13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 563 holding rows worth $416,282,000.
- Accession
- 0001580642-15-005216
- Filer
- CIK 1464811
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 983 entries on the cover page, a total value of $416,282,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $416,282,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerForward Uniplan Advisors
- included managerBrandes
- included managerW.E. Donoghue
- included managerMiller/Howard
- included managerMFS
- included managerNavellier & Associates Inc.
- included managerElaine F. Hahn
- included managerPrinceton Capital Management Inc
- included managerAllianceBernstein
- included managerZacks Investment Mgt
- included managerWHV
- included managerKayne Anderson
- included managerPMC Sigma Mutual Fund Solutions
- included managerInvesco A.I.
- included managerCambiar
- included managerAtlanta Capital
- included managerMain Management, LLC
- included managerAnchor Capital
- included managerLazard
- included managerLegg Mason
- included managerInstitute for Wealth Management LLC
- included managerGood Harbor Financial, LLC
- included managerMark Aburano-Meister
- included managerRisk Paradigm Group
- included managerAllianz
- included managerSyntax Research, Inc
- included managerAstor
- included managerChartwell
- included managerSparrow
- included managerDana Investment
- included managerGraham & Dodd Fund LLC
- included managerEarnest Partners
- included managerClark Capital Mgmt
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 16,146 | $122,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 19,489 | $119,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,129 | $116,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 18,630 | $114,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 21,500 | $114,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,352 | $113,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 24,973 | $113,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 41,688 | $113,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,163 | $109,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 13,669 | $108,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 88,333 | $108,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 11,464 | $107,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,505 | $99,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 115,000 | $94,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 15,886 | $93,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 150,000 | $93,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,642 | $92,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,978 | $89,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,746 | $87,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 26,025 | $87,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 141,114 | $87,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 26,602 | $82,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,565 | $81,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 14,100 | $79,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 308,417 | $78,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 17,702 | $66,000 | thousands by filing date | |
| OPGEN INC | 68373L109 | COM | 25,500 | $66,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 15,250 | $59,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 52,003 | $58,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,375 | $57,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 56,590 | $54,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 18,100 | $48,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,750 | $47,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,866 | $46,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,305 | $46,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19,750 | $39,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 15,800 | $37,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 20,452 | $36,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 10,050 | $34,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 17,200 | $33,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 29,690 | $32,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 11,406 | $32,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 54,500 | $31,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 32,221 | $29,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 16,670 | $28,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,000 | $28,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 12,100 | $27,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 21,500 | $22,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 12,028 | $21,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 13,021 | $21,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 18,883 | $18,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 28,000 | $17,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 19,844 | $17,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 34,600 | $14,000 | thousands by filing date | |
| OPGEN INC | 68373L117 | *W EXP 05/05/202 | 24,900 | $14,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 12,003 | $13,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 22,000 | $12,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 25,000 | $10,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 10,562 | $8,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 11,860 | $6,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 22,306 | $4,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 10,700 | $3,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 12,500 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-005216 | this filing | 2015-11-16 | acceptance time not in the bulk data set |