13F-HR filed by WFG Advisors, LP
WFG Advisors, LP filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-12, with 2,215 holding rows worth $494,448,000.
- Accession
- 0001580642-15-000637
- Filer
- CIK 1533892
- Filed
- 2015-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 2,218 entries on the cover page, a total value of $494,448,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $494,448,000 with VALUE read as thousands by filing date, 13F file number 028-14577. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELBIT SYS LTD ORD | M3760D101 | Stock | 595 | $36,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 530 | $36,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 395 | $36,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,000 | $36,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 683 | $36,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 877 | $36,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,724 | $36,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 5,016 | $36,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 412 | $36,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 4,000 | $36,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 5,000 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 1,500 | $36,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,525 | $35,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,236 | $35,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 760 | $35,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,813 | $35,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 5,023 | $35,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 505 | $35,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,100 | $35,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,525 | $35,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,700 | $35,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 835 | $35,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 648 | $35,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 31,585 | $35,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 1,443 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 1,600 | $35,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,500 | $35,000 | thousands by filing date | |
| RUTHIGEN INC | 783330103 | COM | 10,000 | $35,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 390 | $34,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 334 | $34,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 50 | $34,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,519 | $34,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 436 | $34,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 517 | $34,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,080 | $34,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 2,102 | $34,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 3,700 | $34,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 685 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,365 | $34,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,018 | $34,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,370 | $34,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 336 | $34,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 9,200 | $34,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 261 | $34,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 2,514 | $34,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 596 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 355 | $33,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 240 | $33,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,171 | $33,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 176 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 760 | $33,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 4,416 | $33,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,978 | $33,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,217 | $33,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 1,354 | $33,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 374 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 887 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 1,200 | $33,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 1,365 | $33,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 15,010 | $33,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,020 | $32,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 633 | $32,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 649 | $32,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 280 | $32,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1,112 | $32,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 1,111 | $32,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 2,600 | $32,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 829 | $32,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,039 | $32,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,427 | $32,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 1,340 | $32,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 719 | $32,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,580 | $32,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 622 | $31,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 366 | $31,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 300 | $31,000 | thousands by filing date | call |
| HAWKINS INC | 420261109 | COM | 707 | $31,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 313 | $31,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,200 | $31,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,200 | $31,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 2,050 | $31,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 2,460 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 615 | $30,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 550 | $30,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 25 | $30,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,170 | $30,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,000 | $30,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,450 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,000 | $30,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 495 | $30,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,100 | $30,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 550 | $30,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,000 | $29,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 895 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 592 | $29,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,000 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 603 | $29,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,952 | $29,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 2,000 | $29,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 408 | $29,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 246 | $29,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 27,200 | $29,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 670 | $29,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 365 | $29,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 754 | $29,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 400 | $29,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 248 | $28,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,500 | $28,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 173 | $28,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 589 | $28,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 509 | $28,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 321 | $28,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 2,766 | $28,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,612 | $28,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 804 | $28,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 237 | $28,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,250 | $28,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 1,867 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 811 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,687 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 855 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 600 | $27,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 572 | $27,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 888 | $27,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,211 | $27,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 657 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 2,020 | $27,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 1,693 | $27,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 609 | $27,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 948 | $26,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 665 | $26,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 311 | $26,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,300 | $26,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 425 | $26,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,326 | $26,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 658 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 568 | $26,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 510 | $26,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,250 | $26,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,000 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 1,000 | $26,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 470 | $25,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 719 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 526 | $25,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 876 | $25,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 319 | $25,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 250 | $25,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 785 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 471 | $25,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 946 | $25,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 25,000 | $25,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,200 | $24,000 | thousands by filing date | call |
| Vanguard Total World Stock ETF | 922042742 | SHS | 405 | $24,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 339 | $24,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 282 | $24,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 570 | $24,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,677 | $24,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,760 | $24,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 300 | $24,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,908 | $24,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 2,502 | $24,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 681 | $24,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 3,104 | $24,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 500 | $24,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 602 | $24,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 1,000 | $24,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,000 | $24,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 1,000 | $24,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 479 | $23,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 545 | $23,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 850 | $23,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,123 | $23,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,502 | $23,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,654 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 715 | $23,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,400 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 380 | $23,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 10,000 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 538 | $22,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,642 | $22,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 565 | $22,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 621 | $22,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,896 | $22,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 484 | $22,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,474 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1,531 | $22,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 837 | $22,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 1,930 | $22,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 958 | $22,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 750 | $22,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 2,744 | $22,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,324 | $22,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,091 | $22,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 531 | $22,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 8,568 | $22,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 12,487 | $22,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 1,975 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 1,267 | $22,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 165 | $22,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 600 | $21,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 343 | $21,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 299 | $21,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 251 | $21,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 410 | $21,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,000 | $21,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 1,900 | $21,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 113 | $21,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 425 | $21,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,415 | $21,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 486 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,026 | $21,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 195 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 500 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 600 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 430 | $21,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,267 | $21,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 1,421 | $21,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 317 | $21,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1,104 | $21,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 306 | $20,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 338 | $20,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 212 | $20,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 746 | $20,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 125 | $20,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 588 | $20,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,549 | $20,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 2,000 | $20,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 760 | $20,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,099 | $20,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 471 | $20,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 1,587 | $20,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 800 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 904 | $20,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,386 | $20,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 812 | $19,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 100 | $19,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 427 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 245 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 443 | $19,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 398 | $19,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 439 | $19,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 190 | $19,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 754 | $19,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,815 | $19,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 344 | $19,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 714 | $19,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 616 | $19,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 160 | $19,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 316 | $19,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 10,000 | $19,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 2,000 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 680 | $19,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 239 | $19,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 3,000 | $19,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 214 | $18,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 203 | $18,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 10,000 | $18,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 634 | $18,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 615 | $18,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 1,310 | $18,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,225 | $18,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 357 | $18,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,572 | $18,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,512 | $18,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,002 | $18,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 510 | $18,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,355 | $18,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 1,135 | $18,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 700 | $18,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 534 | $18,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,000 | $18,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,220 | $18,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 160 | $18,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 518 | $18,000 | thousands by filing date | |
