13F-HR filed by LMR Partners LLP
LMR Partners LLP filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 1,204 holding rows worth $5,437,657,000.
- Accession
- 0001578621-22-000008
- Filer
- CIK 1578621
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 1,204 entries on the cover page, a total value of $5,437,657,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,437,657,000 with VALUE read as thousands by filing date, 13F file number 028-16119. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLMR Partners LLC
- included managerLMR Partners Limited
- included managerLMR Partners AG
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUMMIT HEALTHCRE ACQUISTN CO | G8566R128 | UNIT 06/03/2026 | 22,360 | $220,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 29,804 | $218,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 7,409 | $216,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 27,536 | $215,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 6,351 | $214,000 | thousands by filing date | |
| SOHO HOUSE & CO INC | 586001109 | COM CL A | 45,141 | $213,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 28,257 | $212,000 | thousands by filing date | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 34,840 | $211,000 | thousands by filing date | |
| HELLO GROUP INC ADS | 423403104 | ADR | 45,246 | $209,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVS CORP I | 443760111 | WTS | 21,047 | $208,000 | thousands by filing date | |
| ROBINHOOD MKTS INC | 770700102 | COM | 20,484 | $207,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 200,600 | $205,000 | thousands by filing date | |
| WARBURG PINCUS CAPTAL CORP I | G9460M124 | WARR | 20,000 | $198,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035111 | *W EXP 02/10/202 | 20,000 | $198,000 | thousands by filing date | |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 20,000 | $198,000 | thousands by filing date | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 12,116 | $197,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 33,068 | $196,000 | thousands by filing date | |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 160,739 | $193,000 | thousands by filing date | |
| FOXO TECHNOLOGIES INC | 351471115 | *W EXP 08/01/202 | 150,000 | $192,000 | thousands by filing date | |
| ATEA PHARMACEUTICALS INC | 04683R106 | COMMON STOCK | 33,552 | $191,000 | thousands by filing date | |
| FRONTIER ACQUISITION CORP | G36826124 | *W EXP 03/04/202 | 18,750 | $186,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,514 | $184,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 14,139 | $181,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 14,133 | $177,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 99,692 | $171,000 | thousands by filing date | |
| CIPHER MINING INC | 17253J114 | *W EXP 10/22/202 | 134,259 | $169,000 | thousands by filing date | |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 16,666 | $165,000 | thousands by filing date | |
| 0 | 39947R112 | 0 | 16,666 | $165,000 | thousands by filing date | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 50,000 | $163,000 | thousands by filing date | |
| COMERA LIFE SCIENCES HLDGS I | 20037C116 | *W EXP 03/15/202 | 100,000 | $161,000 | thousands by filing date | |
| CARIBOU BIOSCIENCES INC COM | 142038108 | Stock | 15,207 | $160,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 22,756 | $153,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP I | G2284B119 | *W EXP 99/99/999 | 15,000 | $149,000 | thousands by filing date | |
| UATARA CAPITAL ACQUISITION COR | 85021q116 | WT | 157,934 | $148,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 15,000 | $147,000 | thousands by filing date | |
| 8I ACQUISITION 2 CORP | G2956R129 | RIGHT 09/24/2026 | 300,000 | $144,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 24,051 | $143,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 24,740 | $139,000 | thousands by filing date | |
| VIEW INC | 92671V114 | *W EXP 03/08/202 | 100,000 | $134,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 43,543 | $131,000 | thousands by filing date | |
| PAGAYA TECHNOLOGIES LTD | M7S64L107 | WTS | 69,600 | $126,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H113 | WARR | 12,500 | $124,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 12,500 | $124,000 | thousands by filing date | |
| FORGE GLOBAL HOLDINGS INC | 34629L103 | COM | 68,690 | $120,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 17,565 | $117,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 23,316 | $110,000 | thousands by filing date | |
| VOR BIOPHARMA INC | 929033108 | COM | 26,768 | $107,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 30,360 | $106,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 53,940 | $103,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 11,681 | $103,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 20,500 | $103,000 | thousands by filing date | |
| ACUMEN PHARMACEUTICALS INC | 00509G209 | CMN | 10,092 | $101,000 | thousands by filing date | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105102 | ADS C-1 | 20,000 | $101,000 | thousands by filing date | |
| TISHMAN SPEYER INNOVATION CO | 88825H118 | *W EXP 02/11/202 | 10,000 | $99,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 10,000 | $98,000 | thousands by filing date | |
| RXR ACQUISITION CORP | 74981W115 | WTS | 10,000 | $98,000 | thousands by filing date | |
| COLICITY INC | 194170114 | *W EXP 02/24/202 | 10,000 | $98,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 17,311 | $92,000 | thousands by filing date | |
| YELLOW CORP | 985510106 | COM | 17,959 | $91,000 | thousands by filing date | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 141,374 | $90,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 10,557 | $89,000 | thousands by filing date | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 62,588 | $88,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L106 | COM NEW | 62,930 | $87,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 13,307 | $86,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 134,240 | $81,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 28,599 | $80,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,727 | $78,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 12,654 | $77,000 | thousands by filing date | |
| Renovacor Inc | 75989E114 | Warrant | 30,386 | $77,000 | thousands by filing date | |
| VIEMED HEALTHCARE INC | 92663R105 | COM | 12,629 | $76,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,487 | $71,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 58,924 | $71,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 11,121 | $69,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 32,811 | $68,000 | thousands by filing date | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 10,572 | $66,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 24,400 | $66,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 16,891 | $65,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 231,392 | $64,000 | thousands by filing date | |
| FAST RADIUS INC | 31187R118 | WTS | 155,521 | $63,000 | thousands by filing date | |
| AGILETHOUGHT INC | 00857F100 | COM | 15,997 | $62,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 107,591 | $62,000 | thousands by filing date | |
| TANGO THERAPEUTICS INC | 87583X109 | COM | 16,675 | $60,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 20,144 | $60,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10,000 | $59,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 17,805 | $59,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 15,789 | $57,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC | 00216W109 | COM CL A | 57,353 | $57,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 12,084 | $56,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 45,956 | $55,000 | thousands by filing date | |
