13F-HR filed by LMR Partners LLP
LMR Partners LLP filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 927 holding rows worth $8,895,644,813.
- Accession
- 0001578621-23-000009
- Filer
- CIK 1578621
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 927 entries on the cover page, a total value of $8,895,644,813 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,895,644,813 with VALUE read as dollars as filed, 13F file number 028-16119. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLMR Partners LLC
- included managerLMR Partners Limited
- included managerLMR Partners AG
- included managerLMR Partners (DIFC) Limited
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Gogoro Inc W Exp 04/04/202 | G9491K113 | SPAC Combination | 4,834,590 | $918,572 | dollars as filed | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 100,000 | $911,000 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 122,400 | $886,176 | dollars as filed | call |
| WALLBOX NV | N94209116 | *W EXP 10/01/202 | 2,143,607 | $878,450 | dollars as filed | |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 484,516 | $873,505 | dollars as filed | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 27,245 | $868,571 | dollars as filed | |
| Evgo Inc W Exp 07/01/202 | 30052F118 | SPAC Combination | 2,393,325 | $861,597 | dollars as filed | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 25,000 | $854,000 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 23,382 | $832,867 | dollars as filed | |
| Charles Schwab Corp | 808513105 | COM | 14,904 | $818,230 | dollars as filed | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 21,300 | $810,252 | dollars as filed | put |
| NOVOCURE LTD | G6674U108 | ORD SHS | 50,000 | $807,500 | dollars as filed | put |
| ONTO INNOVATION INC COM | 683344105 | Stock | 6,331 | $807,329 | dollars as filed | |
| REDWIRE CORPORATION | 75776W111 | *W EXP 05/27/202 | 1,828,985 | $804,753 | dollars as filed | |
| AMC ENTMT HLDGS INC | 00165C302 | CL A NEW | 100,000 | $799,000 | dollars as filed | call |
| COPA HOLDINGS SA | P31076105 | CL A | 8,662 | $771,957 | dollars as filed | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 508,127 | $767,272 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,539 | $767,184 | dollars as filed | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,646 | $767,082 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 4,800 | $765,552 | dollars as filed | call |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 5,900 | $764,109 | dollars as filed | |
| SES AI CORPORATION WT EXP 121026 | 78397Q117 | Stock | 2,804,325 | $759,411 | dollars as filed | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 1,761,505 | $757,271 | dollars as filed | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 3,105 | $751,814 | dollars as filed | |
| ALVOTECH | L01800116 | *W EXP 99/99/999 | 384,587 | $742,253 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 13,700 | $734,868 | dollars as filed | |
| KE HLDGS INC SPONSORED ADS | 482497104 | ADR | 47,226 | $732,948 | dollars as filed | |
| BORR DRILLING LTD | G1466R173 | COMMON STOCK | 102,500 | $727,750 | dollars as filed | put |
| EYEPOINT INC COM NEW | 30233G209 | Stock | 89,800 | $717,502 | dollars as filed | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,209 | $713,362 | dollars as filed | |
| VALARIS LTD WT EXP 042928 | G9460G119 | Stock | 48,328 | $704,139 | dollars as filed | |
| OMNIAB INC | 68218J111 | *W EXP 99/99/999 | 644,600 | $673,994 | dollars as filed | |
| INARI MED INC | 45332Y109 | COM | 10,280 | $672,312 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 1,484,457 | $668,006 | dollars as filed | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,218 | $665,067 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 1,900 | $655,576 | dollars as filed | put |
| American Express Company | 025816109 | COM | 4,323 | $644,948 | dollars as filed | |
| General Electric Company | 369604301 | COM | 5,771 | $637,984 | dollars as filed | |
| IMMUNITYBIO INC | 45256X103 | COM | 376,800 | $636,792 | dollars as filed | put |
| INTUITIVE MACHINES INC | 46125A100 | CLASS A COM | 173,610 | $633,677 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 13,881 | $615,484 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 3,576 | $604,666 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 10,500 | $592,391 | dollars as filed | |
| ARBE ROBOTICS LTD | M1R95N118 | *W EXP 99/99/999 | 2,701,492 | $567,313 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,000 | $564,960 | dollars as filed | put |
