |
| Tortoise North Amer Pipleline | 611776204 | COM | 139,148 | $2,439,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 23,175 | $2,370,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 103,607 | $2,356,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 30,050 | $2,330,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 85,697 | $2,327,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 16,204 | $2,299,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 81,121 | $2,296,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 25,872 | $2,262,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 31,673 | $2,261,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 46,998 | $2,173,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 22,384 | $2,150,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 50,112 | $2,132,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 17,624 | $2,121,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 30,560 | $2,102,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 9,504 | $2,064,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 23,456 | $2,061,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 211,610 | $2,051,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 18,152 | $2,009,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 194,323 | $1,988,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 42,083 | $1,965,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 60,000 | $1,951,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 22,688 | $1,911,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 32,460 | $1,885,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 18,142 | $1,882,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 17,982 | $1,881,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 15,700 | $1,880,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 76,202 | $1,872,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 53,895 | $1,823,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 14,881 | $1,803,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 22,644 | $1,771,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 62,726 | $1,747,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 36,378 | $1,693,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 39,170 | $1,682,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 28,817 | $1,677,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 27,587 | $1,655,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 16,870 | $1,649,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 21,000 | $1,646,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 14,618 | $1,635,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 8,560 | $1,633,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 45,660 | $1,605,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 37,821 | $1,595,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 25,418 | $1,582,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 159,948 | $1,577,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 30,550 | $1,573,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 8,351 | $1,561,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 9,670 | $1,556,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 39,735 | $1,544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 48,661 | $1,540,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,204 | $1,535,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 43,980 | $1,515,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 58,536 | $1,494,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 111,356 | $1,469,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 98,394 | $1,468,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 56,494 | $1,466,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 20,642 | $1,460,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 15,216 | $1,399,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,607 | $1,381,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 12,036 | $1,381,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 16,351 | $1,337,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 22,337 | $1,323,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 50,244 | $1,321,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 51,554 | $1,321,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 18,084 | $1,316,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 46,190 | $1,263,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 88,755 | $1,251,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 21,681 | $1,250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 17,405 | $1,223,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 13,239 | $1,217,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 12,148 | $1,206,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 26,247 | $1,179,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 43,717 | $1,159,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 11,336 | $1,125,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 10,982 | $1,123,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,739 | $1,120,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 25,031 | $1,113,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 23,442 | $1,097,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 14,139 | $1,061,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 10,264 | $1,061,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 15,430 | $1,043,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,541 | $1,032,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 30,716 | $1,028,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 19,804 | $1,025,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,306 | $1,024,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 33,882 | $1,021,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 14,456 | $1,005,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 50,889 | $993,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 18,104 | $992,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 42,800 | $988,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 157,892 | $984,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 9,444 | $981,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 39,537 | $961,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 31,835 | $943,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 7,808 | $942,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 18,267 | $940,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 28,945 | $935,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 12,132 | $933,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 11,668 | $927,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 16,171 | $913,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 11,505 | $908,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 26,331 | $900,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7,992 | $835,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 32,319 | $830,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,934 | $824,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,681 | $822,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 32,425 | $811,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 15,490 | $807,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,820 | $803,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 6,010 | $797,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,564 | $788,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 7,114 | $774,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 26,479 | $768,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 11,188 | $761,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,217 | $760,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 20,875 | $756,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,755 | $748,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 7,409 | $745,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 16,083 | $740,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 49,343 | $732,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 14,466 | $726,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 13,522 | $724,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 16,364 | $708,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,346 | $702,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 12,966 | $686,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 27,950 | $686,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 17,082 | $685,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 46,331 | $672,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 217,395 | $667,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 37,510 | $654,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 8,480 | $642,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 64,153 | $641,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 6,850 | $637,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 13,187 | $630,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 8,838 | $627,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 77,264 | $606,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4,833 | $601,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,545 | $597,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 5,155 | $588,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 20,667 | $578,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 45,731 | $574,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 58,204 | $573,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 9,452 | $570,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,262 | $570,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 9,700 | $567,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,230 | $565,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 12,613 | $548,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 8,800 | $545,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 8,620 | $539,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 92,935 | $533,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 45,000 | $532,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 2,463 | $527,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,975 | $523,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 5,711 | $523,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 11,237 | $523,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 39,657 | $521,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 13,516 | $517,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,642 | $513,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 11,965 | $497,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 9,206 | $491,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 11,471 | $486,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 16,795 | $481,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 10,091 | $480,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,000 | $477,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 15,265 | $475,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 4,123 | $472,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,413 | $466,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 2,062 | $464,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 21,958 | $459,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 4,506 | $458,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,178 | $457,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 5,000 | $453,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 2,929 | $449,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 84,434 | $445,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 10,280 | $443,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 4,088 | $442,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 44,445 | $442,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 8,451 | $426,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 14,000 | $425,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 11,620 | $424,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,166 | $411,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 8,573 | $409,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 8,446 | $403,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,987 | $395,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 7,048 | $394,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 10,201 | $389,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 9,217 | $369,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,060 | $369,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,510 | $364,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 14,395 | $360,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 3,897 | $359,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 9,459 | $357,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,529 | $350,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,124 | $349,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,733 | $347,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,999 | $341,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 37,471 | $341,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 14,950 | $341,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 16,275 | $338,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 8,958 | $337,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 9,982 | $334,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 2,581 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,107 | $328,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 6,430 | $324,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 14,246 | $322,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,694 | $317,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 11,384 | $317,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,495 | $316,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,955 | $311,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 60,768 | $309,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 21,137 | $307,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,074 | $307,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 3,275 | $307,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 12,875 | $305,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 5,920 | $304,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,468 | $304,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 8,130 | $303,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 18,128 | $303,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,993 | $301,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 5,006 | $299,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 9,933 | $297,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,917 | $296,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,225 | $291,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 32,446 | $291,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,283 | $284,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 11,410 | $283,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,456 | $281,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,979 | $280,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,246 | $280,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 18,100 | $280,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 2,016 | $279,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 6,616 | $277,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 15,888 | $277,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 8,200 | $275,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 305,000 | $275,000 | thousands by filing date | principal |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 11,140 | $275,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 22,452 | $274,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,383 | $272,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 10,326 | $270,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 6,902 | $270,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,065 | $270,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,630 | $265,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,387 | $263,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,689 | $252,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 23,674 | $252,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 9,752 | $251,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,494 | $246,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 25,206 | $244,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,747 | $243,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,900 | $243,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 245,000 | $242,000 | thousands by filing date | principal |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 9,655 | $241,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,068 | $240,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,039 | $240,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,636 | $240,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,304 | $238,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,137 | $237,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 3,317 | $237,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 7,000 | $233,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,629 | $232,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 5,900 | $230,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,000 | $228,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,228 | $228,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,965 | $226,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,116 | $224,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,106 | $224,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,778 | $224,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,021 | $222,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 6,530 | $222,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1,882 | $221,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,618 | $221,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,414 | $220,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,921 | $219,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,862 | $218,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,199 | $218,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,217 | $218,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,713 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,200 | $217,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,240 | $216,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 18,031 | $215,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,874 | $214,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 20,776 | $214,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 888 | $213,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,858 | $213,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,424 | $210,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,735 | $210,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 37,642 | $210,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 14,900 | $209,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 5,040 | $209,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 3,000 | $209,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,711 | $208,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,071 | $207,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 7,010 | $205,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,588 | $203,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 13,590 | $203,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 20,350 | $202,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,382 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,699 | $201,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 21,877 | $201,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 104,942 | $198,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 180,000 | $193,000 | thousands by filing date | principal |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,098 | $190,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 50,621 | $183,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 20,000 | $177,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 19,595 | $176,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 16,761 | $171,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 29,771 | $136,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 17,154 | $134,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 18,676 | $133,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 12,203 | $132,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 11,251 | $127,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 12,998 | $119,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,000 | $113,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 20,556 | $113,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 38,752 | $104,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 10,000 | $98,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 14,499 | $94,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 10,809 | $89,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 10,713 | $83,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,797 | $79,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 18,795 | $76,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 40,749 | $67,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 20,000 | $67,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 12,000 | $53,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,253 | $50,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 20,000 | $50,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 20,000 | $25,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 25,000 | $24,000 | thousands by filing date | principal |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 10,363 | $24,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 20,000 | $20,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 20,000 | $17,000 | thousands by filing date | principal |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 15,502 | $16,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 25,000 | $16,000 | thousands by filing date | principal |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 13,808 | $15,000 | thousands by filing date | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 15,000 | $15,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 15,000 | $15,000 | thousands by filing date | principal |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 20,000 | $14,000 | thousands by filing date | principal |
| TCP International Holdings Ltd | H84689100 | COMMON | 15,000 | $14,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 25,000 | $13,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,764 | $12,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 12,000 | $12,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 20,000 | $11,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 10,000 | $10,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 20,000 | $10,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 15,000 | $9,000 | thousands by filing date | principal |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 10,000 | $6,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 34,200 | $6,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 10,172 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12,000 | $2,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 50,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-006855 | this filing | 2016-02-16 | acceptance time not in the bulk data set |