| FIRST TRUST VALUE LINE EQUITY | 336919105 | COM | 700 | $18,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,300 | $18,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 200 | $17,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 25 | $17,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 300 | $17,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 500 | $17,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 924 | $17,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 217 | $17,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 623 | $17,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 500 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 203 | $17,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1,264 | $17,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 200 | $17,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 768 | $17,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,000 | $17,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 136 | $17,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 2,500 | $17,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 717 | $17,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 620 | $17,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 336 | $17,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 3,582 | $17,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 900 | $17,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 291 | $17,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 500 | $17,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y791 | DP500 WEIG ETF | 500 | $17,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 335 | $16,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 400 | $16,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 291 | $16,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 76 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 310 | $16,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,161 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 430 | $16,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 604 | $16,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 142 | $16,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,390 | $16,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 1,000 | $16,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 1,000 | $16,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 500 | $16,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 785 | $16,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 200 | $16,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 252 | $16,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,000 | $16,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 532 | $16,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 500 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 1,026 | $16,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 355 | $15,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 189 | $15,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 420 | $15,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 333 | $15,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,800 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 400 | $15,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 3,013 | $15,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 348 | $15,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,200 | $15,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 120 | $15,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 500 | $15,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,250 | $15,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 235 | $15,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 203 | $15,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 5,111 | $15,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 100,000 | $15,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 152 | $14,000 | thousands by filing date | |
| MGC | 921910873 | COM | 200 | $14,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $14,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 233 | $14,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 100 | $14,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 81 | $14,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 1,000 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 238 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 325 | $14,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 226 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 335 | $14,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 703 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 332 | $14,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 540 | $14,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 449 | $14,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,225 | $14,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 95 | $14,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 315 | $14,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 961 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 580 | $14,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 13,200 | $14,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 3,800 | $14,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 803 | $14,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 484 | $13,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 339 | $13,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 300 | $13,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 150 | $13,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 199 | $13,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 548 | $13,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 118 | $13,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 712 | $13,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 300 | $13,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 222 | $13,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 200 | $13,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 222 | $13,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 213 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 208 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,000 | $13,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 900 | $13,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 2,000 | $13,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 417 | $13,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 450 | $13,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 125 | $13,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 57 | $13,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 275 | $13,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 536 | $13,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 246 | $13,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 500 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 433 | $13,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90268G607 | ETRACS MP2X DJ | 250 | $13,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 164 | $12,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 207 | $12,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,316 | $12,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,000 | $12,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 413 | $12,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,000 | $12,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 235 | $12,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 4,000 | $12,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 560 | $12,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,000 | $12,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,224 | $12,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 189 | $12,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 510 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 284 | $12,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,000 | $12,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 600 | $12,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 139 | $12,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 5,352 | $12,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 8,589 | $12,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 600 | $12,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 667 | $12,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 190 | $12,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 140 | $12,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 504 | $12,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 200 | $11,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 528 | $11,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 198 | $11,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 142 | $11,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 521 | $11,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 105 | $11,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,000 | $11,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 159 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 258 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 353 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 279 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 154 | $11,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,212 | $11,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 187 | $11,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 650 | $11,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 250 | $11,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 908 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 240 | $11,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 75 | $11,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 241 | $11,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,500 | $11,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 300 | $11,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 257 | $11,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 698 | $11,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 175 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 293 | $11,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 200 | $11,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 700 | $11,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 437 | $11,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 500 | $11,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 500 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 300 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 200 | $11,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 1,000 | $11,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 600 | $11,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 500 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 500 | $11,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 667 | $11,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 400 | $10,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 200 | $10,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 89 | $10,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,000 | $10,000 | thousands by filing date | call |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 200 | $10,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,500 | $10,000 | thousands by filing date | call |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,079 | $10,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,000 | $10,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 375 | $10,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 663 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 100 | $10,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 137 | $10,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,150 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 172 | $10,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 200 | $10,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,000 | $10,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 141 | $10,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 465 | $10,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 220 | $10,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 121 | $10,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 165 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,000 | $10,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 206 | $10,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 210 | $10,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 102 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 175 | $10,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 300 | $10,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 360 | $10,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 777 | $10,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 500 | $10,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 300 | $10,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,253 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 200 | $10,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 10,700 | $10,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 570 | $10,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 315 | $10,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 329 | $10,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 179 | $10,000 | thousands by filing date | |
| RUSSELL EXCHANGE TRADED FDS | 782474522 | EQUITY ETF | 280 | $10,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 1,755 | $10,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 235 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 223 | $10,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 303 | $9,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 200 | $9,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 66 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 252 | $9,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 406 | $9,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,350 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 95 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 300 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 300 | $9,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 500 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580642-15-000637 | this filing | 2015-02-12 | acceptance time not in the bulk data set |