| VIRACTA THERAPEUTICS INC | 92765F108 | COM | 12,931 | $55,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 92,163 | $55,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 32,834 | $54,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 24,797 | $53,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 61,485 | $52,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,433 | $51,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 17,127 | $51,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 44,733 | $51,000 | thousands by filing date | |
| ALLARITY THERAPEUTICS INC | 016744104 | COMMON STOCK | 46,033 | $51,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 41,631 | $50,000 | thousands by filing date | |
| CUSTOM TRUCK ONE SOURCE INC | 23204X111 | WARRANT | 74,300 | $50,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,007 | $49,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 17,625 | $48,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 46,720 | $48,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 72,258 | $47,000 | thousands by filing date | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 17,500 | $46,000 | thousands by filing date | |
| DAVE INC | 23834J102 | CLASS A COM | 128,282 | $46,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 17,469 | $45,000 | thousands by filing date | |
| GATOS SILVER INC | 368036109 | COM | 16,549 | $44,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 14,102 | $43,000 | thousands by filing date | |
| KALTURA INC | 483467106 | COMMON STOCK | 19,613 | $43,000 | thousands by filing date | |
| SWVL HOLDINGS CORP | G86302117 | *W EXP 99/99/999 | 50,000 | $42,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 24,976 | $41,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L117 | *W EXP 08/11/202 | 57,083 | $41,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 95,741 | $41,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 20,288 | $40,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 12,822 | $40,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 16,113 | $39,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A117 | *W EXP 06/16/202 | 24,097 | $39,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 15,240 | $39,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 13,517 | $38,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 34,652 | $38,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 16,761 | $38,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 83,462 | $37,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 13,246 | $36,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 11,277 | $36,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 14,013 | $36,000 | thousands by filing date | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 10,211 | $36,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 10,258 | $36,000 | thousands by filing date | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 41,730 | $35,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 23,134 | $34,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 14,628 | $33,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 77,541 | $33,000 | thousands by filing date | |
| GRAPHITE BIO INC | 38870X104 | COM | 10,530 | $33,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 17,703 | $32,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 14,310 | $32,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 27,176 | $30,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 34,565 | $30,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 34,897 | $30,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD | M8287R103 | CLASS A ORD SHS | 42,808 | $29,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 27,682 | $29,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 30,987 | $29,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E121 | RIGHT 05/31/2028 | 620,000 | $28,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 11,514 | $27,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 15,246 | $26,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 22,626 | $26,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 30,000 | $25,000 | thousands by filing date | |
| BRIGHT HEALTH GROUP INC | 10920V107 | COM | 23,388 | $25,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 14,962 | $24,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 60,815 | $24,000 | thousands by filing date | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 11,589 | $23,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 11,508 | $23,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 18,027 | $23,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 21,138 | $23,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 10,833 | $23,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 31,463 | $23,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 13,183 | $22,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 16,717 | $21,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 64,849 | $21,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 13,584 | $21,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 15,462 | $21,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 28,973 | $21,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 11,538 | $21,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 14,709 | $20,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 12,374 | $20,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 10,880 | $20,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R130 | RIGHT 09/24/2026 | 200,000 | $20,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 11,924 | $19,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 21,366 | $19,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 23,356 | $18,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,859 | $18,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 29,467 | $18,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 11,766 | $18,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 27,612 | $18,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 13,229 | $17,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 35,408 | $17,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 10,671 | $15,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 21,441 | $14,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 15,786 | $14,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 10,210 | $14,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 12,608 | $13,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 34,576 | $13,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 12,063 | $12,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 18,020 | $12,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 16,891 | $12,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 24,887 | $12,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 77,776 | $12,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 41,124 | $11,000 | thousands by filing date | |
| EARGO INC | 270087109 | COM | 10,747 | $11,000 | thousands by filing date | |
| GOLDENBRIDGE ACQUISITION LTD | G3970D138 | RIGHT 10/28/2025 | 75,000 | $11,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 19,220 | $10,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 13,188 | $10,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 12,005 | $9,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 21,844 | $9,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 12,559 | $8,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 10,695 | $7,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 50,000 | $6,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 12,767 | $4,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 69,501 | $4,000 | thousands by filing date | |
| HUMANIGEN INC | 444863203 | COM NEW | 17,406 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 12,797 | $3,000 | thousands by filing date | |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 29,166 | $2,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 25,000 | $2,000 | thousands by filing date | |
| WTS/CHICKEN SOUP FOR THE SOUL 11.5000EXP10/22/2026 | 16842Q134 | WARR | 12,300 | $1,000 | thousands by filing date | |
| NORTH MOUNTAIN MERGER CORP WT EXP 091625 | 661204115 | Stock | 45,759 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001578621-22-000008 | this filing | 2022-11-14 | acceptance time not in the bulk data set |