13F-HR filed by Perigon Wealth Management, LLC
Perigon Wealth Management, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 626 holding rows worth $267,990,000.
- Accession
- 0001575239-18-000003
- Filer
- CIK 1575239
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 627 entries on the cover page, a total value of $267,990,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $267,990,000 with VALUE read as thousands by filing date, 13F file number 028-16082. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCCIDENTAL PETE CORP | 674599105 | COM | 210,172 | $15,643,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 53,038 | $14,226,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 80,535 | $13,629,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 48,557 | $9,203,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,722 | $8,080,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 105,800 | $7,133,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 116,181 | $6,595,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 42,865 | $6,410,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 33,654 | $5,939,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 51,736 | $5,899,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 50,196 | $5,439,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 44,895 | $4,953,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 34,051 | $4,758,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 24,770 | $4,707,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 27,192 | $4,680,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 34,348 | $4,300,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC | 89417E113 | COM | 29,757 | $4,036,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 99,907 | $4,001,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 37,883 | $3,953,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 104,455 | $3,881,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 50,004 | $3,582,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 17,617 | $3,492,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 14,519 | $3,417,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 38,906 | $3,254,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 25,238 | $3,220,000 | thousands by filing date | |
| DR Pepper Snapple Group Inc | 26138E113 | COM | 31,884 | $3,113,000 | thousands by filing date | |
| Dun & Bradstreet Corp. | 26483E104 | COM | 26,000 | $3,079,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 20,720 | $3,058,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 42,318 | $2,975,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 40,114 | $2,892,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 73,924 | $2,831,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,857 | $2,658,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,625 | $2,448,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 31,089 | $2,388,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 14,450 | $2,364,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 21,218 | $2,264,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14,524 | $2,214,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 30,092 | $2,182,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 44,444 | $2,072,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 23,852 | $1,946,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 13,266 | $1,922,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 31,073 | $1,885,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 39,786 | $1,875,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 28,062 | $1,761,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 16,345 | $1,671,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 48,441 | $1,498,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 12,700 | $1,496,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 11,923 | $1,153,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 20,000 | $1,106,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 14,564 | $1,015,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,858 | $1,014,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 13,500 | $978,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,154 | $959,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 16,703 | $900,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 14,103 | $899,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 5,812 | $892,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,025 | $891,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 16,069 | $813,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 54,732 | $813,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 28,457 | $809,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,234 | $803,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 741 | $781,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 6,757 | $776,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 11,920 | $772,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 638 | $746,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,685 | $722,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,671 | $668,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,356 | $648,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 8,371 | $632,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 13,402 | $601,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 15,946 | $543,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,016 | $540,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7,369 | $535,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 35,955 | $521,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 7,676 | $495,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,914 | $451,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 877 | $451,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 6,255 | $445,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,314 | $430,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,873 | $421,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 23,658 | $415,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,389 | $415,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 4,997 | $414,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 3,069 | $410,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,400 | $405,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,718 | $396,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,039 | $391,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,037 | $386,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,542 | $376,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 7,010 | $366,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,639 | $362,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,449 | $360,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,246 | $358,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,471 | $354,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,100 | $347,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,497 | $330,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,800 | $326,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,057 | $323,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,565 | $323,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,509 | $322,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,003 | $313,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,823 | $310,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,000 | $308,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,500 | $308,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 2,185 | $307,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 9,917 | $304,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,380 | $304,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $298,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,565 | $293,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,430 | $293,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,164 | $290,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,314 | $284,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 22,676 | $284,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,456 | $276,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,781 | $272,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,097 | $269,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,135 | $266,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,991 | $264,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,794 | $264,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,665 | $256,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,508 | $253,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 4,071 | $251,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,001 | $249,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 9,495 | $248,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 10,104 | $247,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 11,653 | $247,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 11,826 | $247,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 7,012 | $246,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,246 | $242,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,690 | $242,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,153 | $241,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,814 | $241,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,157 | $236,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,566 | $236,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,770 | $232,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,500 | $231,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 10,702 | $227,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,803 | $225,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 751 | $221,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,000 | $215,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 5,911 | $214,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 974 | $210,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,242 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,310 | $202,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,362 | $199,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,535 | $185,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 1,590 | $185,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,863 | $183,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,637 | $181,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 6,286 | $176,000 | thousands by filing date | |
| IJH | 464287507 | COM | 923 | $175,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 567 | $174,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 896 | $173,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 970 | $169,000 | thousands by filing date | |
