13F-HR filed by Marathon Trading Investment Management LLC
Marathon Trading Investment Management LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 137 holding rows worth $716,999,000.
- Accession
- 0001572748-16-000028
- Filer
- CIK 1572748
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 146 entries on the cover page, a total value of $716,999,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $716,999,000 with VALUE read as thousands by filing date, 13F file number 028-16519. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMarathon Trading Group LLC028-16521
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APPLE INC | 037833900 | CALL | 852,200 | $96,342,000 | thousands by filing date | call |
| PROCTER & GAMBLE CO | 742718909 | CALL | 1,000,000 | $89,750,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740Q952 | PUT | 2,276,500 | $77,560,000 | thousands by filing date | put |
| PROCTER & GAMBLE CO | 742718959 | COM | 531,500 | $47,702,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V907 | CALL | 282,000 | $35,430,000 | thousands by filing date | call |
| BROADCOM LTD PUT | Y09827959 | COM | 159,100 | $27,448,000 | thousands by filing date | put |
| COTY INC | 222070203 | COM CL A | 1,049,627 | $24,666,000 | thousands by filing date | |
| CITIGROUP INC | 172967904 | CALL | 420,100 | $19,841,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F906 | CALL | 618,500 | $16,347,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F956 | PUT | 540,600 | $14,288,000 | thousands by filing date | put |
| BARCLAYS BK PLC CALL | 06740Q902 | IPATH S&P500 VIX | 415,200 | $14,146,000 | thousands by filing date | call |
| WELLS FARGO & CO | 949746901 | CALL | 311,000 | $13,771,000 | thousands by filing date | call |
| APPLE INC | 037833950 | PUT | 117,400 | $13,272,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 54,740 | $11,840,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 56,600 | $11,548,000 | thousands by filing date | put |
| TESLA INC | 88160R901 | CALL | 45,700 | $9,324,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT SILVER | 74347W904 | COM | 557,800 | $9,287,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 325,517 | $8,603,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 531,400 | $8,316,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 60,675 | $7,623,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y906 | CALL | 100,000 | $7,061,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y956 | Option | 100,000 | $7,061,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 5,513 | $6,730,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 47,950 | $5,421,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 337,500 | $5,282,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 49,600 | $5,247,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL | 49456B901 | COM | 199,900 | $4,624,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 290,541 | $4,547,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 42,350 | $4,480,000 | thousands by filing date | |
| TWITTER INC | 90184L902 | COM | 184,000 | $4,241,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N908 | COM | 381,300 | $4,168,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W952 | PUT | 36,900 | $3,904,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W957 | PUT | 52,200 | $3,822,000 | thousands by filing date | put |
| BP PLC | 055622954 | PUT | 100,900 | $3,548,000 | thousands by filing date | put |
| COTY INC | 222070903 | COM CL A | 150,000 | $3,525,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827909 | CALL | 20,000 | $3,450,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 26,384 | $3,384,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 15,600 | $3,374,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511957 | COM | 48,800 | $3,092,000 | thousands by filing date | put |
| META PLATFORMS INC | 30303M902 | CALL | 22,900 | $2,937,000 | thousands by filing date | call |
| AMAZON COM INC | 023135906 | CALL | 3,500 | $2,931,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 247,000 | $2,682,000 | thousands by filing date | put |
| META PLATFORMS INC | 30303M952 | PUT | 20,400 | $2,617,000 | thousands by filing date | put |
| AMERICAN INTL GROUP INC | 026874904 | COM NEW | 40,000 | $2,374,000 | thousands by filing date | call |
| YAHOO! INC | 984332956 | COM | 53,000 | $2,284,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 2,550 | $2,135,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 48,272 | $2,081,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112903 | CALL | 114,000 | $2,027,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 113,387 | $2,016,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 26,128 | $1,845,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 8,947 | $1,825,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 24,500 | $1,678,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 28,250 | $1,524,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 4,953 | $1,337,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W954 | COM | 80,000 | $1,332,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 70,257 | $1,245,000 | thousands by filing date | |
| TWILIO INC | 90138F902 | CALL | 18,400 | $1,184,000 | thousands by filing date | call |
| ALPHABET INC | 02079K957 | PUT | 1,500 | $1,166,000 | thousands by filing date | put |
| NETFLIX INC. | 64110L906 | CALL | 11,500 | $1,133,000 | thousands by filing date | call |
| UNITED STATES STEEL CORP | 912909908 | COM | 60,000 | $1,132,000 | thousands by filing date | call |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 5,000 | $1,082,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T900 | Cmn | 53,100 | $1,039,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,249 | $1,026,000 | thousands by filing date | |
