13F-HR/A filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR/A for the quarter ended 2015-06-30, filed 2015-08-17, with 533 holding rows worth $402,475,000.
- Accession
- 0001580642-15-003521
- Filer
- CIK 1464811
- Filed
- 2015-08-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, amendment of type restatement, 1,394 entries on the cover page, a total value of $402,475,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $402,475,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard
- included managerCongress Asset Management Company
- included managerForward Uniplan Advisors
- included managerBrandes
- included managerW.E. Donoghue
- included managerMiller/Howard
- included managerMFS
- included managerNavellier & Associates Inc.
- included managerElaine F. Hahn
- included managerPrinceton Capital Management Inc
- included managerConcord
- included managerAllianceBernstein
- included managerZacks Investment Mgt
- included managerWHV
- included managerKayne Anderson
- included managerDreman Value Management LLC
- included managerLindner Capital Advisors Inc.
- included managerPMC Sigma Mutual Fund Solutions
- included managerInvesco A.I.
- included managerCambiar
- included managerAtlanta Capital
- included managerMain Management, LLC
- included managerAnchor Capital
- included managerLazard
- included managerAscentia Captial Partners LLC
- included managerLegg Mason
- included managerInstitute for Wealth Management LLC
- included managerSFE Investment Counsel Inc.
- included managerHoward Capital Management, Inc.
- included managerGood Harbor Financial, LLC
- included managerMark Aburano-Meister
- included managerRisk Paradigm Group
- included managerAllianz
- included managerSyntax Research, Inc
- included managerThinkEquity/ Sanctuary Wealth Advisors LLC
- included managerAstor
- included managerChartwell
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 80,616 | $88,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 18,900 | $88,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 26,500 | $87,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,100 | $86,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 13,460 | $83,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 17,460 | $81,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,230 | $73,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 27,147 | $70,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 10,259 | $62,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 33,690 | $61,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 16,651 | $61,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 150,000 | $59,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 65,000 | $58,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,950 | $52,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 21,500 | $48,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 26,494 | $48,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 17,243 | $47,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,000 | $39,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 11,250 | $29,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 21,100 | $25,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 78,320 | $18,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 22,000 | $17,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 12,243 | $17,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 62,000 | $15,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 10,562 | $14,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 23,600 | $12,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 18,000 | $10,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 10,700 | $10,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 12,500 | $7,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 15,700 | $6,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 29,306 | $6,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 40,000 | $4,000 | thousands by filing date | |
| ATLATSA RES CORP | 049477102 | COM | 10,651 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-003503 | superseded | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580642-15-003521 | this filing | 2015-08-17 | acceptance time not in the bulk data set |