13F-HR filed by Creative Planning
Creative Planning filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-09, with 1,109 holding rows worth $11,021,170,000.
- Accession
- 0001580642-15-002938
- Filer
- CIK 1540235
- Filed
- 2015-07-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 1,136 entries on the cover page, a total value of $11,021,170,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,021,170,000 with VALUE read as thousands by filing date, 13F file number 028-14616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESOURCE CAP CORP REIT | 76120W302 | COM | 233,148 | $902,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 18,868 | $898,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 13,960 | $898,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 16,441 | $893,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 19,235 | $885,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 10,318 | $883,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 14,997 | $883,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 122,400 | $883,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 177,924 | $881,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 42,263 | $871,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 28,550 | $869,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 47,387 | $865,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 15,583 | $859,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11,534 | $858,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 18,805 | $857,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 16,071 | $855,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 44,362 | $853,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 17,923 | $853,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 51,790 | $852,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 17,594 | $849,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 16,385 | $848,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 10,140 | $833,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 13,658 | $833,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 17,149 | $831,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 51,196 | $829,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 181,905 | $829,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 25,265 | $824,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,497 | $823,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 14,824 | $823,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 12,723 | $821,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 25,041 | $821,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 17,845 | $816,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 16,489 | $802,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 13,844 | $799,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 23,254 | $798,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 36,700 | $796,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 10,408 | $795,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 10,398 | $795,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 12,078 | $795,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 18,654 | $794,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 49,279 | $794,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 20,621 | $793,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 18,414 | $792,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 12,747 | $792,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 69,562 | $785,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 13,994 | $778,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 40,696 | $774,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 20,955 | $773,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 51,754 | $773,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 23,179 | $772,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 22,400 | $772,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 24,780 | $764,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 22,017 | $763,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 17,291 | $762,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 11,765 | $760,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 12,879 | $759,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 12,376 | $755,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 13,254 | $753,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 26,682 | $749,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 79,120 | $748,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 25,431 | $747,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 15,010 | $746,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 24,822 | $738,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 90,645 | $735,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 11,421 | $734,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 15,607 | $732,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 32,232 | $726,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 31,733 | $725,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 12,498 | $722,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 15,418 | $721,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 28,618 | $717,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 10,718 | $717,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 15,671 | $713,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 70,279 | $711,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 14,082 | $705,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 64,004 | $701,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 28,902 | $700,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 42,681 | $697,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 24,375 | $695,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 22,733 | $693,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 17,199 | $684,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 22,076 | $680,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 13,291 | $673,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 15,809 | $672,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 21,906 | $672,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 18,563 | $665,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 14,534 | $663,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 10,382 | $662,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 47,620 | $653,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 15,572 | $652,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 20,668 | $651,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 26,535 | $650,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 23,245 | $648,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 22,650 | $648,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 17,459 | $646,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 16,645 | $643,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 28,102 | $640,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 11,932 | $637,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 10,219 | $637,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 70,385 | $635,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 11,086 | $634,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 11,059 | $631,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 51,128 | $631,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 17,134 | $628,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 29,000 | $628,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 93,109 | $626,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 11,552 | $622,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 18,443 | $620,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 291,000 | $614,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 12,596 | $612,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 31,260 | $610,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 56,511 | $602,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 17,455 | $601,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 26,425 | $600,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 23,354 | $599,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 28,755 | $598,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 28,290 | $595,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 65,000 | $595,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 14,294 | $593,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 19,490 | $588,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 10,030 | $582,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 14,138 | $576,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 19,524 | $574,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 138,320 | $573,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 330,163 | $571,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 18,759 | $566,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 28,771 | $565,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 23,231 | $564,000 | thousands by filing date | |
| SANCHEZ PRODTN PARTNE | 79971C102 | COMMON | 292,035 | $564,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 12,278 | $563,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 26,435 | $560,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 27,688 | $557,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 11,070 | $556,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 43,637 | $556,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 33,448 | $555,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 10,527 | $555,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 11,597 | $553,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 12,610 | $553,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 19,178 | $550,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 24,645 | $549,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 20,000 | $547,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 43,550 | $545,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 31,133 | $545,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 20,523 | $542,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 25,634 | $538,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 22,667 | $537,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 11,916 | $533,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 12,360 | $532,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 71,034 | $531,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 10,858 | $531,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 71,432 | $531,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 14,874 | $525,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 17,300 | $521,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 19,080 | $518,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 11,546 | $517,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 23,205 | $516,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 13,685 | $516,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 11,868 | $510,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10,310 | $509,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 29,176 | $506,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 11,465 | $504,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 14,668 | $502,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 