13F-HR filed by WATERFALL ASSET MANAGEMENT, LLC
WATERFALL ASSET MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2025-09-30, filed 2025-11-12, with 18 holding rows worth $902,591,079.
- Accession
- 0001570717-25-000005
- Filer
- CIK 1570717
- Filed
- 2025-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2025
A holdings report, 18 entries on the cover page, a total value of $902,591,079 stated on the cover page (in dollars after the unit check, H1), rows summing to $902,591,079 with VALUE read as dollars as filed, 13F file number 028-23794. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,201,900 | $800,681,742 | dollars as filed | put |
| Redwood Trust Inc Note 7.750 percent 6/1 | 758075AF2 | Convertible | 26,563,000 | $26,607,264 | dollars as filed | principal |
| READY CAPITAL CORP | 75574U101 | COM | 3,908,983 | $15,127,764 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 730,000 | $8,767,300 | dollars as filed | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 314,643 | $6,393,546 | dollars as filed | |
| LINEAGE INC COM | 53566V106 | REIT | 162,409 | $6,275,484 | dollars as filed | |
| PennyMac Corp | 70932AAH6 | Convertible Bond | 5,901,000 | $6,049,240 | dollars as filed | principal |
| RITHM PPTY TR INC | 38983D862 | 9.875 FXD-FLT C | 218,613 | $5,513,351 | dollars as filed | principal |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 255,041 | $4,299,991 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 360,573 | $4,114,698 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 644,158 | $3,497,778 | dollars as filed | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 30,500 | $3,256,790 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 342,259 | $2,782,566 | dollars as filed | |
| FRONTVIEW REIT INC COM | 35922N100 | REIT | 195,000 | $2,673,450 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 62,000 | $2,310,120 | dollars as filed | |
| DYNEX CAP INC | 26817Q886 | COM | 150,000 | $1,842,002 | dollars as filed | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 122,153 | $1,353,455 | dollars as filed | |
| FLEXSHOPPER INC | 33939J303 | COM | 1,629,544 | $1,044,538 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001570717-25-000005 | this filing | 2025-11-12 | acceptance time not in the bulk data set |