| NEXTNAV INC | 65345N114 | *W EXP 99/99/999 | 451,559 | $564,449 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 13,127 | $555,272 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 307,700 | $553,860 | dollars as filed | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,512 | $543,939 | dollars as filed | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 1,100 | $540,793 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 2,364,862 | $532,094 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 14,900 | $528,503 | dollars as filed | put |
| RBC BEARINGS INC COM | 75524B104 | Stock | 2,240 | $524,451 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 4,335,417 | $520,250 | dollars as filed | |
| CAMBRIDGE BANCORP | 132152109 | COM | 8,351 | $520,184 | dollars as filed | |
| HAYMAKER ACQUISITION | G4375F108 | Common Stock | 50,000 | $508,500 | dollars as filed | |
| 89BIO INC | 282559103 | COM | 32,900 | $507,976 | dollars as filed | put |
| GARRETT MOTION INC | 366505105 | COM | 64,000 | $504,320 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 14,474 | $499,498 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 4,413 | $487,945 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 20,956 | $481,988 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 50,000 | $481,000 | dollars as filed | |
| BITCOIN DEPOT INC | 09174P113 | *W EXP 06/30/202 | 2,501,266 | $474,990 | dollars as filed | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 12,000 | $466,920 | dollars as filed | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 19,030 | $462,619 | dollars as filed | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 7,500 | $454,950 | dollars as filed | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 2,238 | $444,109 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 9,849 | $435,818 | dollars as filed | |
| P3 Health Partners Inc W Exp 11/19/202 | 744413113 | SPAC Combination | 2,536,924 | $431,277 | dollars as filed | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 4,018 | $430,408 | dollars as filed | |
| HASHICORP INC | 418100103 | COM CL A | 18,812 | $429,478 | dollars as filed | |
| CROCS INC COM | 227046109 | Stock | 4,778 | $421,563 | dollars as filed | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 1,996,923 | $419,354 | dollars as filed | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 331,989 | $413,360 | dollars as filed | |
| WINGSTOP INC COM | 974155103 | Stock | 2,292 | $412,193 | dollars as filed | |
| CUREVAC N V | N2451R105 | COM | 60,000 | $409,800 | dollars as filed | call |
| RLI CORP COM | 749607107 | Stock | 3,004 | $408,214 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 496 | $408,188 | dollars as filed | |
| ACELYRIN INC | 00445A100 | COM | 40,000 | $406,800 | dollars as filed | put |
| VELO3D INC | 92259N112 | *W EXP 09/29/202 | 1,938,136 | $398,868 | dollars as filed | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 1,267,109 | $392,804 | dollars as filed | |
| MASIMO CORP COM | 574795100 | Stock | 4,471 | $392,017 | dollars as filed | |
| FISCALNOTE HOLDINGS INC | 337655112 | *W EXP 07/29/202 | 2,226,837 | $389,696 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 8,400 | $383,292 | dollars as filed | put |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 571,071 | $377,478 | dollars as filed | |
| ADS TEC ENERGY PLC | G0085J109 | *W EXP 99/99/999 | 460,317 | $377,460 | dollars as filed | |
| AGREE RLTY CORP COM | 008492100 | REIT | 6,826 | $377,068 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 264,900 | $376,158 | dollars as filed | put |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 10,768 | $372,034 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 13,723 | $367,090 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 800 | $347,880 | dollars as filed | put |
| RIGETTI COMPUTING INC | 76655K111 | *W EXP 03/02/202 | 1,390,150 | $345,869 | dollars as filed | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 823 | $340,829 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,014 | $336,132 | dollars as filed | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,905 | $326,813 | dollars as filed | |
| INTUITIVE MACHINES INC | 46125A118 | WARR | 1,106,538 | $320,896 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 2,905,166 | $319,568 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,000 | $318,020 | dollars as filed | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 2,445,083 | $317,861 | dollars as filed | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 15,200 | $312,816 | dollars as filed | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 2,396,323 | $311,282 | dollars as filed | |
| FLAME ACQUISITION CORP | 33850F116 | *W EXP 02/26/202 | 388,777 | $311,022 | dollars as filed | |
| Livewire Group Inc W Exp 09/26/202 | 53838J113 | SPAC Combination | 885,345 | $309,959 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 64,500 | $305,730 | dollars as filed | |
| THE LION ELECTRIC COMPANY | 536221112 | *W EXP 05/06/202 | 1,971,734 | $304,633 | dollars as filed | |