14,241 | $493,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 11,208 | $489,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 38,000 | $489,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 13,942 | $488,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 50,500 | $488,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 20,177 | $488,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 43,018 | $488,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 10,365 | $486,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 19,106 | $486,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 42,500 | $485,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 31,682 | $483,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 50,802 | $480,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 25,394 | $478,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 10,886 | $478,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 30,914 | $478,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 47,420 | $478,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 33,492 | $476,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 57,925 | $474,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 66,716 | $472,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 31,331 | $471,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 35,922 | $471,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 26,527 | $471,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 30,745 | $471,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 13,000 | $469,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 395,679 | $467,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 17,668 | $467,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 32,387 | $466,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 11,559 | $464,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 18,856 | $463,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 92,125 | $462,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 11,884 | $462,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 12,100 | $462,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 18,969 | $457,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 32,641 | $455,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 13,951 | $454,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 19,916 | $451,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 11,631 | $449,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 12,094 | $448,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 16,811 | $448,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 22,000 | $447,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 71,093 | $445,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 30,957 | $443,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 18,950 | $441,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 16,721 | $439,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 33,000 | $438,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 14,833 | $437,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 18,448 | $433,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 32,575 | $433,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 31,157 | $431,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 37,068 | $427,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 12,564 | $422,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 43,100 | $422,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 12,800 | $421,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 38,805 | $421,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 34,539 | $418,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 196,257 | $418,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 12,455 | $415,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 10,015 | $407,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,652 | $407,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 12,268 | $406,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 23,000 | $406,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 15,647 | $402,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 16,636 | $402,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 11,454 | $400,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 13,842 | $398,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 83,852 | $397,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 19,451 | $395,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 10,100 | $394,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 19,837 | $393,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 21,021 | $389,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 23,825 | $388,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 47,334 | $388,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 20,501 | $387,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 13,250 | $387,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 15,000 | $386,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 10,965 | $382,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 16,592 | $381,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 24,051 | $381,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 11,236 | $377,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 21,098 | $373,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 10,032 | $371,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 26,538 | $371,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 154,117 | $370,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 20,252 | $368,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 37,050 | $365,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 12,818 | $364,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,408 | $360,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 71,500 | $359,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 22,500 | $357,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 26,847 | $356,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 60,270 | $355,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 28,390 | $354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 12,435 | $354,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 12,814 | $353,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 11,724 | $353,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 35,660 | $351,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 12,556 | $349,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 18,541 | $346,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 20,642 | $344,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 12,328 | $343,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 320,925 | $343,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 20,688 | $341,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 48,023 | $340,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 13,734 | $337,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 10,958 | $336,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 15,473 | $335,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 22,172 | $335,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 23,100 | $335,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 11,303 | $334,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 21,761 | $334,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 10,207 | $333,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 54,622 | $332,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 12,365 | $328,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 33,728 | $327,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 23,692 | $326,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 36,910 | $326,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 15,892 | $323,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 20,938 | $322,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 15,550 | $322,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 380,000 | $321,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 16,000 | $319,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 20,100 | $318,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 13,084 | $318,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 22,260 | $316,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,148 | $316,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 23,169 | $315,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 28,392 | $313,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 13,169 | $313,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 54,150 | $311,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 14,819 | $310,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 13,480 | $309,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 23,965 | $305,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 33,578 | $304,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 13,909 | $302,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 37,806 | $301,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 13,450 | $300,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,754 | $297,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,930 | $296,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 59,673 | $296,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 135,000 | $296,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 24,337 | $293,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 20,103 | $291,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 27,000 | $288,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 12,217 | $285,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 11,136 | $285,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 17,838 | $283,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 13,000 | $283,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 31,970 | $283,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 107,058 | $282,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 18,570 | $281,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 13,200 | $281,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 16,073 | $277,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 10,250 | $272,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 49,918 | $271,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 22,082 | $271,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 12,788 | $265,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 81,065 | $264,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 11,355 | $256,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 102,421 | $255,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 219,856 | $255,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,192 | $254,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 15,000 | $254,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 35,000 | $251,000 | thousands by filing date | call |