| GLD PUT 380.000 09182026 | 78463v957 | PUT | 7,500 | $942,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 23,791 | $936,000 | thousands by filing date | |
| TWITTER INC | 90184L952 | COM | 39,900 | $920,000 | thousands by filing date | put |
| GENERAL ELECTRIC CO | 369604903 | COM | 30,500 | $903,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112953 | PUT | 50,000 | $889,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 25,000 | $879,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,340 | $838,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361902 | CALL | 20,800 | $819,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 35,417 | $816,000 | thousands by filing date | |
| DELTA AIR LINES INC | 247361952 | PUT | 20,700 | $815,000 | thousands by filing date | put |
| ISHARES SILVER TR | 46428Q909 | CALL | 42,600 | $775,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A900 | ST STR SP BIOT | 20,000 | $769,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 95,844 | $765,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N958 | COM | 68,000 | $743,000 | thousands by filing date | put |
| BLACKBERRY LTD | 09228F953 | PUT | 90,000 | $718,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 9,877 | $658,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 57,000 | $619,000 | thousands by filing date | call |
| HALLIBURTON CO | 406216901 | CALL | 13,400 | $601,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901908 | COM | 32,200 | $571,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 40,800 | $534,000 | thousands by filing date | |
| GOPRO INC | 38268T903 | CL A | 31,100 | $519,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 44,994 | $492,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 8,100 | $466,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,562 | $442,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738C956 | PUT | 75,100 | $438,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,000 | $426,000 | thousands by filing date | |
| J.C. PENNEY CO INC | 708160956 | COM | 45,000 | $415,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 4,165 | $410,000 | thousands by filing date | |
| SMUCKER J M CO | 832696955 | COM NEW | 3,000 | $407,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,600 | $393,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746951 | CALL | 8,500 | $376,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 7,809 | $369,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP | 517834957 | PUT | 6,000 | $345,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP | 517834907 | COM | 6,000 | $345,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,478 | $344,000 | thousands by filing date | |
| QUALCOMM INC | 747525903 | CALL | 5,000 | $343,000 | thousands by filing date | call |
| PROSHARES TR | 74347B951 | PSHS ULTSH 20YRS | 10,800 | $341,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 7,062 | $338,000 | thousands by filing date | |
| NETFLIX INC. | 64110L956 | PUT | 3,400 | $335,000 | thousands by filing date | put |
| TRANSOCEAN LTD | H8817H950 | REGISTERED SHS | 30,000 | $320,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167957 | COM | 51,000 | $320,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134907 | CALL | 3,200 | $312,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 18,445 | $310,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 8,100 | $308,000 | thousands by filing date | |
| NVIDIA CORPORATION | 67066G904 | CALL | 4,500 | $308,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V950 | PUT | 17,600 | $296,000 | thousands by filing date | put |
| SCIENTIFIC GAMES CORP CMN STK | 80874P909 | Cmn | 25,000 | $282,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 12,000 | $275,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122958 | COM | 5,000 | $270,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 4,200 | $260,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,600 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,000 | $242,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102955 | COM | 4,000 | $234,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 7,800 | $232,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,000 | $228,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 40,000 | $220,000 | thousands by filing date | |
| MANNKIND CORP | 56400P901 | Option | 350,000 | $217,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 6,334 | $216,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 8,498 | $209,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G952 | CALL | 2,400 | $209,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167907 | COM | 32,500 | $204,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696905 | COM NEW | 1,500 | $203,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 6,814 | $202,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 4,000 | $201,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 11,700 | $188,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,282 | $141,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V908 | CALL | 13,500 | $126,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 20,000 | $117,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 15,000 | $99,000 | thousands by filing date | |
| GALENA BIOPHARMA INC | 363256908 | Cmn | 217,200 | $76,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A959 | PUT | 10,000 | $62,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 10,300 | $58,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 57,500 | $36,000 | thousands by filing date | |
| SEADRILL LTD | G7945E905 | COM | 10,000 | $24,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001572748-16-000028 | this filing | 2016-11-14 | acceptance time not in the bulk data set |