13F-HR filed by Fernwood Investment Management, LLC
Fernwood Investment Management, LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-08, with 190 holding rows worth $278,212,473.
- Accession
- 0001570296-23-000008
- Filer
- CIK 1570296
- Filed
- 2023-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 190 entries on the cover page, a total value of $278,212,473 stated on the cover page (in dollars after the unit check, H1), rows summing to $278,212,479 with VALUE read as dollars as filed, 13F file number 028-15739. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEXAS PACIFIC LAND CORPORATION COM | 88262P102 | Stock | 8,129 | $14,823,139 | dollars as filed | |
| Apple Inc | 037833100 | COM | 81,858 | $13,897,797 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 22,405 | $9,621,571 | dollars as filed | |
| MONGODB INC CL A | 60937P106 | Stock | 21,872 | $7,537,645 | dollars as filed | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 33,076 | $7,504,915 | dollars as filed | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 379,702 | $6,584,033 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 51,545 | $6,565,957 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,067 | $6,324,524 | dollars as filed | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 235,620 | $6,213,299 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 11,520 | $6,187,738 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 46,930 | $5,884,671 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 18,177 | $5,516,427 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 9,734 | $5,001,126 | dollars as filed | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 26,427 | $4,928,900 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 249,250 | $4,852,898 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 96,736 | $4,791,348 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 10,633 | $4,585,816 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 16,833 | $3,854,772 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 54,466 | $3,802,817 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 28,086 | $3,485,185 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 54,495 | $2,949,814 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 31,758 | $2,940,125 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 14,199 | $2,891,350 | dollars as filed | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 12,185 | $2,862,378 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 18,096 | $2,815,995 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 65,557 | $2,756,668 | dollars as filed | |
| IJH | 464287507 | COM | 11,221 | $2,729,660 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 22,021 | $2,582,391 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 8,525 | $2,556,471 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,363 | $2,496,784 | dollars as filed | |
| AXONENTERPRISEINC | 05464C101 | STOK | 12,325 | $2,452,552 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,894 | $2,417,139 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 14,721 | $2,214,321 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 8,465 | $2,127,578 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,580 | $2,112,237 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 11,150 | $2,006,666 | dollars as filed | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 37,189 | $1,952,042 | dollars as filed | |
| GOLAR LNG LTD | G9456A100 | SHS | 78,600 | $1,906,836 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 17,134 | $1,844,304 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 68,670 | $1,814,261 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 31,500 | $1,755,180 | dollars as filed | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,920 | $1,745,011 | dollars as filed | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 25,140 | $1,705,749 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 14,211 | $1,702,478 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 6,669 | $1,665,510 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 6,166 | $1,624,363 | dollars as filed | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $1,594,431 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 20,246 | $1,586,929 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 12,325 | $1,586,721 | dollars as filed | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 26,289 | $1,558,440 | dollars as filed | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 185,063 | $1,556,380 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 20,192 | $1,513,188 | dollars as filed | |
| SPY | 78462F103 | SHS | 197,915 | $1,504,745 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 9,861 | $1,484,069 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 35,797 | $1,476,984 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 16,333 | $1,469,249 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 71,500 | $1,399,970 | dollars as filed | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 86,280 | $1,369,264 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 15,672 | $1,316,077 | dollars as filed | |
| YUM BRANDS INC COM | 988498101 | Stock | 10,450 | $1,305,623 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,689 | $1,283,783 | dollars as filed | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 8,150 | $1,273,112 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 7,865 | $1,234,726 | dollars as filed | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 40,000 | $1,228,800 | dollars as filed | |
| KELLANOVA | 487836108 | COM | 20,011 | $1,190,837 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 6,752 | $1,190,423 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 7,005 | $1,172,497 | dollars as filed | |
| SAFETY INS GROUP INC | 78648T100 | COM | 17,093 | $1,165,572 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 38,146 | $1,145,531 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 21,624 | $1,141,747 | dollars as filed | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 37,567 | $1,103,718 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 13,731 | $1,098,862 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 30,254 | $1,092,638 | dollars as filed | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 56,950 | $1,072,369 | dollars as filed | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 81,987 | $1,063,371 | dollars as filed | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 5,275 | $1,055,897 | dollars as filed | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,775 | $963,717 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 78,300 | $963,090 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 47,309 | $949,965 | dollars as filed | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 10,000 | $937,400 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 10,140 | $912,296 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,415 | $887,681 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 6,665 | $878,380 | dollars as filed | |
| Danaher Corporation | 235851102 | COM | 3,896 | $855,650 | dollars as filed | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 9,129 | $838,225 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 7,499 | $828,415 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 10,450 | $790,438 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,963 | $773,583 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 2,880 | $740,189 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 2,790 | $717,142 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 2,608 | $711,984 | dollars as filed | |