| AVIVA PLC | 05382A104 | ADR | 16,027 | $250,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 19,619 | $247,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 24,719 | $246,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 13,000 | $242,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 12,000 | $240,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 23,265 | $240,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 19,846 | $239,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 11,210 | $238,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 15,000 | $237,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 36,457 | $235,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 24,012 | $234,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 24,000 | $233,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 11,598 | $231,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 43,227 | $231,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 11,130 | $230,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 18,300 | $229,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 18,917 | $228,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 37,881 | $227,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 22,500 | $227,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 10,146 | $221,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 18,143 | $221,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 47,465 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 19,278 | $219,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 10,400 | $219,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 19,916 | $218,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 16,634 | $217,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 443,700 | $217,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 20,000 | $216,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 14,919 | $215,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 26,792 | $214,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 23,675 | $214,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 13,057 | $213,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 33,724 | $211,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 13,002 | $210,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 19,061 | $209,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 27,866 | $209,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 10,323 | $209,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 18,035 | $209,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 11,000 | $209,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 11,557 | $207,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 118,555 | $206,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 11,163 | $204,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 15,234 | $204,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 50,000 | $203,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 126,300 | $203,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 24,876 | $202,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 226,839 | $199,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 15,055 | $197,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 14,194 | $196,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 10,475 | $196,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 17,047 | $195,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 21,220 | $194,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 13,389 | $192,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 15,004 | $192,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 45,200 | $192,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13,192 | $191,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 16,029 | $188,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 14,417 | $187,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 49,457 | $186,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 16,502 | $186,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,886 | $186,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 17,424 | $186,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 24,000 | $185,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 13,500 | $185,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 10,292 | $185,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 121,500 | $184,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 22,407 | $182,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 12,659 | $181,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 11,301 | $181,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 22,900 | $181,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 10,258 | $181,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,677 | $180,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 10,125 | $178,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 12,004 | $178,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 19,952 | $176,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 12,129 | $176,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 75,249 | $175,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 14,179 | $174,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 16,250 | $172,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 50,000 | $171,000 | thousands by filing date | put |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 26,497 | $171,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 15,972 | $170,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 11,334 | $168,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 10,748 | $168,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 12,640 | $167,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 13,800 | $165,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 14,832 | $165,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,000 | $164,000 | thousands by filing date | call |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 32,872 | $162,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 44,024 | $162,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 12,008 | $162,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 12,093 | $161,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 35,000 | $160,000 | thousands by filing date | put |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 18,076 | $160,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,811 | $158,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 19,005 | $157,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 13,500 | $157,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 16,384 | $155,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 23,477 | $154,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 12,000 | $153,000 | thousands by filing date | put |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 18,759 | $153,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 14,477 | $153,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 30,016 | $153,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 11,107 | $150,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 36,800 | $149,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,000 | $148,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549104 | COM | 67,388 | $148,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 12,500 | $148,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 23,235 | $148,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 10,000 | $148,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,822 | $146,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,990 | $144,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 58,495 | $143,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 18,881 | $142,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 10,483 | $142,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 22,674 | $140,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 40,500 | $139,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 26,238 | $138,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 22,395 | $138,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 15,000 | $138,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 10,000 | $137,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 19,740 | $137,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 15,441 | $134,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 11,281 | $134,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 36,919 | $134,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 24,300 | $133,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 14,911 | $133,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 48,935 | $132,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 15,445 | $131,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,500 | $131,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,500 | $129,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,971 | $129,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 32,350 | $129,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 11,450 | $128,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 63,366 | $127,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 14,750 | $125,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,252 | $124,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,755 | $122,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,078 | $116,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 12,733 | $116,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 12,000 | $114,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 13,203 | $114,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 16,888 | $113,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,000 | $112,000 | thousands by filing date | put |
| CHAMBERS STR PPTYS | 157842105 | COM | 14,018 | $111,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 35,001 | $109,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,032 | $107,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 12,000 | $107,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 19,266 | $102,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 13,215 | $101,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,376 | $100,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 12,890 | $99,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,000 | $95,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,673 | $94,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 65,000 | $94,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,409 | $93,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 15,116 | $92,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 14,300 | $92,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 25,100 | $92,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 10,498 | $92,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 32,200 | $92,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 14,296 | $90,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 13,512 | $88,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 21,500 | $88,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 30,017 | $88,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 263,250 | $88,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 28,551 | $86,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U110 | *W EXP 11/21/201 | 60,000 | $84,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 12,317 | $83,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 17,005 | $82,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 17,047 | $80,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 22,858 | $80,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 14,500 | $79,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 160,397 | $79,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 10,644 | $78,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-002938 | this filing | 2015-07-09 | acceptance time not in the bulk data set |