| TARGET CORP | 87612E110 | COM | 2,565 | $167,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,517 | $166,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,285 | $165,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,667 | $165,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,840 | $164,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 8,067 | $163,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,916 | $161,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,296 | $158,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 6,320 | $156,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,618 | $155,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 1,989 | $153,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 2,500 | $149,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,249 | $148,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,391 | $148,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,490 | $143,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 2,914 | $143,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 2,115 | $143,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 2,569 | $141,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 4,505 | $141,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,518 | $140,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,223 | $137,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,965 | $136,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 884 | $136,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,000 | $135,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 1,933 | $133,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,755 | $132,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 1,248 | $132,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,148 | $121,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 622 | $118,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,438 | $117,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 5,474 | $116,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,451 | $113,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,417 | $112,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,220 | $112,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 707 | $110,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,657 | $109,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,690 | $109,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 551 | $109,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 419 | $107,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 597 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,123 | $104,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 458 | $103,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 331 | $103,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,900 | $103,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 3,095 | $101,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,470 | $99,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 2,687 | $98,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 7,000 | $96,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 4,936 | $96,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,359 | $95,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 4,457 | $95,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 639 | $94,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 3,196 | $94,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 4,470 | $94,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,251 | $93,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,382 | $93,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,668 | $93,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 516 | $93,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,130 | $92,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 866 | $91,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,140 | $90,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 3,589 | $90,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 900 | $89,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,004 | $88,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,198 | $88,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 1,967 | $87,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 815 | $86,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 4,000 | $86,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 2,732 | $85,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,400 | $85,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,800 | $85,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,058 | $84,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2,300 | $84,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,839 | $84,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,650 | $83,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 459 | $81,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 2,000 | $81,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,009 | $81,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 500 | $80,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 2,620 | $80,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 2,000 | $80,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 2,650 | $79,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 570 | $78,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 489 | $77,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 537 | $77,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 8,259 | $76,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 750 | $74,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 715 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,795 | $73,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,126 | $72,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 625 | $72,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 1,519 | $72,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,454 | $72,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 431 | $70,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,398 | $70,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 935 | $70,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,276 | $69,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 360 | $68,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,770 | $68,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,674 | $67,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,190 | $66,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 162 | $66,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,245 | $66,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 1,098 | $66,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 770 | $65,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 1,128 | $65,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 400 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 600 | $64,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 875 | $64,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,625 | $64,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,465 | $63,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,791 | $63,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 572 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1,751 | $62,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 878 | $62,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 295 | $60,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,000 | $60,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 280 | $58,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 2,187 | $58,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,070 | $57,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 423 | $56,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,200 | $55,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E112 | COM | 478 | $54,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,966 | $54,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 394 | $53,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,395 | $52,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 350 | $51,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 805 | $51,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 782 | $50,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 845 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E207 | NY ARCA BIOTECH | 400 | $50,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 295 | $49,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 600 | $49,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 2,818 | $49,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 275 | $48,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 800 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,644 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 209 | $48,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,314 | $48,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 759 | $48,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L720 | CUR HDG DM IDX | 1,620 | $48,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 310 | $47,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 300 | $47,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 375 | $47,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 590 | $47,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 2,269 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,419 | $47,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 698 | $47,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,126 | $46,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,375 | $46,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 751 | $45,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 530 | $45,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 250 | $44,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 968 | $43,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,227 | $43,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 417 | $42,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 556 | $41,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 2,900 | $41,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 3,375 | $41,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 757 | $40,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 2,830 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 669 | $40,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 771 | $40,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 195 | $39,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 178 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,087 | $39,000 | thousands by filing date | |
