13F-HR filed by Mariner, LLC
Mariner, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 537 holding rows worth $2,250,722,000.
- Accession
- 0001580642-15-005207
- Filer
- CIK 1373442
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 988 entries on the cover page, a total value of $2,250,722,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,250,722,000 with VALUE read as thousands by filing date, 13F file number 028-13550. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerVantage Investment Advisors, LLC028-15831
- included managerMARINER WEALTH ADVISORS-OKLAHOMA, LLC028-16242
- included managerMariner Wealth Advisors-Madison, LLC028-10221
- included managerMariner Wealth Advisors - Leawood, LLC028-16909
- included managerMariner Wealth Advisors-NYC, LLC028-16888
- included managerRiverPoint Capital Management, LLC028-15092
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 11,124 | $139,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 10,136 | $136,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 20,556 | $128,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,998 | $126,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 17,150 | $125,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 14,336 | $120,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 13,000 | $119,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 10,000 | $93,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 10,809 | $85,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 11,000 | $82,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 10,523 | $68,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 20,000 | $66,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 47,180 | $59,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,083 | $54,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 20,000 | $45,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 15,000 | $41,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 10,393 | $27,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 24,500 | $25,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 25,000 | $25,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227AA2 | NOTE 7.000% 4/0 | 25,000 | $25,000 | thousands by filing date | principal |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 30,000 | $24,000 | thousands by filing date | principal |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 12,000 | $23,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 10,000 | $21,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 20,000 | $19,000 | thousands by filing date | principal |
| Amedica Corporation | 023435100 | COM | 50,000 | $16,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,764 | $15,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 20,000 | $15,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 20,000 | $15,000 | thousands by filing date | principal |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 20,000 | $15,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 15,000 | $15,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 20,000 | $14,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 15,000 | $14,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 10,000 | $10,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 15,000 | $9,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 10,313 | $9,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 50,000 | $5,000 | thousands by filing date | call |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 11,523 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-005207 | this filing | 2015-11-16 | acceptance time not in the bulk data set |