13F-HR filed by Perigon Wealth Management, LLC
Perigon Wealth Management, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-16, with 620 holding rows worth $389,366,000.
- Accession
- 0001575239-16-000011
- Filer
- CIK 1575239
- Filed
- 2016-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 620 entries on the cover page, a total value of $389,366,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $389,366,000 with VALUE read as thousands by filing date, 13F file number 028-16082. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 71 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 96 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPEN TEXT CORP COM | 683715106 | Stock | 130 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 190 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOURS CO COM | 163851108 | Stock | 470 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 230 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT HEINZ CO COM | 500754106 | Stock | 94 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 97 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELANESE CORP DEL COM | 150870103 | Stock | 125 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 176 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 661 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIGNA CORPORATION | 125509109 | COM | 65 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Waste Management, Inc. | 94106L109 | COM | 106 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVNET INC COM | 053807103 | Stock | 180 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 922 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 59 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMEREN CORP COM | 023608102 | Stock | 140 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRF SA | 10552T107 | SPONSORED ADR | 390 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 301 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 394 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 168 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 161 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 100 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,260 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 2,008 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 156 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 195 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESMED INC COM | 761152107 | Stock | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 80 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMECO CORP COM | 13321L108 | Stock | 677 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEGNA INC COM | 87901J105 | Stock | 255 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN COPPER CORP | 84265V105 | COM | 242 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENOVUS ENERGY INC | 15135U109 | COM | 397 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 91 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 41 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 238 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 364 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 138 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 250 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 304 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 207 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDCORP INC NEW | 380956409 | COM | 383 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 363 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENCANA CORP | 292505104 | COM | 589 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGRIUM INC | 008916108 | COM | 65 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER WHEATON CORP | 828336107 | COM | 205 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 390 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 62 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALE S A | 91912E105 | SPONSORED ADS | 943 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 326 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCE INC COM NEW | 05534B760 | Stock | 98 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 125 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 161 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 109 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 131 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 100 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 51 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDICORP LTD | G2519Y108 | COM | 36 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 257 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIFFANY & CO NEW | 886547108 | COM | 64 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 168 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 232 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 833 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 391 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 274 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 313 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 105 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 106 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 525 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VGT | 92204A702 | SHS | 30 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QORVO INC COM | 74736K101 | Stock | 77 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 83 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER CORP COM | 260003108 | Stock | 58 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 779 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 55 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 419 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 60 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 160 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 146 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 191 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 273 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eaton Corp. Plc | G29183103 | COM | 47 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHD | 808524797 | COM | 75 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 85 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 76 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 104 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 28 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 74 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 125 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 18 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 75 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 48 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 18 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 20 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 50 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 17 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 157 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 35 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 16 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 44 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 78 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Gold Trust | 464285105 | ISHARES | 170 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VBI VACCINES INC | 91822J103 | COM NEW | 500 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 184 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 277 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIME INC NEW | 887228104 | COM | 153 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 63 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERGROUP CORP | 458685104 | COM | 33 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 57 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 59 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TOTAL SYS SVCS INC | 891906109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001575239-16-000011 | this filing | 2016-11-16 | acceptance time not in the bulk data set |