13F-HR filed by LMR Partners LLP
LMR Partners LLP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-16, with 432 holding rows worth $4,864,678,000.
- Accession
- 0001578621-20-000007
- Filer
- CIK 1578621
- Filed
- 2020-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 433 entries on the cover page, a total value of $4,864,678,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,864,680,000 with VALUE read as thousands by filing date, 13F file number 028-16119. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerLMR Partners LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA INC | 88160RAG6 | NOTE 2.000% 5/1 | 183,181,000 | $1,267,419,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 131,325,000 | $781,546,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 92,563,000 | $605,660,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 65,000,000 | $153,666,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 430,178 | $122,381,000 | thousands by filing date | |
| IQIYI INC | 46267XAD0 | NOTE 2.000% 4/0 | 117,000,000 | $111,758,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 4,002,729 | $76,956,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 725,957 | $61,728,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 72,000 | $61,093,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 17,500,000 | $56,061,000 | thousands by filing date | |
| H WORLD GROUP LTD | 16949NAC3 | NOTE 0.375%11/0 | 47,400,000 | $53,630,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,501,813 | $47,865,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 2,446,614 | $43,425,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 192,051 | $40,394,000 | thousands by filing date | |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 10,794,000 | $37,690,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 33,500,000 | $34,718,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 453,937 | $34,569,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 805,885 | $34,399,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,871,283 | $28,170,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 5,034,357 | $27,852,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 650,000 | $27,528,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 16,000,000 | $25,598,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 30,000,000 | $25,106,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 329,502 | $24,983,000 | thousands by filing date | |
| GDS HLDGS LTD | 36165LAB4 | NOTE 2.000% 6/0 | 14,500,000 | $24,459,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 4,945,548 | $24,312,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 320,487 | $23,181,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 432,961 | $22,601,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 22,235,000 | $21,742,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 10,300,000 | $21,389,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 309,842 | $21,239,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 361,646 | $18,457,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 160,185 | $18,330,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 17,000,000 | $18,131,000 | thousands by filing date | |
| HELLO GROUP INC | 60879BAB3 | NOTE 1.250% 7/0 | 21,750,000 | $17,116,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282WAA8 | NOTE 4.000%11/1 | 7,500,000 | $16,737,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 243,783 | $16,482,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 200,000 | $16,392,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 13,500,000 | $16,152,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAD3 | NOTE 1.125%11/0 | 6,000,000 | $15,443,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 6,697,825 | $15,070,000 | thousands by filing date | |
| KINGSOFT CLOUD HLDGS LTD ADS | 49639K101 | ADR | 493,436 | $14,571,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 118,438 | $13,716,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 16,500,000 | $13,335,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 126,560 | $13,309,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AE0 | NOTE 4.500% 8/0 | 13,099,000 | $12,793,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 3,131,919 | $12,770,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 65,231 | $12,631,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 8,500,000 | $12,237,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 69,662 | $11,982,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 25,872 | $11,509,000 | thousands by filing date | |
| IAC INTERACTIVECORP NEW | 44891N109 | COM | 91,250 | $10,930,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 532,174 | $10,569,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 9,140,000 | $9,935,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,134,142 | $9,697,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 42,780 | $9,543,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 27,603 | $9,234,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 117,673 | $9,141,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 87,675 | $9,035,000 | thousands by filing date | |
| GOGO INC | 38046CAD1 | NOTE 6.000% 5/1 | 5,410,000 | $8,616,000 | thousands by filing date | |
| IQIYI INC | 46267XAB4 | NOTE 3.750%12/0 | 8,000,000 | $8,531,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 850,000 | $8,313,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 28,244 | $8,254,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 191,744 | $8,170,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 119,740 | $8,070,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 145,854 | $7,993,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 68,062 | $7,907,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 26,917 | $7,526,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 669,906 | $7,494,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 33,303 | $7,301,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 425,344 | $6,929,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 148,057 | $6,907,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 158,000 | $6,767,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 45,482 | $6,370,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 61,729 | $6,353,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 28,806 | $6,038,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 99,968 | $6,006,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 67,377 | $5,569,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 290,918 | $5,391,000 | thousands by filing date | |
| Sandbridge Acquisition Corp | 799793203 | Unit | 539,874 | $5,389,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 15,760 | $5,157,000 | thousands by filing date | |
| NavSight Holdings Inc | 639358209 | Unit | 500,000 | $5,030,000 | thousands by filing date | |
