13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-01, with 683 holding rows worth $1,023,441,000.
- Accession
- 0001580642-16-006536
- Filer
- CIK 1535847
- Filed
- 2016-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 687 entries on the cover page, a total value of $1,023,441,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,023,441,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Analog Devices,Inc. | 032654105 | COM | 106 | $6,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 115 | $6,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 153 | $6,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,288 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 172 | $6,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 500 | $6,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 158 | $6,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 477 | $6,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 829 | $6,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,982 | $6,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 300 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 137 | $5,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 126 | $5,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 344 | $5,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 89 | $5,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $5,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 101 | $5,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 90 | $5,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 80 | $5,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,000 | $5,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 15 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 423 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 85 | $5,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 200 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 164 | $5,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 162 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 100 | $5,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 205 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 114 | $5,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 41 | $5,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 191 | $5,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 500 | $5,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,500 | $5,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 119 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 200 | $5,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 153 | $5,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 34 | $4,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 28 | $4,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 99 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 115 | $4,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 48 | $4,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 56 | $4,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 63 | $4,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 80 | $4,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 32 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 109 | $4,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 30 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 86 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 47 | $4,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 36 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 35 | $4,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 62 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 92 | $4,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 800 | $4,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 900 | $4,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 150 | $4,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 127 | $4,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 44 | $4,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 500 | $4,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 137 | $4,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 60 | $4,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 104 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 34 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 40 | $3,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 76 | $3,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 122 | $3,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 128 | $3,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 27 | $3,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 200 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 104 | $3,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 48 | $3,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 116 | $3,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 76 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 150 | $3,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 34 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 72 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 150 | $3,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 421 | $3,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 250 | $3,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 600 | $3,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 134 | $3,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 400 | $3,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 207 | $3,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 500 | $3,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 74 | $3,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 12 | $2,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12 | $2,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 22 | $2,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 26 | $2,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 27 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 14 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 134 | $2,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 76 | $2,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 13 | $2,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 38 | $2,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 23 | $2,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 11 | $2,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 200 | $2,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 22 | $2,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 40 | $2,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 94 | $2,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 21 | $2,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 21 | $2,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 19 | $2,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 40 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 50 | $2,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 45 | $2,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 41 | $2,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 80 | $2,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 55 | $2,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 82 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 69 | $2,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 275 | $2,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 32 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 71 | $2,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 194 | $2,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 125 | $2,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 205 | $2,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10 | $1,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 29 | $1,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 14 | $1,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 24 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 328 | $1,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 11 | $1,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 25 | $1,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 25 | $1,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 27 | $1,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 28 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 25 | $1,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 5 | $1,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 7 | $1,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 335 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 132 | $1,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 23 | $1,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 19 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5 | $1,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 26 | $1,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 23 | $1,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 18 | $1,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 32 | $1,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 18 | $1,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 24 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 17 | $1,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 21 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 103 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 44 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 43 | $1,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 45 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 18 | $1,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 31 | $1,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 134 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 44 | $1,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 500 | $1,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 47 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 17 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 23 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 37 | $1,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 12 | $1,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 8 | $1,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 13 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 45 | $1,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 15 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 127 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 25 | $1,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 36 | $1,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 61 | $1,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 12 | $1,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 26 | $1,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 21 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 30 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 37 | $1,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 42 | $1,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 999 | $1,000 | thousands by filing date | principal |
| AIXTRON SE | 009606104 | SPONSORED ADR | 250 | $1,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 228 | $1,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 500 | $1,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 2,000 | $1,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 112 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 300 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-16-006536 | this filing | 2016-02-01 | acceptance time not in the bulk data set |