| LITHIA MTRS INC COM | 92561V117 | COM | 3,913,105 | $300,135 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 789 | $297,926 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 163,900 | $295,020 | dollars as filed | call |
| ARCELLX INC COMMON STOCK | 03940C100 | Stock | 8,116 | $291,202 | dollars as filed | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 25,000 | $281,500 | dollars as filed | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 17,500 | $280,175 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 16,333 | $279,621 | dollars as filed | |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 1,384,445 | $276,889 | dollars as filed | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 150,929 | $273,181 | dollars as filed | |
| MURPHY USA INC COM | 626755102 | Stock | 791 | $270,308 | dollars as filed | |
| INHIBRX INC | 45720L107 | COM | 14,458 | $265,304 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,169 | $262,031 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 1,200 | $254,580 | dollars as filed | put |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,631 | $252,839 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 4,700 | $244,823 | dollars as filed | |
| HYZON MOTORS INC | 44951Y110 | *W EXP 10/02/202 | 3,473,794 | $243,166 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 700 | $241,528 | dollars as filed | call |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 25,000 | $240,750 | dollars as filed | call |
| TIPTREE INC | 88822Q103 | COM | 14,174 | $237,556 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 1,031,148 | $237,267 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,749 | $235,788 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 6,731 | $235,383 | dollars as filed | |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 1,181,416 | $230,376 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 5,577 | $229,215 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 13,796 | $222,805 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 4,782 | $217,533 | dollars as filed | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 155,608 | $211,627 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155110 | *W EXP 02/12/202 | 3,187,804 | $211,033 | dollars as filed | |
| 0 | 31738L115 | 0 | 2,110,083 | $211,008 | dollars as filed | |
| ALLURION TECHNOLOGIES INC WT EXP 080130 | 02008G110 | Stock | 229,687 | $209,015 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 115,300 | $208,693 | dollars as filed | put |
| KORE GROUP HLDGS INC | 50066V115 | *W EXP 09/30/202 | 2,906,869 | $205,516 | dollars as filed | |
| LILIUM N V | N52586117 | *W EXP 09/14/202 | 1,703,284 | $204,394 | dollars as filed | |
| EVE HLDG INC WTS EXP 05/09/202 | 29970n112 | WT | 217,200 | $204,168 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 15,445 | $200,322 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 28,000 | $197,680 | dollars as filed | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 17,972 | $196,793 | dollars as filed | |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 553 | $190,807 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 41,211 | $187,510 | dollars as filed | |
| SPIRIT AIRLS INC | 848577102 | COM | 11,026 | $181,929 | dollars as filed | |
| SOMALOGIC INC | 83444k113 | WT | 771,110 | $169,721 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 230,800 | $165,945 | dollars as filed | put |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 25,000 | $163,750 | dollars as filed | put |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 3,897,840 | $163,709 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 15,000 | $162,900 | dollars as filed | |
| MARKFORGED HOLDING CORPORATI | 57064N110 | *W EXP 07/14/202 | 1,127,219 | $162,883 | dollars as filed | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 3,158,425 | $157,921 | dollars as filed | |
| VIRIDIAN THERAPEUTICS INC | 92790C104 | COM | 10,000 | $153,400 | dollars as filed | |
| The Oncology Institute Inc W Exp 99/99/999 | 68236X118 | SPAC Combination | 1,593,356 | $146,429 | dollars as filed | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 1,018,689 | $142,616 | dollars as filed | |
| Bakkt Inc W Exp 10/25/202 | 05759B115 | SPAC Combination | 600,467 | $141,050 | dollars as filed | |
| CODERE ONLINE LUXEMBOURG S A | L18268117 | *W EXP 11/23/202 | 1,424,161 | $140,992 | dollars as filed | |
| BUZZFEED INC | 12430A110 | *W EXP 12/03/202 | 2,807,585 | $138,975 | dollars as filed | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 600,000 | $138,000 | dollars as filed | |
| SOUNDHOUND AI INC | 836100115 | *W EXP 04/26/202 | 461,177 | $129,729 | dollars as filed | |
| SKY HARBOUR GROUP CORPORATIO | 83085C115 | *W EXP 01/25/202 | 647,818 | $129,564 | dollars as filed | |
