13F-HR filed by Advisory Services Network, LLC
Advisory Services Network, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 1,399 holding rows worth $3,475,914,000.
- Accession
- 0001573876-22-000009
- Filer
- CIK 1573876
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 3,329 entries on the cover page, a total value of $3,475,914,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,475,914,000 with VALUE read as thousands by filing date, 13F file number 028-15454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerALTA CAPITAL MANAGEMENT LLC/028-05119
- included managerLegg Mason Private Portfolio Group, LLC 028-12558
- included managerClarkston Capital Partners, LLC028-15091
- included managerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- included managerEAGLE ASSET MANAGEMENT INC
- included managerENVESTNET ASSET MANAGEMENT INC
- included managerLADENBURG THALMANN ASSET MANAGEMENT028-13809
- included managerSYNTAX RESEARCH, INC
- included managerZACKS INVESTMENT MANAGEMENT028-04587
- included managerCharles Schwab Investment Advisory, Inc.028-14153
- included managerKAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC028-05792
- included managerMANAGED ASSET PORTFOLIOS, LLC028-16090
- included managerAstor Investment Management LLC
- included managerSt. James Investment Company, LLC028-14071
- included managerFiera Capital Inc.028-04930
- included managerNATIXIS ADVISORS, L.P.
- included managerRaub Brock Capital Management LP028-15157
- included managerSCHAFER CULLEN CAPITAL MANAGEMENT INC028-04691
- included managerROOSEVELT INVESTMENT GROUP LLC028-03511
- included managerCopeland Capital Management, LLC028-14668
- included manager55I, LLC
- included managerGEOWEALTH MANAGEMENT, LLC
- included managerNAVELLIER & ASSOCIATES INC028-02824
- included managerCONGRESS ASSET MANAGEMENT CO /MA028-03434
- included managerDorsey Wright & Associates028-12076
- included managerEthic Inc.
- included managerAperio Group, LLC028-11964
- included managerAMERICAN CENTURY INVESTMENT MANAGEMENT INC
- included managerAptus Capital Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERCULES CAPITAL INC | 427096508 | COM | 22,607 | $375,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 14,272 | $373,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,411 | $373,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 6,142 | $373,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 7,532 | $373,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 8,702 | $372,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 7,098 | $372,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,725 | $371,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,573 | $371,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,563 | $370,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 12,140 | $370,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,362 | $370,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 7,533 | $368,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 12,698 | $365,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 5,850 | $363,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,362 | $361,000 | thousands by filing date | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 3,480 | $361,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 5,433 | $361,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 8,300 | $361,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 10,923 | $360,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,563 | $360,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC | Y27183600 | COM CL A | 15,732 | $360,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 22,073 | $360,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 2,447 | $359,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,962 | $359,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 6,169 | $358,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,986 | $357,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 13,916 | $357,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 42,028 | $356,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 17,145 | $356,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 5,494 | $355,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 6,912 | $355,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 19,744 | $354,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 14,997 | $353,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 7,313 | $352,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 558 | $352,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 6,748 | $351,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 28,015 | $351,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,487 | $351,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 2,357 | $351,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,033 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 7,324 | $349,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 2,431 | $348,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 12,730 | $348,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,296 | $347,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 6,393 | $347,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 12,537 | $346,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 9,958 | $345,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,547 | $344,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 3,166 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 5,748 | $344,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,457 | $344,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 11,744 | $343,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,477 | $340,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 42,454 | $340,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 8,455 | $340,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 16,140 | $338,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,029 | $338,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 4,802 | $337,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 13,750 | $335,000 | thousands by filing date | |
| LUCID GROUP INC | 549498103 | COM | 8,791 | $334,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 2,111 | $334,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 3,798 | $334,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,721 | $333,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,319 | $332,000 | thousands by filing date | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 4,137 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 9,017 | $330,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 976 | $329,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 6,105 | $329,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,892 | $328,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 516 | $328,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 2,865 | $327,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 4,503 | $326,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,359 | $326,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,398 | $326,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 13,003 | $325,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,378 | $325,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,932 | $325,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 41,610 | $325,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,905 | $324,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 36,289 | $324,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,880 | $324,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 5,055 | $324,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 5,146 | $323,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,330 | $323,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,758 | $321,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,741 | $321,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,194 | $321,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 4,275 | $321,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 9,625 | $321,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 32,829 | $320,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 21,481 | $320,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,190 | $320,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 15,790 | $320,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 7,112 | $319,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 2,062 | $319,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 869 | $318,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,904 | $318,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,452 | $317,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 22,671 | $317,000 | thousands by filing date | |
