13F-HR/A filed by PEAK6 Group LLC
PEAK6 Group LLC filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2013-11-21, with 5,030 holding rows worth $14,607,524,000.
- Accession
- 0001570931-13-000045
- Filer
- CIK 1389957
- Filed
- 2013-11-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type new holdings, 6,825 entries on the cover page, a total value of $14,607,524,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,607,524,000 with VALUE read as thousands by filing date, 13F file number 028-12352. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerALEPH6 LLC028-12346
- included managerPEAK6 Capital Management LLC028-12348
- included managerPEAK6 Advisors LLC028-12351
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 1,000 | $54,000 | thousands by filing date | put |
| UTI WORLDWIDE INC | G87210103 | ORD | 3,600 | $54,000 | thousands by filing date | call |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 2,900 | $54,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 3,522 | $54,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 2,200 | $53,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 5,500 | $53,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,000 | $53,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,100 | $53,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 6,600 | $53,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 7,000 | $53,000 | thousands by filing date | put |
| PMC-SIERRA INC | 69344F106 | COM | 8,000 | $53,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 21,900 | $53,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 4,100 | $53,000 | thousands by filing date | put |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 1,326 | $52,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 11,200 | $52,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 8,769 | $52,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 11,420 | $52,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 6,199 | $52,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 600 | $52,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 4,600 | $52,000 | thousands by filing date | call |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 2,000 | $52,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 4,600 | $52,000 | thousands by filing date | call |
| RENTRAK CORP | 760174102 | COM | 1,600 | $52,000 | thousands by filing date | put |
| METHANEX CORP COM | 59151K108 | Stock | 1,000 | $51,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 1,100 | $51,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,900 | $51,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 4,300 | $51,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 4,000 | $51,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 12,475 | $51,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 9,268 | $51,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 15,700 | $51,000 | thousands by filing date | put |
| CNO FINL GROUP INC | 12621E103 | COM | 3,500 | $50,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 2,164 | $50,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 833 | $50,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 3,000 | $50,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694305 | COM | 4,000 | $50,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 4,100 | $49,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 3,800 | $49,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 5,925 | $49,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 5,000 | $49,000 | thousands by filing date | put |
| NUVASIVE INC | 670704105 | COM | 2,000 | $49,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 10,000 | $49,000 | thousands by filing date | put |
| PIKE ELEC CORP | 721283109 | COM | 4,330 | $49,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 21,700 | $49,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 4,500 | $49,000 | thousands by filing date | put |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 2,100 | $49,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 3,726 | $48,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 8,000 | $48,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 9,200 | $48,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 2,800 | $48,000 | thousands by filing date | call |
| THORATEC CORP | 885175307 | COM | 1,300 | $48,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 1,972 | $48,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 16,408 | $48,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 8,000 | $48,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 5,000 | $47,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 3,900 | $47,000 | thousands by filing date | call |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,200 | $47,000 | thousands by filing date | put |
| CAI INTERNATIONAL INC | 12477X106 | COM | 2,000 | $47,000 | thousands by filing date | call |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 3,206 | $47,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 19,215 | $47,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 5,200 | $47,000 | thousands by filing date | put |
| REACHLOCAL INC | 75525F104 | COM | 3,961 | $47,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 4,200 | $47,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 4,100 | $47,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 17,749 | $47,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,125 | $46,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,875 | $46,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 3,800 | $46,000 | thousands by filing date | put |
| MERGE HEALTHCARE INC | 589499102 | COM | 17,725 | $46,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 5,113 | $46,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,200 | $45,000 | thousands by filing date | call |
| FLEX LTD ORD | Y2573F102 | Stock | 5,000 | $45,000 | thousands by filing date | put |
| WD 40 CO COM | 929236107 | Stock | 700 | $45,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 2,446 | $45,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 1,800 | $45,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 2,100 | $45,000 | thousands by filing date | put |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 6,000 | $45,000 | thousands by filing date | put |