| NOGIN INC | 65528N204 | COM NEW | 236,574 | $125,621 | dollars as filed | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 23,145 | $122,900 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 3,397,007 | $120,594 | dollars as filed | |
| Solid Power Inc W Exp 12/08/202 | 83422N113 | SPAC Combination | 510,228 | $119,904 | dollars as filed | |
| Milestone Pharmaceuticals Inc | 59935V107 | COM | 38,495 | $119,335 | dollars as filed | |
| LIFEZONE METALS LIMITED | G5568L117 | WTS | 100,000 | $118,000 | dollars as filed | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 64,900 | $117,469 | dollars as filed | call |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 57,333 | $116,386 | dollars as filed | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 25,236 | $116,086 | dollars as filed | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 44,508 | $115,721 | dollars as filed | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,000 | $115,690 | dollars as filed | put |
| CAREMAX INC | 14171W111 | *W EXP 06/08/202 | 571,207 | $114,241 | dollars as filed | |
| PROCAPS GROUP SA | L7756P110 | *W EXP 09/29/202 | 1,059,854 | $113,616 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 30,005 | $111,019 | dollars as filed | |
| BENSON HILL INC | 082490111 | WT | 3,329,592 | $109,877 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 5,496 | $109,480 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B116 | W EXP 09/09/202 | 1,353,603 | $108,288 | dollars as filed | |
| ATHENA CONSUMER ACQ CORP | 04684M114 | *W EXP 07/31/202 | 300,000 | $108,000 | dollars as filed | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 1,112,477 | $107,688 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 19,000 | $106,210 | dollars as filed | put |
| VOR BIOPHARMA INC | 929033108 | COM | 48,780 | $103,414 | dollars as filed | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 266,443 | $101,248 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q111 | *W EXP 03/12/202 | 2,379,341 | $99,456 | dollars as filed | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 542,846 | $97,767 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 11,503 | $94,900 | dollars as filed | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 846,858 | $92,562 | dollars as filed | |
| SPIRE GLOBAL INC | 848560306 | COMMON STOCK | 18,653 | $91,213 | dollars as filed | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 212,210 | $90,826 | dollars as filed | |
| EQRX INC | 26886C115 | *W EXP 12/17/202 | 2,185,658 | $87,645 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 117,600 | $84,554 | dollars as filed | call |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 684,305 | $82,117 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A155 | RIGHT 01/01/2027 | 400,000 | $81,680 | dollars as filed | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 2,329,972 | $81,549 | dollars as filed | |
| MULTIPLAN CORPORATION | 62548M118 | *W EXP 02/13/202 | 1,397,690 | $81,066 | dollars as filed | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 4,700 | $75,905 | dollars as filed | call |
| INNOVID CORP | 457679116 | W EXP 11/30/202 | 1,074,838 | $75,239 | dollars as filed | |
| Invest Acquisition Corp | G4923T113 | Warrant | 250,000 | $74,425 | dollars as filed | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 373,336 | $72,801 | dollars as filed | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 15,207 | $72,689 | dollars as filed | |
| Cheche Group Inc W Exp 10/01/203 | G20707116 | SPAC Combination | 363,345 | $72,669 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 50,122 | $71,173 | dollars as filed | |
| TRISTAR ACQUISITION I CORP | G9074V114 | *W EXP 99/99/999 | 975,000 | $70,493 | dollars as filed | |
| WAG GROUP CO | 93042P117 | WARR | 500,000 | $70,000 | dollars as filed | |
| SHARECARE INC | 81948W112 | *W EXP 07/01/202 | 2,309,218 | $69,277 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 21,148 | $69,154 | dollars as filed | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 4,021,795 | $68,773 | dollars as filed | |
| UPHEALTH INC | 91532B200 | COM | 70,000 | $68,586 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 47,800 | $66,920 | dollars as filed | put |
| SK GROWTH OPPORTUNITIES CORP | G8192N111 | *W EXP 06/28/202 | 500,000 | $64,900 | dollars as filed | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 1,391,847 | $64,721 | dollars as filed | |
| LUMIRADX LTD | G5709L109 | SHS | 273,034 | $64,190 | dollars as filed | |
| EMAGIN CORP | 29076N206 | COM | 31,863 | $63,407 | dollars as filed | |
| CLOVER LEAF CAPITAL CORP | 18915E121 | RIGHT 05/31/2028 | 620,000 | $62,682 | dollars as filed | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 410,002 | $62,648 | dollars as filed | |
| Heliogen Inc | 42329E113 | Warrant | 1,671,707 | $61,686 | dollars as filed | |