| PACIFIC GLOBAL SENIOR LOAN ETF | 69434K403 | ETF | 6,500 | $317,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 9,074 | $316,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 13,340 | $316,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 5,172 | $316,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 848 | $316,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 1,866 | $316,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 4,232 | $316,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 6,785 | $316,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 5,077 | $315,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,790 | $315,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 19,500 | $315,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 20,842 | $315,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 8,769 | $314,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 4,590 | $313,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 7,918 | $312,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 13,633 | $310,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 6,733 | $310,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 30,300 | $310,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 18,724 | $308,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,293 | $307,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 2,026 | $307,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,622 | $305,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 25,149 | $305,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,546 | $304,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,677 | $304,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,891 | $302,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,901 | $302,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 22,800 | $301,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,829 | $300,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 4,778 | $298,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 575 | $298,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,489 | $297,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 22,605 | $297,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 6,154 | $295,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 17,666 | $294,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,629 | $293,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 999 | $292,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 2,821 | $292,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 16,199 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 3,921 | $291,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,188 | $290,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,436 | $290,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 6,931 | $290,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 7,812 | $290,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,724 | $289,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 2,798 | $289,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 11,725 | $289,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 27,300 | $288,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,370 | $288,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 7,488 | $286,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W598 | BLOOMBERG ROLL | 5,770 | $285,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 3,111 | $285,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,800 | $284,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 6,592 | $284,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,039 | $284,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,013 | $284,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 11,056 | $284,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 429 | $283,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 4,451 | $281,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 5,480 | $281,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 10,984 | $280,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 2,149 | $280,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,776 | $279,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 3,627 | $279,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,387 | $279,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 20,390 | $279,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 15,000 | $279,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,243 | $278,000 | thousands by filing date | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 22,850 | $278,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 18,206 | $274,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 11,625 | $274,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 9,839 | $271,000 | thousands by filing date | |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 4,188 | $270,000 | thousands by filing date | |
| PIEDMONT LITHIUM INC | 72016P105 | COM | 5,100 | $268,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 8,759 | $267,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,886 | $266,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 19,153 | $265,000 | thousands by filing date | |
| MATCH GROUP INC NEW | 57667L107 | COM | 2,004 | $265,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 8,635 | $264,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,435 | $263,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,172 | $261,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 5,502 | $261,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 19,302 | $260,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,248 | $260,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 9,334 | $260,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,904 | $259,000 | thousands by filing date | |
| ROBLOX CORP CL A | 771049103 | Stock | 2,493 | $258,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 12,000 | $258,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 10,635 | $257,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 5,410 | $256,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 11,430 | $255,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 2,789 | $255,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 5,646 | $253,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 1,614 | $252,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 8,713 | $251,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 3,501 | $250,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 7,888 | $249,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,948 | $248,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 25,526 | $247,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,208 | $247,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 8,651 | $247,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 10,555 | $247,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 20,110 | $246,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 9,784 | $246,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,672 | $245,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,457 | $245,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 19,160 | $245,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 9,445 | $245,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,750 | $244,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 2,765 | $243,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,836 | $243,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 7,276 | $243,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 5,641 | $241,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,974 | $241,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 4,011 | $240,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 5,149 | $239,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 751 | $239,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,807 | $239,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,300 | $239,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 13,224 | $238,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 4,551 | $237,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,397 | $237,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 14,340 | $237,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,718 | $236,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 6,336 | $236,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 3,764 | $234,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 12,215 | $234,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 270 | $234,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,041 | $233,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,198 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,618 | $232,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 28,054 | $232,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 12,600 | $232,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 14,353 | $231,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 5,108 | $231,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,400 | $230,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 20,553 | $230,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,117 | $229,000 | thousands by filing date | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 9,822 | $229,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 16,262 | $228,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 3,752 | $228,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 14,117 | $228,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 1,083 | $227,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,537 | $226,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 7,301 | $226,000 | thousands by filing date | |
