13F-HR filed by CWM, LLC
CWM, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-30, with 680 holding rows worth $993,350,000.
- Accession
- 0001580642-15-004911
- Filer
- CIK 1535847
- Filed
- 2015-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 688 entries on the cover page, a total value of $993,350,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $993,350,000 with VALUE read as thousands by filing date, 13F file number 028-15648. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| V F CORP COM | 918204108 | Stock | 80 | $5,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,000 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 423 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 49 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 162 | $5,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,000 | $5,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 62 | $5,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 162 | $5,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 206 | $5,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 41 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 200 | $5,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 300 | $5,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 76 | $4,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 248 | $4,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 89 | $4,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 115 | $4,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 85 | $4,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 56 | $4,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 63 | $4,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 80 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 172 | $4,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 30 | $4,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 77 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 85 | $4,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 36 | $4,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 77 | $4,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 150 | $4,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 800 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 170 | $4,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 900 | $4,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 150 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 146 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 54 | $4,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 100 | $4,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 130 | $4,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 500 | $4,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,500 | $4,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 600 | $4,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 119 | $4,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 400 | $4,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 500 | $4,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 21 | $3,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 100 | $3,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 24 | $3,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 128 | $3,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 27 | $3,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 200 | $3,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 97 | $3,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 116 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 86 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 32 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 47 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 27 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 18 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 28 | $3,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 73 | $3,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 34 | $3,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 275 | $3,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 44 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 150 | $3,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 450 | $3,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 202 | $3,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 74 | $3,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 27 | $2,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 65 | $2,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 15 | $2,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 76 | $2,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 40 | $2,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 38 | $2,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 11 | $2,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 31 | $2,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 200 | $2,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 40 | $2,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 48 | $2,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 38 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 102 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 21 | $2,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 40 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 50 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 500 | $2,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 80 | $2,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 55 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 69 | $2,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 72 | $2,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,000 | $2,000 | thousands by filing date | call |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 43 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 44 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 43 | $2,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 670 | $2,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 32 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 71 | $2,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 250 | $2,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 250 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 88 | $2,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 286 | $2,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 2,000 | $2,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 321 | $1,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 25 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 25 | $1,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 5 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 145 | $1,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 23 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 44 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 43 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 18 | $1,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 31 | $1,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 47 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 44 | $1,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 47 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 23 | $1,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 37 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 45 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 12 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 126 | $1,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 100 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 25 | $1,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 36 | $1,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 100 | $1,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 125 | $1,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 8 | $1,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 36 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,280 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 30 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 37 | $1,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 999 | $1,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 228 | $1,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 500 | $1,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 112 | $1,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 25 | $1,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 300 | $1,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 22 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRANE CO | 224399105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 666 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ST JUDE MED INC | 790849103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THE ADT CORPORATION | 00101J106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PMC-SIERRA INC | 69344F106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLYTH INC | 09643P207 | COM NEW | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARE CAP PPTYS INC | 141624106 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-004911 | this filing | 2015-10-30 | acceptance time not in the bulk data set |