13F-HR filed by KMS FINANCIAL SERVICES, INC
KMS FINANCIAL SERVICES, INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 517 holding rows worth $639,017,000.
- Accession
- 0001580308-14-000010
- Filer
- CIK 1580308
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 726 entries on the cover page, a total value of $639,017,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $639,017,000 with VALUE read as thousands by filing date, 13F file number 028-15569. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORP RES SVCS INC COM | 22004Y105 | Stock | 47,000 | $70,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 11,000 | $68,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 13,700 | $66,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 13,253 | $66,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 10,920 | $66,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 25,832 | $64,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 23,900 | $63,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 48,555 | $58,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 11,000 | $48,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 19,242 | $48,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,735 | $48,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 22,010 | $33,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 18,943 | $27,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 25,000 | $26,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 11,220 | $23,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 19,990 | $21,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 12,560 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001580308-14-000010 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001580308-14-000011 | base | 2014-11-17 | acceptance time not in the bulk data set |