| HERSHEY CO COM | 427866108 | Stock | 3,250 | $650,260 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,277 | $643,851 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 50,204 | $643,113 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 18,949 | $638,392 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,292 | $609,649 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 49,000 | $603,190 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 11,549 | $590,847 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 4,250 | $583,440 | dollars as filed | |
| SL GREEN RLTY CORP COM | 78440X887 | REIT | 15,446 | $576,136 | dollars as filed | |
| OPENLANE INC | 48238T109 | COM | 38,232 | $569,976 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 8,326 | $569,665 | dollars as filed | |
| VERINT SYS INC | 92343X100 | COM | 24,600 | $565,554 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 12,902 | $564,979 | dollars as filed | |
| WATERS CORP COM | 941848103 | Stock | 2,025 | $555,275 | dollars as filed | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 6,862 | $554,930 | dollars as filed | |
| CONAGRA FOODS INC | 205887102 | COM | 20,116 | $551,581 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 17,796 | $541,723 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 484 | $539,660 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 9,885 | $536,360 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 16,200 | $535,572 | dollars as filed | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 14,055 | $526,781 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 5,423 | $525,526 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 4,219 | $515,942 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,764 | $512,343 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 24,377 | $511,673 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,163 | $509,180 | dollars as filed | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 18,088 | $500,676 | dollars as filed | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 9,284 | $492,238 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,820 | $485,041 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 2,480 | $458,155 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,258 | $456,079 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,993 | $454,397 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,775 | $452,193 | dollars as filed | |
| MasterCard, Inc | 57636Q104 | COM | 1,139 | $448,991 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 5,911 | $440,901 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 2,810 | $439,344 | dollars as filed | |
| TRUPANION INC | 898202106 | COM | 15,000 | $423,000 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 11,300 | $419,908 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 1,067 | $402,710 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 1,896 | $384,717 | dollars as filed | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,790 | $377,097 | dollars as filed | |
| SPDW | 78463X889 | COM | 12,016 | $372,616 | dollars as filed | |
| JACKSON FINANCIAL INC COM CL A | 46817M107 | Stock | 9,675 | $369,779 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 23,170 | $369,586 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,855 | $365,570 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,150 | $351,118 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 6,184 | $346,180 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 6,643 | $342,513 | dollars as filed | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 290 | $321,340 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 3,480 | $319,420 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 9,700 | $319,227 | dollars as filed | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,648 | $319,111 | dollars as filed | |
| JASPER THERAPEUTICS INC | 471871103 | COM | 454,706 | $318,294 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,940 | $312,963 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 4,288 | $308,613 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 3,035 | $308,174 | dollars as filed | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,500 | $304,575 | dollars as filed | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,000 | $294,600 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,063 | $288,544 | dollars as filed | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 2,800 | $288,036 | dollars as filed | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,474 | $278,725 | dollars as filed | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 7,970 | $278,711 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 5,171 | $267,237 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,701 | $267,102 | dollars as filed | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 6,387 | $262,983 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 3,563 | $262,873 | dollars as filed | |
| LISTED FDS TR | 53656G514 | HORI KI ENER ETF | 9,535 | $257,961 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 793 | $256,615 | dollars as filed | |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 4,542 | $253,671 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 3,983 | $252,642 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,460 | $250,317 | dollars as filed | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 2,762 | $249,685 | dollars as filed | |
| KNIFE RIVER CORP COMMON STOCK | 498894104 | Stock | 5,087 | $248,398 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 13,869 | $246,315 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,640 | $241,164 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,165 | $240,238 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 1,419 | $239,166 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 7,667 | $237,064 | dollars as filed | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,352 | $235,221 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 4,250 | $234,600 | dollars as filed | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 5,165 | $228,396 | dollars as filed | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,200 | $228,360 | dollars as filed | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,200 | $227,552 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 1,523 | $222,200 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,065 | $218,725 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,158 | $214,112 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,047 | $211,510 | dollars as filed | |
| BRUNSWICK CORP | 117043109 | COM | 2,600 | $205,400 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 1,869 | $203,646 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,920 | $202,210 | dollars as filed | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 3,000 | $200,610 | dollars as filed | |
| N-ABLE INC COMMON STOCK | 62878D100 | Stock | 15,100 | $194,790 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 12,585 | $156,309 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 18,650 | $89,707 | dollars as filed | |
| INVESCO SR INCOME TR | 46131H107 | COM | 15,400 | $60,368 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 410,000 | $57,400 | dollars as filed | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 16,400 | $35,096 | dollars as filed | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 11,500 | $25,415 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 20,000 | $12,132 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001570296-23-000008 | this filing | 2023-11-08 | acceptance time not in the bulk data set |