| PERIDOT ACQUISIT | G7008A123 | UNIT | 500,000 | $4,993,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 149,414 | $4,956,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 329,172 | $4,938,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 95,550 | $4,907,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 499,800 | $4,883,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 22,051 | $4,840,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 5,200,000 | $4,785,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 467,045 | $4,726,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 25,876 | $4,595,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 140,000 | $4,306,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 250,000 | $4,178,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 69,688 | $4,065,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 9,825 | $4,050,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 399,900 | $4,035,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019200 | UNIT 08/31/2027 | 400,000 | $4,032,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 400,000 | $4,000,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 39,025 | $3,963,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753129 | UNIT 08/06 | 300,000 | $3,831,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 128,780 | $3,778,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 11,374 | $3,622,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 26,950 | $3,543,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328208 | UNIT 99/99/9999 | 343,800 | $3,507,000 | thousands by filing date | |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 4,000,000 | $3,457,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 275,000 | $3,361,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 25,406 | $3,352,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 28,801 | $3,269,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 43,976 | $3,142,000 | thousands by filing date | |
| HOLICITY INC | 435063201 | UNIT 08/05/2025 | 300,000 | $3,105,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 309,583 | $3,102,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642207 | UNIT 08/10/2027 | 300,000 | $3,090,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185203 | UNIT 99/99/9999 | 300,000 | $3,075,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 3,446 | $3,044,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R100 | UNIT 09/30/2027 | 300,000 | $3,042,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 40,435 | $3,038,000 | thousands by filing date | |
| STARBOARD VALUE ACQUISITN CORP UNIT EXP 091025 | 85521J208 | Stock | 300,000 | $3,030,000 | thousands by filing date | |
| ASPIRATIONAL CONSUMER LIFEST | G05436129 | UNIT 99/99/9999 | 300,000 | $3,000,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V118 | UNIT 99/99/9999 | 300,000 | $2,991,000 | thousands by filing date | |
| FAST ACQUISITION CORP | 311875207 | UNIT 99/99/9999 | 300,000 | $2,991,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 300,000 | $2,985,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 300,150 | $2,983,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 19,729 | $2,911,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 17,026 | $2,892,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 20,219 | $2,889,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 22,069 | $2,862,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 22,942 | $2,860,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 94,302 | $2,823,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 11,773 | $2,783,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 16,196 | $2,776,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1,599 | $2,735,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 18,420 | $2,630,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049121 | UNIT 99/99/9999 | 250,000 | $2,601,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 11,236 | $2,596,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 250,000 | $2,575,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 187,600 | $2,553,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 220,000 | $2,528,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 250,000 | $2,513,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 253,849 | $2,495,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 6,834 | $2,490,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 28,936 | $2,486,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 605 | $2,470,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 122,500 | $2,459,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 540,554 | $2,453,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 43,008 | $2,358,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 3,000,000 | $2,324,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 22,752 | $2,262,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 33,127 | $2,242,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 134,387 | $2,225,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 23,585 | $2,139,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 24,412 | $2,138,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 200,000 | $2,088,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 14,962 | $2,007,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 28,018 | $2,006,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 16,525 | $2,004,000 | thousands by filing date | |
| YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00 | G9879L105 | COM | 200,000 | $1,986,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 22,997 | $1,978,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,731 | $1,917,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 46,264 | $1,900,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 16,593 | $1,867,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 16,215 | $1,820,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 137,090 | $1,811,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 13,132 | $1,776,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 47,507 | $1,757,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 25,104 | $1,735,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 11,926 | $1,735,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 19,462 | $1,698,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 15,331 | $1,685,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 51,089 | $1,678,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 196,140 | $1,636,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 49,504 | $1,630,000 | thousands by filing date | |
| YY INC | 98426TAF3 | NOTE 1.375% 6/1 | 1,500,000 | $1,626,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 37,300 | $1,624,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC II | 233277201 | UNIT 99/99/9999 | 156,445 | $1,600,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 23,298 | $1,571,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,119 | $1,556,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 12,267 | $1,542,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 16,289 | $1,500,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 9,762 | $1,453,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,121 | $1,394,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 65,000 | $1,364,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 109,667 | $1,352,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,834 | $1,345,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 11,122 | $1,309,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 32,271 | $1,284,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,461 | $1,282,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,512 | $1,256,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 15,778 | $1,237,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 312,660 | $1,234,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 5,600 | $1,205,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253111 | *W EXP 02/21/202 | 400,000 | $1,200,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 21,693 | $1,196,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 19,350 | $1,167,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 673,303 | $1,165,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 29,217 | $1,160,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,187 | $1,149,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 10,351 | $1,129,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 10,802 | $1,126,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 44,167 | $1,117,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 17,664 | $1,116,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 27,055 | $1,116,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 18,007 | $1,071,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 20,000 | $1,068,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 394,428 | $1,065,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 21,388 | $1,059,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,459 | $1,058,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 22,510 | $1,057,000 | thousands by filing date | |
