13F-HR filed by Winch Advisory Services, LLC
Winch Advisory Services, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 264 holding rows worth $68,426,000.
- Accession
- 0001580642-15-005182
- Filer
- CIK 1585822
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 265 entries on the cover page, a total value of $68,426,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $68,426,000 with VALUE read as thousands by filing date, 13F file number 028-16148. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 111,819 | $12,335,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 104,034 | $10,632,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 91,482 | $3,980,000 | thousands by filing date | |
| AT&T CORP | 001957109 | COMMON STOCK | 118,755 | $3,869,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 69,576 | $3,436,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 76,306 | $3,014,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 40,205 | $2,986,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 29,425 | $2,501,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 16,894 | $2,077,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 34,504 | $1,961,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 9,451 | $1,791,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 16,276 | $1,681,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 20,646 | $1,433,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,097 | $1,397,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 17,801 | $1,115,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,772 | $1,078,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 10,467 | $985,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,239 | $920,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,716 | $878,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 11,437 | $766,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 31,217 | $763,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,801 | $681,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,806 | $649,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,413 | $535,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,252 | $521,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,562 | $426,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,072 | $423,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,121 | $365,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 6,485 | $339,000 | thousands by filing date | |
| ARRIS GROUP INC | 04269Q100 | COM | 521 | $333,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,344 | $323,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,966 | $214,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 5,838 | $207,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 5,533 | $182,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,408 | $173,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,771 | $171,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 2,922 | $170,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,677 | $165,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670207 | CLB | 1,113 | $145,000 | thousands by filing date | |
| ASSOCIATED BANC-CORPWIS DEPOSITARY | 045488202 | EQUITIES | 5,000 | $132,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,926 | $129,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 6,433 | $86,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 998 | $82,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 975 | $77,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 688 | $69,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 303 | $58,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 852 | $54,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 978 | $53,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,998 | $50,000 | thousands by filing date | |
| Streettracks Gold TRUST | 863307104 | Common Stock | 450 | $48,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 748 | $46,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 555 | $44,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,377 | $43,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 668 | $42,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 489 | $41,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,033 | $40,000 | thousands by filing date | |
| INVENTRUST PROPERTIES CORP NSA | 45599R102 | COM | 10,000 | $40,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 728 | $36,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 377 | $36,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 432 | $35,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 511 | $34,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 909 | $34,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 298 | $33,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 763 | $33,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 613 | $31,000 | thousands by filing date | |
| BAYCOM CORP COM | 072199102 | COM | 2,431 | $29,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 135 | $28,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,076 | $28,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 881 | $28,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 1,608 | $28,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 202 | $26,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 242 | $26,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 279 | $25,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 349 | $25,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 909 | $25,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 513 | $23,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 5,193 | $23,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,271 | $22,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,277 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 391 | $21,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 218 | $21,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 819 | $21,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 233 | $20,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 291 | $20,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 205 | $19,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 296 | $18,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 758 | $18,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 217 | $17,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 398 | $16,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 166 | $16,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 147 | $16,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,348 | $16,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 150 | $15,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 264 | $15,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 138 | $15,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 152 | $14,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,740 | $14,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 300 | $14,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 91 | $13,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 147 | $13,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 104 | $13,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,165 | $13,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 278 | $13,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 355 | $13,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 732 | $13,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 216 | $12,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 390 | $12,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 48 | $12,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 206 | $12,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 261 | $12,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 145 | $12,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 153 | $12,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,229 | $12,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 81 | $11,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 207 | $11,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 319 | $11,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 225 | $11,000 | thousands by filing date | |
| SILVER BULLION TRUST COM | 082746710 | COM | 1,450 | $11,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 156 | $10,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,170 | $10,000 | thousands by filing date | |
| AB VOLVO B ADR | 928856400 | ADR | 1,046 | $10,000 | thousands by filing date | |