| SATELLOGIC INC | G7823S119 | *W EXP 01/25/202 | 722,764 | $61,579 | dollars as filed | |
| LOCAL BOUNTI CORP | 53960E114 | *W EXP 99/99/999 | 2,027,092 | $60,813 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 39,132 | $60,263 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984135 | RIGHT 01/27/2027 | 375,000 | $60,000 | dollars as filed | |
| INSPIRATO INCORPORATED | 45791E115 | *W EXP 02/11/202 | 2,359,257 | $59,217 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E110 | RIGHT 08/29/2029 | 325,000 | $56,128 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 12,495 | $55,228 | dollars as filed | |
| ALLEGO N V | N0796A100 | COM | 24,750 | $54,945 | dollars as filed | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 559,496 | $53,152 | dollars as filed | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 300 | $53,130 | dollars as filed | call |
| Spring Valley Acquisition Corp II | G83752132 | Right | 350,000 | $52,500 | dollars as filed | |
| PRENETICS GLOBAL LTD | G72245114 | *W EXP 05/18/202 | 1,303,861 | $52,154 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 85,191 | $51,447 | dollars as filed | |
| SYSTEM1 INC | 87200P117 | W EXP 01/27/202 | 902,240 | $49,623 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 23,432 | $49,442 | dollars as filed | |
| Genedx Holdings Corp W Exp 07/22/202 | 81663L119 | SPAC Combination | 1,532,805 | $45,831 | dollars as filed | |
| PINSTRIPES HOLDINGS INC | 06690B115 | *W EXP 09/30/202 | 250,000 | $45,375 | dollars as filed | |
| UNITED HOMES GROUP INC | 91060H116 | *W EXP 03/30/202 | 73,510 | $44,841 | dollars as filed | |
| SUMMIT HEALTHCARE ACQUISITION | g9845f117 | WT | 1,052,461 | $43,361 | dollars as filed | |
| MariaDB PLC | G5920M118 | Warrant | 568,376 | $43,310 | dollars as filed | |
| Cartesian Growth Corp II | G19305120 | Warrant | 266,666 | $42,667 | dollars as filed | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A112 | *W EXP 03/06/202 | 1,078,469 | $42,492 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 350,000 | $39,900 | dollars as filed | |
| SONDER HOLDINGS INC | 83542D110 | *W EXP 01/18/202 | 2,389,260 | $38,228 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 62,550 | $37,943 | dollars as filed | |
| Sab Biotherapeutics Inc W Exp 10/22/202 | 78397T111 | SPAC Combination | 539,588 | $37,771 | dollars as filed | |
| ENGENE THERAPEUTICS INC WT EXP 103128 | G3619H110 | Stock | 50,000 | $37,500 | dollars as filed | |
| AEON BIOPHARMA INC | 00791X118 | *W EXP 07/21/202 | 249,999 | $37,500 | dollars as filed | |
| MARBLEGATE ACQUISITION CORP | 56608A113 | *W EXP 08/31/202 | 735,000 | $36,750 | dollars as filed | |
| Semantix, Inc | G6332A114 | Warrant | 872,392 | $36,728 | dollars as filed | |
| CSLM Acquisition Corp | G2365L127 | RIGHT | 400,000 | $36,400 | dollars as filed | |
| MONDEE HOLDINGS INC | 465712107 | COM | 10,047 | $35,868 | dollars as filed | |
| TELOS CORP MD | 87969B101 | COM | 14,892 | $35,592 | dollars as filed | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 49,279 | $35,358 | dollars as filed | |
| POWER & DIGITAL INFRASTRUCTU | 73919C118 | *W EXP 12/09/202 | 350,000 | $35,000 | dollars as filed | |
| BLEND LABS INC | 09352U108 | CL A | 24,018 | $32,905 | dollars as filed | |
| ATHENA TECHNOLOGY ACQUISITION | 04687c113 | WT | 250,000 | $32,500 | dollars as filed | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 17,412 | $32,212 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 1,188,000 | $30,888 | dollars as filed | |
| ALPHA TAU MEDICAL LTD WT EXP | M0740A116 | Stock | 112,986 | $29,975 | dollars as filed | |
| IX ACQUISITION CORP | g5000d111 | WT | 990,000 | $29,700 | dollars as filed | |
| CLEAN EARTH ACQUISITIONS COR | 184493120 | RIGHT 01/01/2027 | 225,000 | $29,475 | dollars as filed | |
| TMT ACQUISITION CORP | G89229135 | RIGHT 03/27/2028 | 90,000 | $28,089 | dollars as filed | |
| BATTERY FUTURE ACQUISITION C | G0888J124 | *W EXP 99/99/999 | 250,000 | $27,500 | dollars as filed | |
| SURROZEN INC | 86889P117 | *W EXP 08/01/203 | 648,285 | $26,645 | dollars as filed | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 2,346,731 | $26,049 | dollars as filed | |
| FUTURE HEALTH ESG CORP | 36118W110 | *W EXP 99/99/999 | 990,000 | $25,344 | dollars as filed | |
| AIB ACQUISITION CORPORATION | G0R45S117 | RIGHT 10/31/2028 | 250,000 | $25,050 | dollars as filed | |
| SMART SH GLOBAL LTD | 83193E102 | ADS | 33,135 | $25,037 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 50,000 | $25,000 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 51,361 | $24,545 | dollars as filed | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 69,600 | $24,360 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | 629567116 | *W EXP 11/17/202 | 125,000 | $23,750 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 31,240 | $23,555 | dollars as filed | |