| MP MATERIALS CORP WT EXP 050427 | 34962V114 | Stock | 317,039 | $1,043,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 7,968 | $1,028,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 13,167 | $1,020,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 166,059 | $1,016,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L118 | W EXP 03/04/202 | 39,615 | $1,010,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 9,500 | $1,007,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 15,827 | $1,004,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5,553 | $1,004,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 500,000 | $1,000,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 25,000 | $997,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 27,673 | $992,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 52,733 | $990,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 24,248 | $973,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 44,419 | $965,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 9,016 | $940,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 63,633 | $937,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 7,628 | $936,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 27,429 | $935,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 45,209 | $891,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,591 | $890,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 77,481 | $862,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 91,816 | $860,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 18,408 | $826,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 15,388 | $818,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 85,528 | $807,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 37,706 | $804,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 7,069 | $803,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 12,090 | $800,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 66,543 | $794,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 300,000 | $787,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,656 | $782,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 7,856 | $765,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 31,211 | $759,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 258,007 | $756,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 20,876 | $750,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 29,740 | $730,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 7,840 | $710,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 306,763 | $709,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,542 | $692,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,712 | $689,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,704 | $689,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 22,191 | $662,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 150,000 | $657,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 15,934 | $652,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,709 | $646,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 5,012 | $633,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 362,812 | $617,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 49,802 | $610,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 52,732 | $608,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 13,650 | $602,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 65,868 | $581,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 75,000 | $570,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 9,244 | $559,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 5,833 | $546,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 26,058 | $542,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 11,233 | $539,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 58,166 | $533,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,722 | $532,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 39,697 | $528,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 9,251 | $527,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,537 | $525,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,882 | $513,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,424 | $506,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 12,526 | $506,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 15,683 | $486,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 37,099 | $473,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,079 | $472,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 14,031 | $464,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 24,646 | $453,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 30,167 | $442,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,258 | $438,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 12,267 | $437,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 8,577 | $435,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 3,546 | $434,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24,975 | $434,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,631 | $432,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 168,942 | $420,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 333,333 | $408,000 | thousands by filing date | |
| PG&E CORP | 69331C140 | CONV | 415,000 | $407,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 13,904 | $402,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,258 | $401,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 4,100 | $394,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,517 | $391,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,963 | $388,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 30,492 | $380,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 250,000 | $375,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,444 | $373,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,571 | $370,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,725 | $369,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 3,675 | $363,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 8,492 | $358,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 7,196 | $350,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 29,867 | $350,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 16,710 | $350,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 30,499 | $340,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 107,912 | $338,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 5,444 | $334,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 16,851 | $328,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 13,451 | $324,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 20,636 | $323,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 44,195 | $320,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 954 | $316,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 65,563 | $299,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 306 | $298,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439110 | W EXP 08/04/202 | 200,000 | $296,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,441 | $294,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,216 | $293,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 14,657 | $288,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 15,234 | $287,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 2,926 | $276,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,072 | $276,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 15,294 | $275,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,538 | $259,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 6,789 | $259,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,885 | $258,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 4,099 | $257,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 299,369 | $257,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,827 | $254,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 13,001 | $252,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,789 | $249,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,439 | $249,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 8,390 | $247,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,305 | $247,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 7,181 | $246,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 4,009 | $246,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 2,377 | $243,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 12,069 | $238,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,382 | $235,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 15,433 | $233,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 12,507 | $232,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 9,258 | $227,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 19,320 | $227,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 13,751 | $214,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 39,455 | $212,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 50,307 | $212,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 4,900 | $211,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 25,953 | $207,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 13,967 | $196,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 10,068 | $194,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 150,000 | $188,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 19,859 | $187,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 38,154 | $187,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 13,044 | $187,000 | thousands by filing date | |
| BIOMX INC | 09090D103 | COM | 29,039 | $184,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 10,869 | $181,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 20,000 | $177,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 41,710 | $176,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 23,875 | $164,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 201,896 | $163,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 687,916 | $162,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G113 | *W EXP 07/13/202 | 100,000 | $161,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 14,118 | $153,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 10,044 | $151,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T111 | *W EXP 07/29/202 | 87,500 | $144,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 59,280 | $139,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 81,410 | $131,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 15,589 | $127,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 55,988 | $125,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 18,638 | $121,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 27,329 | $117,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 14,171 | $113,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 76,951 | $102,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 28,526 | $93,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 20,791 | $87,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 32,990 | $86,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 144,655 | $80,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 12,086 | $78,000 | thousands by filing date | |
| YUCAIPA ACQUISITION CORP | G9879L113 | *W EXP 99/99/999 | 69,169 | $78,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 11,257 | $74,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 110,817 | $72,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 145,656 | $69,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 25,197 | $68,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 107,316 | $65,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 10,992 | $63,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 34,729 | $60,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 15,959 | $58,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 50,000 | $57,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 21,601 | $56,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 18,589 | $54,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 19,926 | $54,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 16,361 | $49,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 14,598 | $48,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 12,361 | $48,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 15,039 | $46,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 25,594 | $46,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 40,639 | $46,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 12,116 | $45,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 22,143 | $43,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 18,562 | $40,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 19,757 | $40,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 40,745 | $40,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 40,083 | $38,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 41,235 | $35,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 11,518 | $34,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 21,539 | $34,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 49,335 | $33,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 52,606 | $32,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 18,278 | $30,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 46,133 | $30,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 11,420 | $29,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 10,443 | $29,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 11,132 | $28,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 13,304 | $28,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 23,946 | $27,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 31,787 | $26,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 11,851 | $24,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 11,304 | $24,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 44,917 | $23,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 17,586 | $23,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 74,300 | $22,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 48,822 | $19,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 18,451 | $18,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 33,392 | $18,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 30,671 | $17,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 19,844 | $17,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 23,035 | $16,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 23,902 | $16,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 234,266 | $16,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 24,535 | $13,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 12,600 | $12,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 62,839 | $10,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 59,363 | $9,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 16,632 | $9,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 23,244 | $5,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 25,597 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001578621-20-000007 | this filing | 2020-11-16 | acceptance time not in the bulk data set |