13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 588 holding rows worth $410,254,000.
- Accession
- 0001580642-15-002183
- Filer
- CIK 1464811
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 588 entries on the cover page, a total value of $410,254,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $410,254,000 with VALUE read as thousands by filing date, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 16,360 | $100,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 82,246 | $97,000 | thousands by filing date | |
| FT Senior Loan & Lim Dur CE 41 CA | 30282A657 | Bank Loan | 10,728 | $97,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 56,374 | $91,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 1,095,000 | $88,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,575 | $87,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC NOTE M/W CLBL | 38141EA58 | NOTE M/W CLBL | 75,000 | $85,000 | thousands by filing date | |
| Jp Morgan Chase Bank Na Cd Flt 29 | 48125TB38 | Cash | 90,000 | $85,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,000 | $81,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 11,146 | $79,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 20,597 | $77,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CG0 | Fixed Income | 75,000 | $76,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 178,000 | $75,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 34,690 | $75,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 14,050 | $74,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 27,310 | $73,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 7903107 | COM | 25,452 | $69,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Arcelormittal Sa Luxembourg6.125% 06/01/2018 | 03938LAF1 | Intl Bond | 65,000 | $69,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 80,953 | $68,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 13,500 | $66,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC. | 40047102 | COM | 15,000 | $66,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 16,389 | $66,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 15,085 | $62,000 | thousands by filing date | |
| KBS REAL ESTATE INV TRUST II | 48243C109 | COMMON STOCK | 10,000 | $59,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 29,828 | $57,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 13,906 | $55,000 | thousands by filing date | |
| Alcoa Inc Note BE | 013817AP6 | Corporate SemiU | 50,000 | $55,000 | thousands by filing date | |
| HP INCORPORATION NOTE M/W CLBL | 428236BQ5 | NOTE M/W CLBL | 50,000 | $54,000 | thousands by filing date | |
| ARCONIC INC NOTE M/W CLBL | 013817AV3 | NOTE M/W CLBL | 50,000 | $54,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 83,920 | $52,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 140,000 | $52,000 | thousands by filing date | |
| Goldman Sachs Bk Usa Ny Cd 1.7%17 | 38143AKQ7 | Cash | 50,002 | $51,000 | thousands by filing date | |
| Birmingham Baptist Med Ctr Ala Rev Bds | 091104GF0 | Interm. Muni | 50,000 | $51,000 | thousands by filing date | |
| Federal Farm Cr Bks | 3133ECQZ0 | Short Bond | 50,000 | $50,000 | thousands by filing date | |
| Ally Finl Inc | 02006DCE9 | High Yield | 50,000 | $50,000 | thousands by filing date | |
| Amarin Corp Plc New Adrf | 23111206 | SPONS ADR NEW | 20,950 | $49,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPRINT NEXTEL CORP | 852061AS9 | COM | 50,000 | $48,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 29,100 | $45,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,800 | $42,000 | thousands by filing date | |
| ARCH COAL INC. | 39380100 | COM | 41,836 | $42,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MORGAN STANLEY DEAN W MS SENIOR MEDIUM TERM NOTE M/W | 61747YCM5 | SENIOR MEDIUM TERM NOTE M/W | 35,000 | $40,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,902 | $39,000 | thousands by filing date | |
| AVON PRODUCTS INC NOTE M/W | 054303AR3 | NOTE M/W | 39,915 | $38,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 13,000 | $35,000 | thousands by filing date | |