| EUDA HEALTH HOLDINGS LTD | G3142E121 | *W EXP 11/22/202 | 300,000 | $23,280 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L124 | *W EXP 99/99/999 | 250,000 | $23,175 | dollars as filed | |
| 10X CAPITAL VENTURE ACQ III | G87077114 | WARR | 125,000 | $22,500 | dollars as filed | |
| SHUAA PARTNERS ACQUISTN CORP | G81173117 | *W EXP 02/24/202 | 350,000 | $22,155 | dollars as filed | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 368,038 | $22,082 | dollars as filed | |
| Spring Valley Acquisition Corp II | G83752116 | Warrant | 175,000 | $22,050 | dollars as filed | |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 75,000 | $21,750 | dollars as filed | |
| MERCATO PARTNERS ACQUISITION | 58759A116 | *W EXP 10/29/202 | 100,000 | $21,000 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 1,258 | $20,858 | dollars as filed | |
| Israel Acquisitions Corp | G49667119 | Warrant | 150,000 | $20,625 | dollars as filed | |
| PONO CAP -CW22 EQUITY | 00810J116 | COM | 734,028 | $20,553 | dollars as filed | |
| CEPTON INC | 15673X119 | *W EXP 06/01/202 | 733,535 | $20,026 | dollars as filed | |
| PRESTO AUTOMATION INC (U.S.) | 74113T113 | COM | 400,000 | $19,960 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 20,672 | $19,841 | dollars as filed | |
| BLUE WORLD ACQUISITION CORP | G1263E136 | *W EXP 01/10/202 | 162,500 | $19,500 | dollars as filed | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 196,847 | $19,055 | dollars as filed | |
| Lanzatech Global Inc W Exp 01/01/202 | 51655R119 | SPAC Combination | 31,037 | $18,933 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 487,500 | $18,769 | dollars as filed | |
| Integrated Wellness Acquisition Corp | G4828B118 | Warrant | 50,000 | $18,745 | dollars as filed | |
| JAGUAR GLOBAL GROWTH CORP I | G5S11A130 | *W EXP 11/23/202 | 200,000 | $17,600 | dollars as filed | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R116 | WARR | 275,000 | $17,545 | dollars as filed | |
| L CATTERTON ASIA ACQUISITION | G5346G117 | *W EXP 03/08/202 | 33,333 | $17,166 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 357 | $17,029 | dollars as filed | |
| HORIZON SPACE ACQUSTN I CORP | G4619M125 | RIGHT 12/27/2024 | 100,000 | $17,000 | dollars as filed | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 50,000 | $17,000 | dollars as filed | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 20 | $16,863 | dollars as filed | |
| PERCEPTION CAPITAL CORP II | G7007D110 | *W EXP 10/25/202 | 175,000 | $16,625 | dollars as filed | |
| MONEYLION INC | 60938K114 | *W EXP 09/22/202 | 351,000 | $16,146 | dollars as filed | |
| Dave Inc W Exp 01/05/202 | 23834J110 | SPAC Combination | 984,435 | $15,948 | dollars as filed | |
| INTEGRAL ACQUISITION 1 CORP | 45827k119 | WT | 450,000 | $15,570 | dollars as filed | |
| ARTEMIS STRATEGIC INVT CORP | 04303A111 | *W EXP 09/30/202 | 500,000 | $15,300 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 124 | $14,899 | dollars as filed | |
| SIGNA SPORTS UNITED NV | N80029106 | ORD SHS | 53,493 | $14,716 | dollars as filed | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 504,925 | $14,693 | dollars as filed | |
| AMERICAN ONCOLOGY NETWORK IN | 028719110 | *W EXP 09/20/202 | 87,500 | $14,438 | dollars as filed | |
| OCEANTECH ACQUISITIONS I COR | 675507115 | *W EXP 99/99/999 | 495,000 | $13,613 | dollars as filed | |
| GORES HOLDINGS IX INC | 38287A119 | WARR | 66,666 | $13,333 | dollars as filed | |
| Momentus Inc W Exp 08/12/202 | 60879E119 | SPAC Combination | 660,538 | $12,748 | dollars as filed | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 427,629 | $12,615 | dollars as filed | |
| Rigel Resource Acquisition Corp | G7573M114 | WARRANT | 75,000 | $12,375 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131136 | RIGHT 09/15/2026 | 150,000 | $12,045 | dollars as filed | |
| HH&L ACQUISITION CO | G39714129 | WARR | 420,786 | $11,908 | dollars as filed | |
| NEW PROVIDENCE ACQSITN CORP | 64823D110 | *W EXP 11/09/202 | 200,000 | $11,420 | dollars as filed | |
| SIZZLE ACQUISITION CORP | 83014E117 | *W EXP 11/02/202 | 75,000 | $11,265 | dollars as filed | |
| Spectral Ai Inc W Exp 09/11/202 | 84757T113 | SPAC Combination | 83,333 | $10,833 | dollars as filed | |
| Everest Consolidator Acquisition Corp | 29978K110 | Warrant | 50,000 | $10,500 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 175,000 | $10,413 | dollars as filed | |
| Rocket Pharmaceuticals Inc W Exp 09/02/202 | 77313F114 | Warrant | 60,771 | $10,331 | dollars as filed | |
| NUTEX HEALTH INC | 67079U108 | COM | 50,124 | $10,150 | dollars as filed | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 10,000 | $10,100 | dollars as filed | |
| EVE MOBILITY ACQUISITION COR | G3218G117 | *W EXP 12/31/202 | 250,000 | $10,025 | dollars as filed | |