| CHOICE BANCORP INC COM | 17037V102 | COM | 1,000 | $10,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 154 | $9,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 98 | $9,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 650 | $9,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 100 | $9,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 626 | $9,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 603 | $9,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES COM | 00846U102 | COM | 248 | $9,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 206 | $8,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 127 | $8,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 247 | $8,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 231 | $8,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 994 | $8,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 34 | $7,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 102 | $7,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 93 | $7,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 110 | $7,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 64 | $7,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 375 | $7,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 3,260 | $7,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 182 | $7,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 293 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 280 | $7,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 82 | $6,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 125 | $6,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 57 | $6,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 320 | $6,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 334 | $6,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 200 | $6,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 68 | $6,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 68 | $5,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 30 | $5,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 177 | $5,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 513 | $5,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 405 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 145 | $5,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 34 | $5,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 86 | $5,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 327 | $5,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 70 | $4,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 36 | $4,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,467 | $4,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 6 | $4,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 72 | $4,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 58 | $4,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 77 | $4,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 50 | $4,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 265 | $4,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 547 | $4,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 101 | $4,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 100 | $4,000 | thousands by filing date | |
| DUKE ENERGY | 264399106 | COM | 57 | $4,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 144 | $4,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 185 | $4,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 68 | $3,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 171 | $3,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 85 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 101 | $3,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 151 | $3,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 41 | $3,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 452 | $3,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 59 | $3,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 64 | $3,000 | thousands by filing date | |
| AMERICAN INTL | 026874107 | COM | 48 | $3,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 108 | $3,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 31 | $3,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 300 | $3,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 425 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 88 | $3,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 43 | $2,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 109 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7 | $2,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 47 | $2,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 13 | $2,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 335 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 49 | $2,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 120 | $2,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 16 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 52 | $2,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 31 | $2,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 425 | $2,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 329 | $2,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 129 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 53 | $2,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 59 | $2,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 85 | $2,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 102 | $2,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 246 | $2,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 185 | $2,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 273 | $2,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 207 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 17 | $2,000 | thousands by filing date | |
| APEX SILVER MINES LTD | G04074103 | QUESTIONABLE VA | 297 | $2,000 | thousands by filing date | |
| Hydrogenics Corp | 448882100 | COMMON | 268 | $2,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 50 | $1,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 609 | $1,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 442 | $1,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 23 | $1,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 11 | $1,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 128 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 25 | $1,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 38 | $1,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 102 | $1,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 289 | $1,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 108 | $1,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 37 | $1,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 100 | $1,000 | thousands by filing date | |
| METROPCS COMMUNICATIONS INC | 591708102 | COM | 17 | $1,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 435 | $1,000 | thousands by filing date | |
| ENERPLUS RES FD UNIT TR G NEW | 29274D604 | COM | 285 | $1,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 172 | $1,000 | thousands by filing date | |
| CENTURYLINK INC COM | 0Y1822T10 | COM | 53 | $1,000 | thousands by filing date | |
| GCL-POLY ENERGY HOLDINGS LTD COM | ISINUS361 | COM | 4,000 | $1,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAM RESEARCH CORP | 512807108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNABIS SCIENCE INC XXX | 137648101 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 66,475 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME WARNER CABLE INC | 88732J207 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Walter Energy Inc | 93317Q105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONIC CORP | 835451105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 231 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDSANDS DEVELOPMENT COMPANY | 381454107 | COM | 14,385 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP - WARRANT | 92839U115 | COMMON | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMET CORPORATION | 488360108 | common stock | 220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS CO COMMON STOCK | 038111910 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEANTECH SOLUTIONS INTL INC COM | 18451N105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLARENT CORP COM | 018046110 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASFRAC ENERGY SERVICES COM | 36725720 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The CUSIP as filed is malformed. |
| AVANTAIR INC COM | 05350T102 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOSEC MEDICAL INC COM | 671040103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE PULSE BEVERAGE CORP COM | 074586110 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-005182 | this filing | 2015-11-13 | acceptance time not in the bulk data set |