| CTC MEDIA INC | 12642X106 | COM | 4,298 | $45,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,000 | $45,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 5,000 | $44,000 | thousands by filing date | put |
| SANDERSON FARMS | 800013104 | COM | 676 | $44,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,300 | $44,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 2,730 | $44,000 | thousands by filing date | put |
| Surmodics Inc | 868873100 | Common Stock | 1,868 | $44,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 19,230 | $44,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 10,700 | $44,000 | thousands by filing date | call |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 323 | $44,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 18,475 | $44,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 4,103 | $44,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 17,000 | $44,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 12,600 | $44,000 | thousands by filing date | put |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 2,000 | $44,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 5,216 | $43,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 500 | $43,000 | thousands by filing date | put |
| KELLY SVCS INC | 488152208 | CL A | 2,200 | $43,000 | thousands by filing date | put |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 3,090 | $43,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,000 | $43,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 6,000 | $43,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 1,400 | $43,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 16,427 | $43,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 20,197 | $43,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 4,444 | $43,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 5,000 | $43,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,400 | $42,000 | thousands by filing date | put |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,200 | $42,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 300 | $42,000 | thousands by filing date | put |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,200 | $42,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,500 | $42,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 382 | $42,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 2,600 | $42,000 | thousands by filing date | put |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 9,500 | $42,000 | thousands by filing date | call |
| ZEP INC | 98944B108 | COMMON STOCK | 2,600 | $42,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 2,500 | $42,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 5,688 | $42,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 2,500 | $42,000 | thousands by filing date | put |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 5,200 | $42,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 2,000 | $41,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 400 | $41,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 4,900 | $41,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 1,647 | $41,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 600 | $41,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,900 | $41,000 | thousands by filing date | call |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 2,580 | $41,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 3,600 | $41,000 | thousands by filing date | put |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 3,500 | $40,000 | thousands by filing date | put |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 200 | $40,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 1,500 | $40,000 | thousands by filing date | put |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 1,600 | $40,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 4,375 | $40,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 1,000 | $40,000 | thousands by filing date | put |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 4,700 | $40,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 20,600 | $40,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,600 | $40,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 6,700 | $40,000 | thousands by filing date | call |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 13,300 | $40,000 | thousands by filing date | call |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 20,000 | $40,000 | thousands by filing date | put |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 2,100 | $39,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,173 | $39,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 900 | $39,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 6,649 | $39,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 1,000 | $39,000 | thousands by filing date | put |
| KEMET CORP | 488360207 | COM NEW | 9,300 | $39,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 16,700 | $38,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 1,100 | $38,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 4,890 | $38,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,257 | $38,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,500 | $38,000 | thousands by filing date | put |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 26,379 | $38,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,121 | $38,000 | thousands by filing date | |
| DOUBLE EAGLE PETE CO | 258570209 | COM PAR $0.10 | 12,480 | $38,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,961 | $38,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 20,000 | $38,000 | thousands by filing date | call |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 19,250 | $38,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 1,500 | $37,000 | thousands by filing date | call |
| NORTHEAST UTILS | 664397106 | COM | 900 | $37,000 | thousands by filing date | put |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 3,100 | $37,000 | thousands by filing date | call |
| CENVEO INC | 15670S105 | COM | 12,700 | $37,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 5,000 | $37,000 | thousands by filing date | put |
| BRINKER INTL INC COM | 109641100 | Stock | 900 | $36,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 8,300 | $36,000 | thousands by filing date | put |