| Cxapp Inc W Exp 99/99/999 | 23248B117 | SPAC Combination | 100,000 | $10,020 | dollars as filed | |
| ATLANTIC COASTAL AQSTN CORP | 04845A116 | WARR | 125,000 | $10,000 | dollars as filed | |
| SEMPER PARATUS ACQUISITION C | G8028L131 | *W EXP 11/04/202 | 200,000 | $10,000 | dollars as filed | |
| Healthcare AI Acquisition Corp | G4373K117 | Warrant | 225,000 | $9,900 | dollars as filed | |
| SOUTHPORT ACQUISITION CORP | 84465L113 | WARR | 175,000 | $9,450 | dollars as filed | |
| SUNCAR TECHNOLOGY GROUP INC | G85727116 | WTS | 75,000 | $9,375 | dollars as filed | |
| C5 ACQUISITION CORPORATION | 12530D113 | *W EXP 12/31/202 | 250,000 | $9,275 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M110 | WARR | 50,000 | $9,000 | dollars as filed | |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 200,000 | $8,740 | dollars as filed | |
| PROOF ACQUISITION CORP I WT EX | 74349w112 | WT | 75,000 | $8,123 | dollars as filed | |
| INNOVATIVE INTL ACQUSITIN CO | G4809M125 | *W EXP 07/01/202 | 125,000 | $8,038 | dollars as filed | |
| DHC ACQUISITION CORP | G2758T117 | WARR | 100,000 | $8,000 | dollars as filed | |
| VERDE CLEAN FUELS INC | 923372114 | *W EXP 02/15/202 | 36,493 | $7,992 | dollars as filed | |
| FOUNDER SPAC | 78112j117 | WT | 710,000 | $7,952 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 20,000 | $7,600 | dollars as filed | |
| MOUNTAIN & CO I ACQUISITN CO | G6301J112 | *W EXP 09/30/202 | 50,000 | $7,500 | dollars as filed | |
| PATRIA LATIN AMERICAN-CW27 | G69454117 | COM | 125,000 | $7,500 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 490,220 | $7,402 | dollars as filed | |
| Papaya Growth Opportunity Corp I | 69882P110 | Warrant | 125,000 | $7,288 | dollars as filed | |
| HAYMAKER ACQUISITION CORP IV | G4375F116 | *W EXP 05/31/202 | 25,000 | $7,250 | dollars as filed | |
| RCF ACQUISITION CORP | G7330C110 | *W EXP 99/99/999 | 100,000 | $7,240 | dollars as filed | |
| SIGNA Sports United NV | N80029114 | Warrant | 710,868 | $7,109 | dollars as filed | |
| CSLM ACQUISITION CORP | G2365L119 | *W EXP 99/99/999 | 200,000 | $7,000 | dollars as filed | |
| DUNE ACQUISITION CORP | 265334110 | *W EXP 10/29/202 | 100,000 | $7,000 | dollars as filed | |
| BIOPLUS ACQUISITION CORP | G11217125 | *W EXP 12/02/202 | 125,000 | $7,000 | dollars as filed | |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 249,820 | $6,995 | dollars as filed | |
| Movella Holdings Inc | 62459N113 | Warrant | 185,632 | $6,980 | dollars as filed | |
| TWELVE SEAS INVESTMENT CO II | 90118T114 | *W EXP 03/02/202 | 133,333 | $6,907 | dollars as filed | |
| PERFECT CORP | G7006A117 | *W EXP 10/28/202 | 100,000 | $6,500 | dollars as filed | |
| ONYX ACQUISITION CO I | G6755Q117 | *W EXP 11/30/202 | 175,000 | $6,493 | dollars as filed | |
| HCM ACQUISITION CO | G4365A127 | WARR | 375,000 | $6,450 | dollars as filed | |
| POWERUP ACQUISITION CORP | G7207P129 | WARR | 125,000 | $6,338 | dollars as filed | |
| CF ACQUISITION CORP VIII | 12520C117 | *W EXP 03/31/202 | 25,000 | $6,250 | dollars as filed | |
| AURORA TECHNOLOGY ACQUISITIO | G06984127 | *W EXP 01/27/202 | 375,000 | $6,188 | dollars as filed | |
| SUNPOWER INC | 20460L112 | *W EXP 07/31/202 | 37,500 | $6,143 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 46 | $6,065 | dollars as filed | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 74,300 | $5,937 | dollars as filed | |
| LUMIRADX LTD | g5709l117 | WT | 200,600 | $5,817 | dollars as filed | |
| TARGET GLOBAL ACQUISI I CORP | G8675N125 | WARR | 100,000 | $5,740 | dollars as filed | |
| Alternus Clean Energy Inc | 184493112 | Warrant | 112,500 | $5,625 | dollars as filed | |
| NEWCOURT ACQUISITION CORP | G6448C129 | *W EXP 01/22/202 | 200,000 | $5,440 | dollars as filed | |
| ESGEN ACQUISITION CORP | G3R95N111 | *W EXP 10/18/202 | 150,000 | $5,400 | dollars as filed | |
| BOA ACQUISITION CORP | g8059b119 | WT | 406,492 | $5,122 | dollars as filed | |
| BLEUACACIA LTD | G11728139 | RIGHT 10/30/2026 | 100,000 | $5,000 | dollars as filed | |
| CAPITALWORKS EMNG MKTS ACQSTN | g1889l126 | WT | 162,500 | $4,680 | dollars as filed | |
| DP CAP ACQUISITION I CORP | g2r05b126 | WT | 100,000 | $4,630 | dollars as filed | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 25,000 | $4,625 | dollars as filed | |
| ALSP ORCHID ACQUISITION CORP | G0231L123 | *W EXP 11/30/202 | 150,000 | $4,515 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V114 | *W EXP 06/08/202 | 280,895 | $4,213 | dollars as filed | |
| INFINTT ACQUISITION CORP | g47862126 | WT | 100,000 | $4,180 | dollars as filed | |
| Roth CH Acquisition Co | G88935120 | WARRANT | 50,000 | $4,070 | dollars as filed | |
| DevvStream Corp | 34417L117 | Warrant | 50,000 | $4,000 | dollars as filed | |
| Horizon Space Acquisition I Corp | G4619M117 | Warrant | 100,000 | $3,990 | dollars as filed | |
