13F-HR filed by Empirical Finance, LLC
Empirical Finance, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 689 holding rows worth $148,257,000.
- Accession
- 0001572838-17-000002
- Filer
- CIK 1572838
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 689 entries on the cover page, a total value of $148,257,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $148,257,000 with VALUE read as thousands by filing date, 13F file number 028-17745. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 650 | $6,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 307 | $6,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 105 | $6,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 23 | $6,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 46 | $6,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 195 | $6,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 232 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 112 | $6,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 164 | $6,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 48 | $6,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 49 | $6,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 83 | $6,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 191 | $6,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 60 | $6,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 482 | $6,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 279 | $6,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 161 | $6,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 99 | $6,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 189 | $5,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 26 | $5,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 65 | $5,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 89 | $5,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 165 | $5,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 59 | $5,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 67 | $5,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 118 | $5,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 36 | $5,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 371 | $5,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 58 | $5,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 90 | $5,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 81 | $5,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 61 | $5,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 146 | $5,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 162 | $5,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 37 | $5,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 184 | $5,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 416 | $5,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 158 | $5,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 116 | $5,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 62 | $5,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 160 | $5,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 78 | $5,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 150 | $5,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 37 | $5,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 84 | $5,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 187 | $5,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 46 | $5,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 127 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 150 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 150 | $5,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 123 | $5,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 56 | $5,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 49 | $5,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 122 | $5,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 57 | $5,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 58 | $5,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 83 | $5,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 70 | $5,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 419 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 50 | $5,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 47 | $5,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 62 | $5,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 440 | $5,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 224 | $5,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,099 | $5,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 522 | $5,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 158 | $5,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 431 | $5,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 148 | $5,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 204 | $5,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 193 | $5,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 346 | $5,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 15 | $4,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 81 | $4,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 94 | $4,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 168 | $4,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 101 | $4,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 112 | $4,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 59 | $4,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 36 | $4,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 142 | $4,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 120 | $4,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 319 | $4,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 88 | $4,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 139 | $4,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 189 | $4,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 173 | $4,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 70 | $4,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 62 | $4,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 137 | $4,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 50 | $4,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 49 | $4,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 40 | $4,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 47 | $4,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 45 | $4,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 109 | $4,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 144 | $4,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 58 | $4,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 86 | $4,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 172 | $4,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 89 | $4,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 64 | $4,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 30 | $4,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 160 | $4,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 342 | $4,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 155 | $4,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 162 | $4,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 138 | $4,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 315 | $4,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 61 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 73 | $3,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 92 | $3,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 53 | $3,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 91 | $3,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 168 | $3,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 72 | $3,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 32 | $3,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 125 | $3,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 87 | $3,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 253 | $3,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 42 | $3,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 79 | $3,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 100 | $3,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 64 | $3,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 61 | $3,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 63 | $3,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 61 | $3,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 113 | $3,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 50 | $3,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 107 | $3,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 38 | $3,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 62 | $3,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 57 | $3,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 224 | $3,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 158 | $3,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 146 | $3,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 63 | $3,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 262 | $3,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 293 | $3,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 137 | $3,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 87 | $3,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 80 | $3,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 60 | $3,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 64 | $3,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 45 | $3,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 287 | $3,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 270 | $3,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 52 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 143 | $2,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 44 | $2,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 3 | $2,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 80 | $2,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 89 | $2,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 23 | $2,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 3 | $2,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 24 | $2,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 70 | $2,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 46 | $2,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 60 | $2,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 52 | $2,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 46 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 155 | $2,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 53 | $2,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 73 | $2,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 79 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 441 | $2,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 101 | $2,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 16 | $2,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 44 | $2,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 20 | $1,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6 | $1,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 48 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 9 | $1,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 43 | $1,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 28 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 218 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 13 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 17 | $1,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 19 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 50 | $1,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 20 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 44 | $1,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 44 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 3 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 157 | $1,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 191 | $1,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 36 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 49 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001572838-17-000002 | this filing | 2017-02-13 | acceptance time not in the bulk data set |