| CTS CORP | 126501105 | COM | 2,300 | $36,000 | thousands by filing date | put |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 3,400 | $36,000 | thousands by filing date | put |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,700 | $36,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 6,000 | $36,000 | thousands by filing date | put |
| AMPHENOL CORP NEW | 032095101 | COM | 446 | $35,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 1,100 | $35,000 | thousands by filing date | call |
| CNO FINL GROUP INC | 12621E103 | COM | 2,454 | $35,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 3,500 | $35,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 11,235 | $35,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,000 | $35,000 | thousands by filing date | call |
| EARTHLINK INC | 270321102 | COM | 7,100 | $35,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 5,500 | $35,000 | thousands by filing date | put |
| GIVEN IMAGING LTD | M52020100 | ORD | 1,800 | $35,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 536 | $34,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,700 | $34,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 1,200 | $34,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,000 | $34,000 | thousands by filing date | put |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,511 | $34,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 1,300 | $34,000 | thousands by filing date | call |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 2,600 | $34,000 | thousands by filing date | call |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 3,000 | $34,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 500 | $33,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,000 | $33,000 | thousands by filing date | put |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 1,200 | $33,000 | thousands by filing date | put |
| Lincoln National Corporat | 524901105 | COM | 1,000 | $33,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 5,800 | $33,000 | thousands by filing date | put |
| STEIN MART INC | 858375108 | COM | 2,400 | $33,000 | thousands by filing date | call |
| NEWPORT CORP | 651824104 | COM | 2,100 | $33,000 | thousands by filing date | put |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 5,959 | $33,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 4,100 | $33,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 400 | $32,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,197 | $32,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,500 | $32,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 900 | $32,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 3,200 | $32,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 3,500 | $32,000 | thousands by filing date | call |
| PALL CORP | 696429307 | COM | 414 | $32,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,000 | $32,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 4,300 | $32,000 | thousands by filing date | put |
| ANADIGICS INC | 032515108 | COM | 16,127 | $32,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 3,000 | $32,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,300 | $32,000 | thousands by filing date | put |
| MANULIFE FINL CORP | 56501R106 | COM | 1,908 | $31,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 400 | $31,000 | thousands by filing date | put |
| CRANE CO | 224399105 | COM | 500 | $31,000 | thousands by filing date | call |
| BANKUNITED INC | 06652K103 | COM | 1,000 | $31,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 500 | $31,000 | thousands by filing date | put |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 6,300 | $31,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 400 | $31,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 900 | $31,000 | thousands by filing date | put |
| IBERIABANK CORP | 450828108 | COM | 600 | $31,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 1,600 | $31,000 | thousands by filing date | put |
| SYNERGY RES CORP | 87164P103 | COM | 3,200 | $31,000 | thousands by filing date | put |
| CAPITALSOURCE INC | 14055X102 | COM | 2,600 | $31,000 | thousands by filing date | call |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,737 | $31,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 2,500 | $31,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,900 | $30,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 1,070 | $30,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,000 | $30,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 4,929 | $30,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 500 | $30,000 | thousands by filing date | call |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 2,400 | $30,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,498 | $30,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 1,500 | $30,000 | thousands by filing date | put |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 4,200 | $30,000 | thousands by filing date | call |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 4,102 | $30,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 19,953 | $29,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 500 | $29,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 5,000 | $29,000 | thousands by filing date | put |
| PRIMO WTR CORP | 74165N105 | COM | 12,000 | $29,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,500 | $29,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 1,000 | $28,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 1,300 | $28,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 4,998 | $28,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,208 | $28,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 3,286 | $28,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,000 | $28,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,000 | $28,000 | thousands by filing date | call |
| ACE LTD | H0023R105 | SHS | 300 | $28,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 22,100 | $28,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 995 | $27,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,549 | $27,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 3,000 | $27,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 1,608 | $27,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 3,600 | $27,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 10,000 | $27,000 | thousands by filing date | put |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 10,100 | $27,000 | thousands by filing date | put |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 40,384 | $27,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 1,000 | $26,000 | thousands by filing date | put |