| TLGY ACQUISITION CORPORATION W | g8656t125 | WT | 87,500 | $3,763 | dollars as filed | |
| AP ACQUISITION CORP | G04058114 | *W EXP 12/07/202 | 75,000 | $3,750 | dollars as filed | |
| CF ACQUISITION CORP VII | 12521H115 | WARR | 66,666 | $3,733 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 66,633 | $3,651 | dollars as filed | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 141,374 | $3,647 | dollars as filed | |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 125,000 | $3,500 | dollars as filed | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 125,176 | $3,480 | dollars as filed | |
| Better Home & Finance Holdin W Exp 08/22/202 | 08774B110 | SPAC Combination | 35,080 | $3,333 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 66,666 | $3,333 | dollars as filed | |
| WTS PYROPHYTE ACQUISITION | g7308p127 | WT | 50,000 | $3,250 | dollars as filed | |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 25,000 | $3,250 | dollars as filed | |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 40,000 | $3,140 | dollars as filed | |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 87,500 | $3,115 | dollars as filed | |
| BEARD ENERGY TRANSITION ACQ | 07402Q119 | *W EXP 99/99/999 | 100,000 | $3,000 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 100 | $2,896 | dollars as filed | put |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 112,500 | $2,813 | dollars as filed | |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 100,000 | $2,690 | dollars as filed | |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 64,091 | $2,564 | dollars as filed | |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 50,000 | $2,500 | dollars as filed | |
| ROSE HILL ACQUISITION CORP | G7637J123 | *W EXP 10/07/202 | 50,000 | $2,500 | dollars as filed | |
| GETAROUND INC | 37427g119 | WT | 150,000 | $2,400 | dollars as filed | |
| LEMONADE INC | 52567D115 | *W EXP 02/09/202 | 115,978 | $2,331 | dollars as filed | |
| TEMPO AUTOMATION HOLDINGS IN | 88024M116 | *W EXP 09/30/202 | 250,000 | $2,250 | dollars as filed | |
| COMERA LIFE SCIENCES HLDGS I | 20037C116 | *W EXP 03/15/202 | 100,000 | $2,170 | dollars as filed | |
| GLOBAL TECHNOLGY ACQSTN CORP | G3934N115 | *W EXP 99/99/999 | 50,000 | $2,005 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 50,000 | $2,000 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028123 | *W EXP 11/23/202 | 50,000 | $2,000 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D117 | *W EXP 04/30/202 | 37,500 | $1,875 | dollars as filed | |
| APX ACQUISITION CORP I | G0440J125 | *W EXP 99/99/999 | 50,000 | $1,835 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L112 | WTS | 125,000 | $1,763 | dollars as filed | |
| BLEUACACIA LTD | G11728113 | *W EXP 10/30/202 | 50,000 | $1,690 | dollars as filed | |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 33,333 | $1,610 | dollars as filed | |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 12,500 | $1,569 | dollars as filed | |
| CONCORD ACQUISITION CORP III | 20607V114 | *W EXP 99/99/999 | 25,000 | $1,500 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131128 | *W EXP 09/15/202 | 75,000 | $1,500 | dollars as filed | |
| SMX SEC MATTERS PLC | G8267K117 | *W EXP 03/07/202 | 125,000 | $1,425 | dollars as filed | |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 64,160 | $1,386 | dollars as filed | |
| DURECT CORP | 266605500 | COM | 500 | $1,245 | dollars as filed | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 20,000 | $1,200 | dollars as filed | |
| IRIS ACQUISITION CORP | 89601Y119 | *W EXP 02/28/202 | 29,961 | $1,198 | dollars as filed | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 100,000 | $1,000 | dollars as filed | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 77,132 | $787 | dollars as filed | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 22,650 | $684 | dollars as filed | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 15,000 | $677 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 1 | $565 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D110 | *W EXP 02/19/202 | 150,000 | $555 | dollars as filed | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 50,000 | $490 | dollars as filed | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 16,666 | $435 | dollars as filed | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 10,000 | $210 | dollars as filed | |
| JUNIPER II CORP | 48203N111 | *W EXP 99/99/999 | 75,000 | $195 | dollars as filed | |
| WTS/CHICKEN SOUP FOR THE SOUL 11.5000EXP10/22/2026 | 16842Q134 | WARR | 12,300 | $133 | dollars as filed | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 29,166 | $111 | dollars as filed | |
| Nogin Inc | 65528N113 | Warrant | 291,899 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001578621-23-000009 | this filing | 2023-11-14 | acceptance time not in the bulk data set |