13F-HR filed by EXENCIAL WEALTH ADVISORS, LLC
EXENCIAL WEALTH ADVISORS, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-08, with 175 holding rows worth $303,520,000.
- Accession
- 0001576151-17-000003
- Filer
- CIK 1576151
- Filed
- 2017-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 175 entries on the cover page, a total value of $303,520,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $303,520,000 with VALUE read as thousands by filing date, 13F file number 028-15490. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 176,254 | $15,131,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 214,756 | $12,020,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 69,172 | $10,661,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 47,149 | $8,056,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 16,800 | $7,511,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 66,143 | $6,987,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 93,058 | $6,932,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 77,575 | $5,651,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 25,453 | $5,343,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,485 | $5,341,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 53,224 | $5,246,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 41,729 | $5,011,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 82,610 | $4,788,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 87,229 | $4,675,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 39,541 | $4,447,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 69,577 | $4,159,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 59,478 | $4,149,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 79,531 | $4,124,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 30,037 | $4,048,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 81,424 | $4,030,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 21,195 | $3,885,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 38,180 | $3,811,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 24,094 | $3,766,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 26,573 | $3,713,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 38,257 | $3,701,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 21,955 | $3,667,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 150,722 | $3,644,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 66,581 | $3,576,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 34,558 | $3,547,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 43,147 | $3,509,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 28,382 | $3,483,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 29,303 | $3,341,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 25,441 | $3,308,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 42,146 | $3,236,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 33,051 | $3,158,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 55,655 | $3,115,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 29,507 | $3,087,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 23,055 | $3,061,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 80,787 | $3,060,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 75,497 | $3,042,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 21,090 | $2,998,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,933 | $2,998,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 42,898 | $2,735,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 31,732 | $2,601,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 29,998 | $2,496,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 28,178 | $2,408,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 48,130 | $2,365,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 42,787 | $2,283,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,876 | $2,121,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 14,207 | $2,096,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 22,493 | $2,061,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 70,746 | $2,044,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,285 | $2,038,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 8,597 | $1,939,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 16,665 | $1,754,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 22,219 | $1,716,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 12,629 | $1,614,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 36,352 | $1,584,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 16,395 | $1,558,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 30,558 | $1,529,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 14,457 | $1,481,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,699 | $1,474,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 23,258 | $1,459,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 26,008 | $1,434,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,661 | $1,425,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 39,586 | $1,413,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 21,791 | $1,382,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,140 | $1,354,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 15,149 | $1,311,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 10,114 | $1,255,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 18,995 | $1,203,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 45,617 | $1,198,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 29,783 | $1,167,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 11,977 | $1,101,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 13,281 | $1,085,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 6,701 | $1,023,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,195 | $1,019,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 8,639 | $1,006,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 13,951 | $975,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 21,873 | $949,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 9,270 | $897,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,726 | $871,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 32,635 | $844,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,275 | $828,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,515 | $813,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 8,736 | $808,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,789 | $805,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 12,319 | $774,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,844 | $731,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 8,262 | $731,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,859 | $721,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,581 | $711,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,697 | $705,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 8,117 | $705,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 16,017 | $701,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 17,622 | $671,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,409 | $663,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,682 | $662,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,910 | $639,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,849 | $603,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 5,154 | $592,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,467 | $583,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,167 | $553,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,817 | $551,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 9,654 | $534,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,675 | $531,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,929 | $523,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,414 | $519,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 15,079 | $509,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 486 | $466,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,956 | $464,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,682 | $461,000 | thousands by filing date | |
| IJH | 464287507 | COM | 2,570 | $460,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,780 | $453,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 18,100 | $446,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 10,856 | $443,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 449 | $432,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,290 | $427,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 30,324 | $423,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 24,687 | $423,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,234 | $412,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,140 | $411,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,684 | $389,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,378 | $377,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 7,764 | $368,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 6,490 | $366,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,329 | $360,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 14,567 | $359,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 12,041 | $358,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 5,672 | $354,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,103 | $352,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 12,681 | $324,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,155 | $314,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,394 | $311,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 290 | $310,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,722 | $307,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,921 | $305,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,247 | $297,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,384 | $284,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,664 | $282,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,511 | $279,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,370 | $278,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 590 | $264,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,190 | $262,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 15,330 | $257,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,200 | $252,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 7,038 | $247,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,878 | $243,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,547 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,333 | $241,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 4,720 | $236,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 1,880 | $236,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,295 | $235,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,420 | $234,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,966 | $234,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,926 | $234,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,163 | $228,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,652 | $226,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,528 | $225,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 6,770 | $225,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,493 | $223,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,174 | $219,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,491 | $217,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,408 | $213,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,632 | $210,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,803 | $205,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,824 | $203,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,275 | $203,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 14,736 | $176,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 32,430 | $139,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 15,686 | $133,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 27,800 | $115,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 12,500 | $114,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 23,700 | $68,000 | thousands by filing date | |
| TEARLAB CORP | 878193200 | COM | 12,216 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001576151-17-000003 | this filing | 2017-11-08 | acceptance time not in the bulk data set |