| KENNAMETAL INC | 489170100 | COM | 573 | $26,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 1,000 | $26,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 6,900 | $26,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,600 | $26,000 | thousands by filing date | put |
| CHAMBERS STR PPTYS | 157842105 | COM | 3,000 | $26,000 | thousands by filing date | put |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 900 | $26,000 | thousands by filing date | put |
| XO GROUP INC | 983772104 | COM | 2,002 | $26,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 5,900 | $26,000 | thousands by filing date | put |
| AUGUSTA RES CORP | 050912203 | COM NEW | 12,514 | $26,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 749 | $25,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,600 | $25,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 2,500 | $25,000 | thousands by filing date | call |
| TAHOE RES INC | 873868103 | COM | 1,400 | $25,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 500 | $25,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 400 | $25,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 4,375 | $25,000 | thousands by filing date | |
| VANGUARD HEALTH SYS INC | 922036207 | COM | 1,200 | $25,000 | thousands by filing date | call |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 1,583 | $25,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 12,401 | $25,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 5,400 | $24,000 | thousands by filing date | put |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 2,000 | $24,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 653 | $24,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 4,000 | $24,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 500 | $23,000 | thousands by filing date | put |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 6,030 | $23,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 5,162 | $23,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 7,300 | $23,000 | thousands by filing date | call |
| SUPERVALU INC | 868536103 | COM | 2,800 | $23,000 | thousands by filing date | put |
| OI S.A. | 670851203 | SPN ADR REP PFD | 12,400 | $23,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 600 | $22,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6,475 | $22,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,365 | $22,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 10,600 | $22,000 | thousands by filing date | call |
| Spectra Energy Partners | 84756N109 | COM | 500 | $22,000 | thousands by filing date | call |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 1,400 | $22,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 1,000 | $22,000 | thousands by filing date | put |
| CBEYOND INC | 149847105 | COM | 3,500 | $22,000 | thousands by filing date | put |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 2,777 | $22,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 6,300 | $22,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,600 | $21,000 | thousands by filing date | call |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 7,605 | $21,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 7,600 | $21,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 700 | $20,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 2,500 | $20,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 1,500 | $20,000 | thousands by filing date | call |
| UTI WORLDWIDE INC | G87210103 | ORD | 1,300 | $20,000 | thousands by filing date | put |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 700 | $20,000 | thousands by filing date | call |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 5,800 | $20,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 900 | $20,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 8,500 | $20,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 400 | $19,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 500 | $19,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 9,300 | $19,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 6,900 | $19,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 300 | $19,000 | thousands by filing date | put |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,656 | $19,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 607 | $19,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 2,000 | $19,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 498 | $19,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 5,500 | $19,000 | thousands by filing date | put |
| JARDEN CORP | 471109108 | COM | 400 | $19,000 | thousands by filing date | call |
| DRESSER-RAND GROUP INC | 261608103 | COM | 300 | $19,000 | thousands by filing date | put |
| Meru Networks, Inc. | 59047Q103 | COM | 5,911 | $19,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 431 | $18,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 700 | $18,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 1,500 | $18,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 200 | $18,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 3,000 | $18,000 | thousands by filing date | call |
| MESABI TR | 590672101 | CTF BEN INT | 800 | $18,000 | thousands by filing date | put |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 700 | $18,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 419 | $18,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 3,418 | $18,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,800 | $18,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 6,700 | $18,000 | thousands by filing date | put |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 2,500 | $18,000 | thousands by filing date | call |
| VOCUS INC | 92858J108 | COM | 1,898 | $18,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 8,000 | $18,000 | thousands by filing date | put |
| INTRALINKS HLDGS INC | 46118H104 | COM | 2,000 | $18,000 | thousands by filing date | put |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 7,000 | $18,000 | thousands by filing date | put |
| EMERALD OIL INC | 29101U209 | COM NEW | 2,500 | $18,000 | thousands by filing date | put |
| GOLDFIELD CORP | 381370105 | COM | 10,400 | $18,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 10,235 | $18,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,000 | $17,000 | thousands by filing date | call |
