13F-HR filed by Marathon Trading Investment Management LLC
Marathon Trading Investment Management LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-31, with 140 holding rows worth $878,697,000.
- Accession
- 0001572748-17-000010
- Filer
- CIK 1572748
- Filed
- 2017-10-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 144 entries on the cover page, a total value of $878,697,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $878,697,000 with VALUE read as thousands by filing date, 13F file number 028-16519. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMarathon Trading Group LLC028-16521
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLE INC | 037833950 | PUT | 651,000 | $100,332,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 633,624 | $97,654,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L952 | PUT | 1,833,300 | $71,847,000 | thousands by filing date | put |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 267,900 | $67,305,000 | thousands by filing date | put |
| ISHARES TR | 464287905 | CALL | 250,100 | $37,060,000 | thousands by filing date | call |
| ISHARES TR | 464287955 | PUT | 250,100 | $37,060,000 | thousands by filing date | put |
| APPLE INC | 037833900 | CALL | 206,600 | $31,841,000 | thousands by filing date | call |
| TESLA INC | 88160R951 | PUT | 81,800 | $27,902,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A950 | PUT | 765,400 | $26,092,000 | thousands by filing date | put |
| AMAZON COM INC | 023135956 | PUT | 25,000 | $24,034,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 24,997 | $24,031,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 73,709 | $18,518,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 46,197 | $15,758,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A900 | ST STR SP BIOT | 450,800 | $15,368,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 87,300 | $15,078,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25460E951 | DAILY AEROSPACE | 623,900 | $11,187,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505904 | CALL | 439,500 | $11,137,000 | thousands by filing date | call |
| VanEck Preferred Securities ex | 92189F951 | ETF | 295,100 | $9,912,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G951 | COM SHS | 145,000 | $9,835,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 57,416 | $9,811,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 143,000 | $9,700,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 75,203 | $9,143,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 50,789 | $8,772,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F956 | PUT | 339,800 | $8,484,000 | thousands by filing date | put |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 32,400 | $8,140,000 | thousands by filing date | call |
| META PLATFORMS INC | 30303M902 | CALL | 47,300 | $8,082,000 | thousands by filing date | call |
| TESLA INC | 88160R901 | CALL | 20,000 | $6,822,000 | thousands by filing date | call |
| META PLATFORMS INC | 30303M952 | PUT | 35,500 | $6,066,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 40,626 | $5,909,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L902 | CALL | 150,400 | $5,894,000 | thousands by filing date | call |
| POWERSHARES QQQ NASDAQ 100 | 73935A954 | COM | 36,900 | $5,367,000 | thousands by filing date | put |
| POWERSHARES QQQ NASDAQ 100 | 73935A904 | COM | 36,600 | $5,323,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,020 | $5,232,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W952 | PUT | 28,500 | $4,922,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V907 | CALL | 37,700 | $4,584,000 | thousands by filing date | call |
| GLD PUT 380.000 09182026 | 78463v957 | PUT | 37,200 | $4,523,000 | thousands by filing date | put |
| XLF 260717P00050000 | 81369y955 | PUT | 153,100 | $3,959,000 | thousands by filing date | put |
| DISNEY WALT CO | 254687906 | COM | 40,000 | $3,943,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W907 | CALL | 40,000 | $3,750,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 90,100 | $3,544,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 207,748 | $3,505,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F906 | CALL | 129,400 | $3,457,000 | thousands by filing date | call |
| TWITTER INC | 90184L952 | COM | 200,800 | $3,387,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 94,108 | $3,208,000 | thousands by filing date | |
| NETFLIX INC. | 64110L956 | PUT | 17,000 | $3,083,000 | thousands by filing date | put |
| ISHARES SILVER TR | 46428Q909 | CALL | 187,500 | $2,951,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 40,400 | $2,790,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 15,200 | $2,717,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 102,687 | $2,602,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 33,400 | $2,488,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 46,500 | $2,468,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 59,400 | $2,336,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y905 | CALL | 83,000 | $2,146,000 | thousands by filing date | call |
| SNAP INC | 83304A906 | CL A | 142,900 | $2,078,000 | thousands by filing date | call |
| AMAZON COM INC | 023135906 | CALL | 2,000 | $1,923,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 37,100 | $1,794,000 | thousands by filing date | |
| ISHARES INC | 464286952 | PUT | 25,000 | $1,727,000 | thousands by filing date | put |
| SNAP INC | 83304A956 | PUT | 114,000 | $1,658,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 38,530 | $1,556,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N958 | COM | 144,600 | $1,508,000 | thousands by filing date | put |
| TWITTER INC | 90184L902 | COM | 83,100 | $1,402,000 | thousands by filing date | call |
| CITIGROUP INC | 172967954 | PUT | 18,800 | $1,368,000 | thousands by filing date | put |