| RH | 74967X103 | COM | 421 | $226,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 9,364 | $225,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 2,232 | $225,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 5,862 | $225,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 12,931 | $224,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 8,312 | $224,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 5,668 | $223,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 31,468 | $223,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 909 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 4,051 | $221,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 BUFFER ETF JUNE | 45782C755 | ETF | 6,391 | $221,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 902 | $220,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 1,147 | $220,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 1,983 | $219,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 954 | $219,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 5,871 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 4,355 | $219,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 2,415 | $217,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 1,243 | $216,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,373 | $216,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 2,122 | $216,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 8,860 | $216,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 9,874 | $215,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 6,417 | $215,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 3,890 | $215,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 5,980 | $214,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 12,077 | $214,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 6,018 | $213,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 2,519 | $213,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,125 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,188 | $212,000 | thousands by filing date | |
| CADENCE BANK | 12740C103 | COM | 7,125 | $212,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 5,037 | $211,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 7,413 | $211,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 5,500 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 6,410 | $209,000 | thousands by filing date | |
| SIMPLIFY EXCHANGE TRADED FUN | 82889N509 | NASDAQ 100 DS CN | 6,500 | $209,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,834 | $208,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,870 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,033 | $207,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 8,048 | $207,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 2,049 | $207,000 | thousands by filing date | |
| HONEST CO INC | 438333106 | COM | 25,535 | $207,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C615 | GRWT100 PWR BUF | 5,105 | $207,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 4,492 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,992 | $206,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,362 | $205,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 3,419 | $204,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 751 | $204,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 739 | $203,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 1,746 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 4,894 | $203,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 6,265 | $202,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,396 | $202,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 7,129 | $201,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 34,125 | $201,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,578 | $200,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 19,695 | $200,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,939 | $199,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 20,520 | $199,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 3,804 | $197,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 9,222 | $197,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 195,000 | $197,000 | thousands by filing date | |
| NUVEEN MULTI ASSET INCOME FUND | 670750108 | COM | 10,176 | $190,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 66,523 | $187,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 14,198 | $186,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 12,566 | $183,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 12,332 | $183,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 4,950 | $181,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,027 | $180,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 175,000 | $176,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 25,984 | $173,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 10,983 | $172,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 29,563 | $172,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14,226 | $170,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 45,756 | $167,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 22,674 | $165,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 64,481 | $164,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 14,408 | $164,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 30,765 | $161,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,576 | $160,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 11,990 | $160,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 10,014 | $160,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,750 | $155,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 12,119 | $155,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 14,022 | $154,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 11,052 | $154,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 10,077 | $153,000 | thousands by filing date | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 25,232 | $150,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 12,748 | $149,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 30,800 | $147,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 9,251 | $146,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 29,286 | $144,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 12,500 | $144,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 17,350 | $137,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 12,731 | $132,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 20,396 | $131,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 13,622 | $131,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,004 | $126,000 | thousands by filing date | |
| KALEYRA INC | 483379111 | *W EXP 11/25/202 | 52,850 | $126,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 11,729 | $122,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 12,500 | $120,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 11,447 | $117,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 10,695 | $115,000 | thousands by filing date | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 11,097 | $114,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 9,160 | $114,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 11,384 | $112,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,412 | $112,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 15,639 | $108,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 10,100 | $104,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 11,385 | $104,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 14,701 | $104,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 14,465 | $100,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 11,978 | $97,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 10,203 | $97,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 10,624 | $93,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 14,961 | $93,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 25,925 | $90,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 39,315 | $89,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 20,450 | $89,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 20,792 | $85,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,080 | $83,000 | thousands by filing date | |
| UPHEALTH INC | 91532B101 | COM | 36,500 | $82,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 16,244 | $80,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 11,842 | $80,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 4,340 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347G861 | ULTRAPRO SHT QQQ | 12,500 | $74,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 15,923 | $72,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 18,200 | $71,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 6,872 | $70,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 15,000 | $68,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 4,100 | $66,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 10,004 | $56,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,500 | $53,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 25,875 | $53,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 10,000 | $51,000 | thousands by filing date | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 16,794 | $50,000 | thousands by filing date | |
| Hive Blockchain Technologies L | 43366H100 | COM | 17,966 | $47,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 20,550 | $43,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,500 | $34,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 8,661 | $34,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 62,700 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 25,000 | $25,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265126 | COM NEW | 10,000 | $21,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 50,525 | $21,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 55,761 | $17,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 12,775 | $17,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 15,000 | $15,000 | thousands by filing date | |
| DSS INC | 26253C102 | COM | 20,000 | $13,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 10,000 | $10,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 21,000 | $10,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE CAPIT | 95790DAA3 | NOTE 6.750%10/0 | 10,000 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,900 | $4,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 15,312 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001573876-22-000009 | this filing | 2022-02-14 | acceptance time not in the bulk data set |