13F-HR filed by Empirical Finance, LLC
Empirical Finance, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-22, with 142 holding rows worth $337,398,000.
- Accession
- 0001572838-19-000001
- Filer
- CIK 1572838
- Filed
- 2019-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 142 entries on the cover page, a total value of $337,398,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $337,398,000 with VALUE read as thousands by filing date, 13F file number 028-17745. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 1,418,793 | $35,523,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE MOMENTUM ET | 02072L300 | ETF | 1,485,359 | $34,467,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 1,346,272 | $33,630,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 1,298,075 | $32,750,000 | thousands by filing date | |
| EA SERIES TRUST | 02072L508 | ALPHA ARCHITECT | 1,187,032 | $28,793,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 91,233 | $8,344,000 | thousands by filing date | |
| VTI | 922908769 | COM | 53,446 | $6,821,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 38,598 | $4,022,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 66,018 | $3,941,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 50,798 | $3,788,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 24,068 | $3,713,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 62,994 | $2,871,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 43,255 | $2,870,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 110,497 | $2,803,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 17,636 | $2,782,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 48,494 | $2,580,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,203 | $2,550,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 119,052 | $2,436,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 12,793 | $2,430,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 35,121 | $2,333,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 17,007 | $2,273,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 36,292 | $2,270,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 72,628 | $2,266,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 86,994 | $2,241,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 23,591 | $2,111,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 34,812 | $2,052,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 68,336 | $2,035,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,078 | $2,033,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 117,043 | $1,996,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 37,008 | $1,960,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 50,135 | $1,935,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 20,565 | $1,880,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 8,678 | $1,689,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 83,902 | $1,622,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 26,610 | $1,600,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 41,025 | $1,563,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 19,258 | $1,525,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 53,630 | $1,515,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 19,431 | $1,508,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 29,213 | $1,464,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 11,436 | $1,453,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 17,738 | $1,451,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 43,640 | $1,449,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 47,039 | $1,449,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,464 | $1,417,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 54,391 | $1,414,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 82,353 | $1,405,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 60,558 | $1,395,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 14,866 | $1,359,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 60,084 | $1,356,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 26,811 | $1,353,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 52,435 | $1,348,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 54,413 | $1,346,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 49,584 | $1,334,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 24,924 | $1,331,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 39,139 | $1,309,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 15,484 | $1,282,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 25,207 | $1,278,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 25,390 | $1,267,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 163,107 | $1,254,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 69,544 | $1,252,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 26,878 | $1,249,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 56,307 | $1,244,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 53,156 | $1,217,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 21,974 | $1,206,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 20,402 | $1,201,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 33,910 | $1,178,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 9,538 | $1,172,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 13,774 | $1,166,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 112,400 | $1,159,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 57,096 | $1,154,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,875 | $1,151,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 22,053 | $1,143,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 13,657 | $1,136,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 752 | $1,129,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 24,058 | $1,121,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,324 | $1,110,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 15,623 | $1,097,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 16,885 | $1,094,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 39,234 | $1,007,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 32,587 | $979,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 119,597 | $965,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 46,547 | $920,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 16,853 | $914,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 374 | $911,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 26,954 | $882,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,221 | $867,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 36,686 | $842,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 18,851 | $828,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 13,060 | $801,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 230,105 | $785,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 31,229 | $771,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 9,103 | $761,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 11,473 | $741,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 11,055 | $732,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 14,298 | $731,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,453 | $705,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,799 | $643,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,812 | $621,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,179 | $603,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,321 | $577,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,289 | $562,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 540 | $559,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 532 | $556,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,605 | $463,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,729 | $431,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,209 | $428,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 17,208 | $424,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,534 | $417,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,363 | $414,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,409 | $395,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,275 | $386,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,686 | $376,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,842 | $370,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,894 | $364,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,106 | $362,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 12,214 | $349,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,171 | $345,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,639 | $331,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,874 | $325,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 4,334 | $323,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 997 | $322,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,662 | $314,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,667 | $292,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,361 | $285,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,840 | $285,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 10,130 | $283,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,538 | $280,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 7,974 | $268,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,802 | $258,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,308 | $258,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,695 | $244,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,621 | $244,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,337 | $241,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,632 | $238,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 9,518 | $230,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,109 | $225,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 4,104 | $219,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 778 | $208,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 8,338 | $205,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,066 | $203,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 15,381 | $116,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001572838-19-000001 | this filing | 2019-01-22 | acceptance time not in the bulk data set |