13F-HR filed by WFG Advisors, LP
WFG Advisors, LP filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 1,826 holding rows worth $358,430,000.
- Accession
- 0001580642-15-002145
- Filer
- CIK 1533892
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 1,827 entries on the cover page, a total value of $358,430,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $358,430,000 with VALUE read as thousands by filing date, 13F file number 028-14577. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOLAZYME INC | 83415T101 | COM | 7,068 | $20,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 502 | $20,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 25 | $19,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 200 | $19,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 575 | $19,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,851 | $19,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 362 | $19,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 100 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 400 | $19,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,572 | $19,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 16 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 700 | $19,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 714 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 354 | $19,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,000 | $19,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 160 | $19,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 1,135 | $19,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 629 | $19,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 200 | $18,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 338 | $18,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 76 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 750 | $18,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 500 | $18,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,225 | $18,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 359 | $18,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 510 | $18,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,355 | $18,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,610 | $18,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 11,600 | $18,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,300 | $18,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,000 | $18,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y791 | DP500 WEIG ETF | 500 | $18,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 814 | $17,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 750 | $17,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 1,000 | $17,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 105 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 136 | $17,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 735 | $17,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 450 | $17,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 203 | $17,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 200 | $17,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 67 | $17,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 7,400 | $17,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,311 | $17,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 13,200 | $17,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $16,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 412 | $16,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 379 | $16,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 300 | $16,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 500 | $16,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 289 | $16,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 370 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 311 | $16,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 1,440 | $16,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,000 | $16,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,500 | $16,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 623 | $16,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 600 | $16,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 756 | $16,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 983 | $16,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,000 | $16,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,000 | $16,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 800 | $16,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 2,000 | $16,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 449 | $16,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 187 | $16,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,700 | $16,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 5,111 | $16,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 500 | $16,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 152 | $15,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 109 | $15,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 135 | $15,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 718 | $15,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,000 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 200 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 352 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 238 | $15,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,300 | $15,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 200 | $15,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,000 | $15,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 363 | $15,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,880 | $15,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 500 | $15,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 210 | $15,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,225 | $15,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 400 | $15,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 300 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 500 | $15,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 177 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 500 | $15,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 252 | $15,000 | thousands by filing date | |
| MGC | 921910873 | COM | 200 | $14,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 339 | $14,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 500 | $14,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 234 | $14,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 82 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 329 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 333 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 447 | $14,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 191 | $14,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 154 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 415 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 373 | $14,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 600 | $14,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,000 | $14,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 620 | $14,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 174 | $14,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 95 | $14,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 500 | $14,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 248 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 200 | $14,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,000 | $14,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 10,700 | $14,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 800 | $14,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,000 | $14,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 165 | $13,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 164 | $13,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 302 | $13,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 73 | $13,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 5,000 | $13,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 301 | $13,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 137 | $13,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,000 | $13,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 960 | $13,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 948 | $13,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 298 | $13,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 200 | $13,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 587 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,000 | $13,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 900 | $13,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 139 | $13,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 200 | $13,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 500 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 500 | $13,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 141 | $13,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 100 | $13,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 803 | $13,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 7,400 | $13,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 100 | $12,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 161 | $12,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 217 | $12,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 528 | $12,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,500 | $12,000 | thousands by filing date | call |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 114 | $12,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 300 | $12,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 847 | $12,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,000 | $12,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 301 | $12,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,798 | $12,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 160 | $12,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,800 | $12,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,000 | $12,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 188 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 182 | $12,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 241 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 280 | $12,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 2,000 | $12,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 502 | $12,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 600 | $12,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 667 | $12,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 41 | $12,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 2,000 | $12,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 225 | $12,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,450 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 720 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 191 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 500 | $12,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 3,000 | $12,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 2,053 | $12,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 289 | $11,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,908 | $11,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 100 | $11,000 | thousands by filing date | call |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 213 | $11,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 137 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 132 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 240 | $11,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 177 | $11,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 251 | $11,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,224 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 240 | $11,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 100 | $11,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 703 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 248 | $11,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 620 | $11,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 103 | $11,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 450 | $11,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,450 | $11,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 600 | $11,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 700 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 500 | $11,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 200 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 200 | $10,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 140 | $10,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 671 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 63 | $10,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 850 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 328 | $10,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,150 | $10,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 112 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 247 | $10,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 213 | $10,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,350 | $10,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 141 | $10,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 500 | $10,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,055 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 600 | $10,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 115 | $10,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 220 | $10,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,856 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 410 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 261 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 248 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 400 | $10,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 146 | $10,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 580 | $10,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 319 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 330 | $10,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $10,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 337 | $10,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 300 | $10,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 360 | $10,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 250 | $10,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 30,000 | $10,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 780 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 200 | $10,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 570 | $10,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 504 | $10,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 128 | $9,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 186 | $9,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 153 | $9,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 279 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 208 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 600 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 180 | $9,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 250 | $9,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,092 | $9,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,069 | $9,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 700 | $9,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 550 | $9,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 100 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 300 | $9,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,500 | $9,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 253 | $9,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 657 | $9,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 199 | $9,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,490 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 300 | $9,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 579 | $9,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 110 | $9,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 500 | $9,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,253 | $9,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 220 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 203 | $9,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 224 | $9,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 150 | $8,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 303 | $8,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 577 | $8,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 203 | $8,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 312 | $8,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 67 | $8,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 117 | $8,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 300 | $8,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 201 | $8,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 262 | $8,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 550 | $8,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 67 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 50 | $8,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 121 | $8,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 568 | $8,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 502 | $8,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,634 | $8,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 296 | $8,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 250 | $8,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 4,352 | $8,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 200 | $8,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 200 | $8,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 578 | $8,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 111 | $8,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 222 | $8,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 500 | $8,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 500 | $8,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 200 | $8,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P192 | ROGR ENH ENERG | 500 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 183 | $8,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,000 | $7,000 | thousands by filing date | call |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 76 | $7,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 110 | $7,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 200 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 245 | $7,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 200 | $7,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 109 | $7,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 70 | $7,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 50 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 175 | $7,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 300 | $7,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 360 | $7,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 319 | $7,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 695 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 95 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 300 | $7,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 145 | $7,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 400 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 263 | $7,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 56 | $7,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100 | $6,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 62 | $6,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,000 | $6,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 814 | $6,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 690 | $6,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 50 | $6,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 87 | $6,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 336 | $6,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 65 | $6,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 378 | $6,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,000 | $6,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 200 | $6,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 200 | $6,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 200 | $6,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 212 | $6,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 200 | $6,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 200 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 151 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 403 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 75 | $6,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 108 | $6,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 300 | $6,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 552 | $6,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 112 | $6,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 651 | $6,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 317 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 392 | $6,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 131 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 511 | $6,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 241 | $6,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 400 | $6,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,200 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 500 | $6,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 1,450 | $6,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 237 | $6,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 200 | $6,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 5,600 | $6,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 930 | $6,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 520 | $6,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 237 | $6,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 232 | $6,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 590 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 500 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 500 | $6,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 200 | $5,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 20 | $5,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 420 | $5,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 40 | $5,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 113 | $5,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 200 | $5,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 90 | $5,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 300 | $5,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 252 | $5,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 114 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 197 | $5,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 342 | $5,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 559 | $5,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 130 | $5,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 111 | $5,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 311 | $5,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 400 | $5,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 83 | $5,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 50 | $5,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 330 | $5,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 83 | $5,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 54 | $5,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 200 | $5,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 385 | $5,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 150 | $5,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 50 | $5,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 200 | $5,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 100 | $5,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 114 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 91 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 286 | $5,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 666 | $5,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 100 | $5,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,925 | $5,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 96 | $5,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 103 | $5,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 900 | $5,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 211 | $5,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,720 | $5,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 54 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 129 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 82 | $5,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 1,310 | $5,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 1,000 | $5,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 1,000 | $5,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 62 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 261 | $5,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 3,800 | $5,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 86 | $5,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 127 | $5,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 300 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 300 | $5,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 323 | $5,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 105 | $5,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 41 | $4,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 40 | $4,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 97 | $4,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 116 | $4,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 44 | $4,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 36 | $4,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 40 | $4,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 759 | $4,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 58 | $4,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 51 | $4,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 63 | $4,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 73 | $4,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 155 | $4,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 34 | $4,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 38 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 138 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 146 | $4,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 87 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 125 | $4,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 106 | $4,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 67 | $4,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 500 | $4,000 | thousands by filing date | call |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 55 | $4,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 387 | $4,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 109 | $4,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 243 | $4,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 363 | $4,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,200 | $4,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 180 | $4,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 85 | $4,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 17 | $4,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,000 | $4,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 400 | $4,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 72 | $4,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 62 | $4,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 700 | $4,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 704 | $4,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 1,000 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 340 | $4,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 156 | $4,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 25 | $3,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 100 | $3,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 49 | $3,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 41 | $3,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 46 | $3,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 171 | $3,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 20 | $3,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 58 | $3,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 50 | $3,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 58 | $3,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 59 | $3,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 48 | $3,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 211 | $3,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 17 | $3,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 63 | $3,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 57 | $3,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 22 | $3,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 134 | $3,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 150 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 72 | $3,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 50 | $3,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 173 | $3,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 415 | $3,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 91 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 85 | $3,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 128 | $3,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 76 | $3,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 41 | $3,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 21 | $3,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 245 | $3,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 200 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 36 | $3,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 200 | $3,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 53 | $3,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 100 | $3,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 31 | $3,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 133 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 69 | $3,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 200 | $3,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 127 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 161 | $3,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 361 | $3,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 150 | $3,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 184 | $3,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 28 | $3,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 303 | $3,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 120 | $3,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 163 | $3,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 83 | $3,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 160 | $3,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 160 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-002145 | this filing | 2015-05-12 | acceptance time not in the bulk data set |