| Flaherty & Crumrine PFD Inc Op Portunity Fund | 33848E110 | COM | 3,290 | $39,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 380 | $38,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 665 | $38,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,000 | $38,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 321 | $38,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 958 | $38,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 281 | $38,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 430 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 397 | $37,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 400 | $37,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 105 | $36,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 350 | $36,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 376 | $36,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 685 | $35,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 4,230 | $35,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 1,727 | $35,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,635 | $34,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 499 | $34,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 3,489 | $34,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 485 | $34,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 730 | $34,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 517 | $33,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 580 | $33,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 835 | $33,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,500 | $33,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 221 | $32,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 543 | $32,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,000 | $32,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 140 | $32,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,000 | $32,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,096 | $32,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,166 | $32,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 815 | $31,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 475 | $31,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 300 | $30,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 200 | $30,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,950 | $30,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,391 | $30,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 840 | $29,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 160 | $29,000 | thousands by filing date | |
| COVANTA HOLDING CORP | 22282E106 | COM | 1,683 | $29,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 525 | $28,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 300 | $28,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 825 | $28,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 140 | $28,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 995 | $28,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 3,000 | $28,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 125 | $27,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 413 | $27,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 707 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 379 | $27,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 1,515 | $27,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 105 | $26,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 1,296 | $26,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 385 | $25,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 700 | $25,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 500 | $25,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 1,088 | $25,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 195 | $24,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 732 | $24,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 477 | $24,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 586 | $24,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 500 | $24,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 201 | $24,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 163 | $24,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 578 | $24,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 470 | $24,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 220 | $24,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 375 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 402 | $24,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 63 | $23,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 105 | $23,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 355 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 464 | $23,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 297 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 365 | $22,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,000 | $22,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 85 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 550 | $22,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 62 | $21,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 388 | $21,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 200 | $21,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 200 | $21,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 125 | $21,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 88 | $21,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 200 | $21,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 353 | $21,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 400 | $20,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 214 | $20,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 206 | $19,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 250 | $19,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 900 | $19,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 333 | $19,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 859 | $19,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 238 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 3,066 | $19,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 129 | $19,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 229 | $18,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 150 | $18,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 104 | $18,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 400 | $18,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 349 | $18,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,150 | $18,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,108 | $18,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,500 | $18,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 265 | $18,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 316 | $18,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 140 | $17,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 125 | $17,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 565 | $17,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 706 | $17,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,198 | $17,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 330 | $17,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,250 | $17,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 550 | $16,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 268 | $16,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 200 | $16,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 332 | $16,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 200 | $16,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 105 | $16,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 26 | $16,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 200 | $16,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 102 | $16,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 2,172 | $16,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 463 | $16,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 249 | $15,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 89 | $15,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 385 | $15,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $15,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 66 | $15,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 215 | $15,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 145 | $15,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 310 | $15,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 648 | $15,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 1,727 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 378 | $15,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 165 | $14,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 208 | $14,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 190 | $14,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 200 | $14,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 50 | $14,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 281 | $14,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 375 | $14,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 282 | $14,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,848 | $14,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 331 | $13,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 100 | $13,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 185 | $13,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 205 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 270 | $13,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 163 | $12,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 250 | $12,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 79 | $12,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 39 | $12,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 909 | $12,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 900 | $12,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 141 | $12,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 842 | $12,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 625 | $12,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 416 | $12,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 242 | $12,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 100 | $12,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 103 | $11,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 270 | $11,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 267 | $10,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 65 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 91 | $10,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 370 | $10,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 59 | $10,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 477 | $10,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 724 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 285 | $10,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 700 | $10,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 143 | $9,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 108 | $9,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 109 | $9,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 204 | $9,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 73 | $9,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 147 | $9,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 750 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001575239-18-000003 | this filing | 2018-02-14 | acceptance time not in the bulk data set |