| ALPHABET INC | 02079K907 | CALL | 1,400 | $1,343,000 | thousands by filing date | call |
| BANK OF AMER CORP | 060505954 | PUT | 50,000 | $1,267,000 | thousands by filing date | put |
| ALPHABET INC | 02079K957 | PUT | 1,300 | $1,247,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 31,342 | $1,233,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V900 | CALL | 30,000 | $1,211,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746951 | CALL | 20,800 | $1,147,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 80,000 | $1,123,000 | thousands by filing date | put |
| MICROSOFT CORP | 594918954 | PUT | 14,900 | $1,110,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 85,400 | $1,089,000 | thousands by filing date | put |
| CITIGROUP INC | 172967904 | CALL | 14,800 | $1,077,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 8,786 | $1,032,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 62,900 | $990,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,000 | $974,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G954 | PUT | 5,200 | $930,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 9,800 | $915,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,381 | $901,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 36,100 | $829,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 3,400 | $806,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746901 | CALL | 14,200 | $783,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 800 | $767,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 57,900 | $738,000 | thousands by filing date | call |
| GOLDMAN SACHS GROUP INC | 38141G904 | CALL | 3,000 | $712,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 11,961 | $707,000 | thousands by filing date | |
| RH | 74967X903 | CALL | 10,000 | $703,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 27,000 | $693,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 26,400 | $683,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 30,000 | $655,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 9,000 | $616,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 22,700 | $549,000 | thousands by filing date | |
| SEARS HOLDINGS CORP | 812350906 | COM | 75,000 | $548,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 5,000 | $546,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N908 | COM | 48,400 | $505,000 | thousands by filing date | call |
| Morgan Stanley | 617446448 | COM | 10,300 | $496,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,444 | $490,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,700 | $480,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q959 | PUT | 30,100 | $474,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P906 | COM NEW | 215,300 | $467,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E907 | CALL | 8,200 | $462,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 11,701 | $459,000 | thousands by filing date | |
| NETFLIX INC. | 64110L906 | CALL | 2,500 | $453,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 38,800 | $434,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 15,900 | $429,000 | thousands by filing date | |
| EQUIFAX INC | 294429905 | CALL | 3,900 | $413,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 8,200 | $389,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,900 | $389,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 36,794 | $384,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354907 | COM | 49,200 | $379,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 200 | $366,000 | thousands by filing date | |
| MORGAN STANLEY | 617446908 | Option | 7,400 | $356,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,400 | $347,000 | thousands by filing date | |
| BAIDU INC | 056752958 | PUT | 1,400 | $347,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 1,859 | $337,000 | thousands by filing date | |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 30,000 | $323,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 74,596 | $321,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 11,325 | $299,000 | thousands by filing date | |
| EQUIFAX INC | 294429955 | COM | 2,800 | $297,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 76,282 | $291,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,700 | $279,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,700 | $266,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,700 | $258,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 16,934 | $246,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 4,000 | $244,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,000 | $242,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 8,500 | $237,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,500 | $233,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 14,700 | $232,000 | thousands by filing date | |
| RED HAT INC | 756577902 | COM | 2,000 | $222,000 | thousands by filing date | call |
| INTEL CORP | 458140900 | CALL | 5,800 | $221,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 3,100 | $218,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,000 | $212,000 | thousands by filing date | |
| FITBIT INC | 33812L952 | PUT | 30,100 | $209,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,000 | $202,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 22,000 | $173,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 15,300 | $168,000 | thousands by filing date | |
| FITBIT INC | 33812L902 | CALL | 22,500 | $157,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354957 | COM | 16,900 | $130,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP | 812350956 | COM | 13,600 | $99,000 | thousands by filing date | put |
| SANDSTORM GOLD LTD | 80013R906 | Cmn | 14,400 | $65,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001572748-17-000010 | this filing | 2017-10-31 | acceptance time not in the bulk data set |