| FIVE BELOW INC COM | 33829M101 | Stock | 400 | $17,000 | thousands by filing date | put |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 2,500 | $17,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 1,300 | $17,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,000 | $17,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 200 | $17,000 | thousands by filing date | put |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 900 | $17,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 5,200 | $17,000 | thousands by filing date | put |
| SYNERGY RES CORP | 87164P103 | COM | 1,769 | $17,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 1,000 | $17,000 | thousands by filing date | put |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 7,385 | $17,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 225 | $17,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 7,300 | $17,000 | thousands by filing date | put |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 2,300 | $17,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 622 | $16,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,000 | $16,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 15,000 | $16,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 2,200 | $16,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 700 | $16,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 300 | $16,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,091 | $16,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 200 | $16,000 | thousands by filing date | call |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2,000 | $16,000 | thousands by filing date | call |
| INFORMATICA CORP | 45666Q102 | COM | 400 | $16,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 3,700 | $16,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 500 | $15,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,000 | $15,000 | thousands by filing date | put |
| GASLOG LTD | G37585109 | SHS | 1,000 | $15,000 | thousands by filing date | put |
| NEVSUN RES LTD | 64156L101 | COM | 4,800 | $15,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,000 | $15,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,433 | $15,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 300 | $14,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 176 | $14,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 400 | $14,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,100 | $14,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 500 | $14,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 2,004 | $14,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 1,500 | $14,000 | thousands by filing date | call |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 5,300 | $14,000 | thousands by filing date | call |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 2,700 | $14,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 400 | $14,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,339 | $13,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 300 | $13,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 1,672 | $13,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 100 | $13,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 300 | $13,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 800 | $13,000 | thousands by filing date | put |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,794 | $13,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 5,600 | $13,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,000 | $13,000 | thousands by filing date | put |
| ZOLTEK COS INC | 98975W104 | COM | 800 | $13,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J104 | COM | 2,100 | $13,000 | thousands by filing date | put |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 700 | $12,000 | thousands by filing date | call |
| CRANE CO | 224399105 | COM | 200 | $12,000 | thousands by filing date | put |
| CAVIUM INC | 14964U108 | COM | 300 | $12,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,545 | $12,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 881 | $12,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 5,000 | $12,000 | thousands by filing date | put |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,700 | $12,000 | thousands by filing date | put |
| SUNSHINE HEART INC | 86782u106 | COM | 1,000 | $12,000 | thousands by filing date | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 500 | $11,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 5,500 | $11,000 | thousands by filing date | put |
| PINNACLE WEST CAP CORP | 723484101 | COM | 200 | $11,000 | thousands by filing date | call |
| SEMGROUP CORP | 81663A105 | CL A | 200 | $11,000 | thousands by filing date | put |
| AWARE INC MASS | 05453N100 | CMN | 2,000 | $11,000 | thousands by filing date | put |
| WELLTOWER INC | 42217K106 | COM | 171 | $11,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,800 | $11,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 200 | $11,000 | thousands by filing date | call |
| EXA CORP | 300614500 | COM | 700 | $11,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3,000 | $11,000 | thousands by filing date | call |
| INVENTURE FOODS INC | 461212102 | COM | 1,000 | $11,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,500 | $11,000 | thousands by filing date | put |
| AVALON RARE METALS INC | 053470100 | COM | 12,050 | $11,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 100 | $10,000 | thousands by filing date | put |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 600 | $10,000 | thousands by filing date | put |
| CARTERS INC | 146229109 | COM | 128 | $10,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 1,000 | $10,000 | thousands by filing date | put |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 500 | $10,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 2,000 | $10,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,900 | $10,000 | thousands by filing date | put |
| Peregrine Semiconductor | 71366R703 | COM | 1,100 | $10,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 2,000 | $10,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 2,100 | $9,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 500 | $9,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 500 | $9,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 500 | $9,000 | thousands by filing date | call |