| Derm Holdings Llc | 24999Q113 | Other | 35,000 | $35,000 | thousands by filing date | |
| Federal Home Loan Banks | 3133836Z9 | Short Bond | 35,000 | $35,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 19,100 | $34,000 | thousands by filing date | |
| Jp Morgan Chase Bank Na Cd Cll Flt 29 | 48125TJ30 | Cash | 37,000 | $34,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 11,250 | $29,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 13,000 | $29,000 | thousands by filing date | |
| Jp Morgan Chase Bank Na Cd Cll Stp 33 | 48124JQH4 | Cash | 30,000 | $28,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 15,795 | $27,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 33,000 | $26,000 | thousands by filing date | |
| American Express Centrn Cd 2%16 | 02587DFF0 | Cash | 24,999 | $26,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 24,068 | $25,000 | thousands by filing date | |
| NAVIENT CORPORATION | 78442FAZ1 | Corporate Bond - Domestic | 30,000 | $25,000 | thousands by filing date | |
| Discover Bk Cd 1.7%17 | 254671ER7 | Cash | 24,999 | $25,000 | thousands by filing date | |
| Suntrust Bank .5552% 04/01/2015 | 86787GAF9 | Short Bond | 25,000 | $25,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 10,595 | $24,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 12,000 | $23,000 | thousands by filing date | |
| Jp Morgan Chase Bank Na Cd Cll Flt 29 | 48125TXU4 | Cash | 25,000 | $23,000 | thousands by filing date | |
| US TREASU NT | 912810FB9 | BTR | 15,016 | $22,000 | thousands by filing date | |
| Sallie Mae Bk Slt Lake City Ut Cd 1.05%16 | 795450RV9 | Cash | 20,000 | $20,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 30,000 | $19,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 40,000 | $18,000 | thousands by filing date | |
| Jp Morgan Chase Bank Na Cd Cll Fx/Flt 29 | 48125TDV4 | Cash | 20,000 | $17,000 | thousands by filing date | |
| United States Treas Sec 0%05/15/2029 | 912833XS4 | Long Bond | 23,000 | $16,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 18,000 | $15,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 39,917 | $15,000 | thousands by filing date | |
| Jp Morgan Chase Bank Na Cd Cll Lkd 30 | 48125T5Z4 | Cash | 15,000 | $15,000 | thousands by filing date | |
| Jp Morgan Chase Bank Na Cd Cll Lkd 30 | 48125TV44 | Cash | 15,000 | $15,000 | thousands by filing date | |
| Bank Of America Corp | 06048WFQ8 | Interm. Bond | 15,000 | $15,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 12,243 | $14,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 10,562 | $12,000 | thousands by filing date | |
| Barclays Bk Del Wilmington Cd Lkd 0.5%19 | 06740AT74 | Cash | 12,000 | $11,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2.125 08/15/2021 | 912828RC6 | Govt Bond | 10,000 | $10,000 | thousands by filing date | |
| American Apparel Inc | 23850100 | CS | 12,500 | $9,000 | thousands by filing date | The CUSIP as filed is malformed. |
| US TREASURY STRIP STRIPPED ISSUES | 912833LC2 | STRIPPED ISSUES | 10,000 | $9,000 | thousands by filing date | |
| Mastr Asset Tr 2003-4 | 55265KVU0 | Interm. Bond | 25,000 | $7,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 31,306 | $6,000 | thousands by filing date | |
| Fhlmc Remic Series 2527 | 31393FLU8 | Interm. Bond | 70,000 | $6,000 | thousands by filing date | |
| Colt Defense Llc | 19686TAC1 | High Yield | 15,000 | $5,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 10,800 | $4,000 | thousands by filing date | |
| CWALT, INC (COUNTRYWIDE ALTERNATIVE LOAN 0564CB 1A1 Sr Seq Fix | 12668AZL2 | Common Stock | 50,000 | $4,000 | thousands by filing date | |
| Fnma Remic Trust 2002-82 | 31392FZ34 | Interm. Bond | 25,000 | $4,000 | thousands by filing date | |
| As Seen On Tv Inc | 04338Y100 | Sm Cap Val | 110,000 | $3,000 | thousands by filing date | |
| ATLATSA RES CORP | 49477102 | COM | 10,651 | $2,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Fnma Pass-Thru Lng 30 Year | 31401CPL1 | Long Bond | 25,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-002183 | this filing | 2015-05-14 | acceptance time not in the bulk data set |