13F-HR filed by Circle Wealth Management, LLC
Circle Wealth Management, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 80 holding rows worth $266,806,000.
- Accession
- 0001578242-19-000001
- Filer
- CIK 1578242
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 80 entries on the cover page, a total value of $266,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $266,805,000 with VALUE read as thousands by filing date, 13F file number 028-18054. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 331,925 | $82,955,000 | thousands by filing date | |
| VTI | 922908769 | COM | 358,934 | $45,811,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 513,423 | $30,769,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 447,491 | $10,659,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 138,497 | $8,141,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 123,869 | $7,869,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 49,776 | $7,183,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 113,573 | $5,177,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 52,541 | $5,129,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 58,493 | $3,960,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 42,114 | $3,871,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 26,164 | $3,503,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,266 | $3,403,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 46,314 | $2,765,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 107,993 | $2,667,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 14,613 | $2,305,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 19,534 | $2,284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 24,834 | $2,097,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 12,674 | $2,036,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 155,270 | $1,966,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 25,933 | $1,960,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 19,311 | $1,476,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,337 | $1,385,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,273 | $1,365,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,513 | $1,271,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 19,930 | $1,217,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 7,437 | $1,147,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 7,622 | $1,054,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 61,496 | $1,015,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 805 | $841,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,142 | $793,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 16,836 | $730,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,513 | $714,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 17,984 | $702,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 14,357 | $697,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 12,297 | $606,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 36,003 | $554,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,168 | $546,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,070 | $545,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,062 | $545,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,100 | $541,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 5,207 | $535,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,440 | $515,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,541 | $514,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,501 | $487,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 7,575 | $486,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 14,015 | $477,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,056 | $441,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 9,496 | $414,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,016 | $412,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,531 | $405,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,590 | $403,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,619 | $389,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,884 | $366,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,668 | $351,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,291 | $345,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,390 | $334,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,392 | $328,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,707 | $325,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 12,494 | $308,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 7,683 | $293,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,135 | $289,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,154 | $289,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,696 | $283,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,103 | $269,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,291 | $261,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,004 | $253,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,043 | $249,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 989 | $246,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 4,596 | $246,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,476 | $242,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,339 | $230,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,747 | $229,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,606 | $226,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,329 | $225,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,008 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 8,421 | $207,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,180 | $203,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 15,384 | $180,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 20,000 | $74,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001578242-19-000001 | this filing | 2019-02-14 | acceptance time not in the bulk data set |