| LSI CORPORATION | 502161102 | COM | 1,200 | $9,000 | thousands by filing date | put |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 900 | $9,000 | thousands by filing date | put |
| INTEVAC INC | 461148108 | COM | 1,500 | $9,000 | thousands by filing date | call |
| PRIVATEBANCORP INC | 742962103 | COM | 400 | $9,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 9,650 | $9,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 2,376 | $9,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 2,400 | $9,000 | thousands by filing date | call |
| SAFEWAY INC | 786514208 | COM NEW | 300 | $8,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 100 | $8,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 200 | $8,000 | thousands by filing date | put |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | put |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 320 | $8,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 785 | $8,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 2,472 | $8,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 2,500 | $8,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 300 | $8,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 200 | $8,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 500 | $8,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 500 | $8,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,000 | $7,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 100 | $7,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,700 | $7,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $7,000 | thousands by filing date | put |
| JETBLUE AWYS CORP | 477143101 | COM | 1,000 | $7,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | put |
| NATUS MEDICAL INC | 639050103 | COM | 500 | $7,000 | thousands by filing date | call |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 200 | $7,000 | thousands by filing date | call |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 200 | $7,000 | thousands by filing date | put |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 1,100 | $7,000 | thousands by filing date | put |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 100 | $7,000 | thousands by filing date | call |
| ATMEL CORP | 049513104 | COM | 1,000 | $7,000 | thousands by filing date | call |
| RENREN INC | 759892102 | SPONSORED ADR | 2,000 | $7,000 | thousands by filing date | put |
| NEWCASTLE INVT CORP | 65105M108 | COM | 1,200 | $7,000 | thousands by filing date | call |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 600 | $7,000 | thousands by filing date | call |
| OWENS CORNING WARRANT | 690742127 | COMMON | 221,464 | $7,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 100 | $6,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 200 | $6,000 | thousands by filing date | call |
| DUKE REALTY CORP | 264411505 | COM NEW | 377 | $6,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 300 | $6,000 | thousands by filing date | put |
| TENNANT CO | 880345103 | COM | 99 | $6,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,100 | $6,000 | thousands by filing date | put |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 100 | $6,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,000 | $6,000 | thousands by filing date | put |
| EXTERRAN HLDGS INC | 30225X103 | COM | 200 | $6,000 | thousands by filing date | call |
| BALTIC TRADING LTD | Y0553W103 | COM | 1,200 | $6,000 | thousands by filing date | call |
| HARDINGE INC | 412324303 | COM | 400 | $6,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 162 | $6,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 100 | $5,000 | thousands by filing date | put |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 500 | $5,000 | thousands by filing date | call |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 100 | $5,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 300 | $5,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 400 | $5,000 | thousands by filing date | call |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 500 | $5,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 450 | $5,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 300 | $5,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 700 | $5,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 2,800 | $5,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 200 | $5,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 1,000 | $5,000 | thousands by filing date | put |
| AGL RES INC | 001204106 | COM | 100 | $5,000 | thousands by filing date | put |
| EARTHLINK INC | 270321102 | COM | 1,000 | $5,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 200 | $5,000 | thousands by filing date | put |
| NEW YORK & CO INC | 649295102 | COM | 800 | $5,000 | thousands by filing date | call |
| PRIMERO MNG CORP | 74164W106 | COM | 1,000 | $5,000 | thousands by filing date | put |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 4,800 | $5,000 | thousands by filing date | put |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,900 | $5,000 | thousands by filing date | put |
| WARREN RESOURCES INC | 93564A100 | COM | 1,700 | $5,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 62 | $4,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 73 | $4,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 200 | $4,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 500 | $4,000 | thousands by filing date | call |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 100 | $4,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 400 | $4,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 263 | $4,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 100 | $4,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826T108 | COM | 600 | $4,000 | thousands by filing date | put |
| Lihua International Inc. | 532352101 | COM | 900 | $4,000 | thousands by filing date | call |
| WALKER&DUNLOPINC | 93148P102 | STOK | 200 | $3,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 38 | $3,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 300 | $3,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 3,060 | $3,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 200 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001570931-13-000042 | superseded | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001570931-13-000045 | this filing | 2013-11-21 | acceptance time not in the bulk data set |