13F-HR filed by Fernwood Investment Management, LLC
Fernwood Investment Management, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-13, with 166 holding rows worth $189,221,000.
- Accession
- 0001570296-18-000009
- Filer
- CIK 1570296
- Filed
- 2018-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 166 entries on the cover page, a total value of $189,221,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $189,217,000 with VALUE read as thousands by filing date, 13F file number 028-15739. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 383,702 | $14,581,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 153,131 | $9,984,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 229,378 | $6,108,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 19,488 | $5,705,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 71,814 | $4,331,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,896 | $3,930,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 45,286 | $3,565,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 43,999 | $3,397,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 27,185 | $3,231,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 9,035 | $3,192,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 18,246 | $3,075,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 20,064 | $3,011,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 16,705 | $2,720,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 27,240 | $2,717,000 | thousands by filing date | |
| IJH | 464287507 | COM | 13,421 | $2,702,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,047 | $2,628,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 32,206 | $2,626,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 15,146 | $2,449,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 17,463 | $2,413,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 67,951 | $2,346,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 80,700 | $2,243,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 17,367 | $2,226,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,826 | $2,204,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 18,201 | $2,052,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,810 | $2,024,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 25,150 | $1,940,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 6 | $1,920,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 24,345 | $1,884,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 18,563 | $1,826,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 56,046 | $1,796,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 104,255 | $1,792,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,927 | $1,789,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 186,000 | $1,761,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 25,611 | $1,741,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 24,550 | $1,680,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 68,465 | $1,606,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 41,574 | $1,601,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 49,250 | $1,589,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 44,430 | $1,560,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 69,600 | $1,541,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,290 | $1,540,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 9,150 | $1,470,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 15,405 | $1,457,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 24,760 | $1,443,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 15,250 | $1,406,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 31,858 | $1,404,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,775 | $1,386,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8,206 | $1,352,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 47,188 | $1,283,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 13,682 | $1,244,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 10,215 | $1,204,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 30,770 | $1,144,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 12,205 | $1,107,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 531 | $1,064,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,338 | $973,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 10,690 | $972,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 21,876 | $939,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7,591 | $926,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 19,600 | $894,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 13,325 | $893,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 30,800 | $888,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 3,590 | $848,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 22,659 | $841,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 6,900 | $799,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 7,475 | $766,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 8,500 | $762,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 5,770 | $760,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 4,795 | $748,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 15,773 | $745,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 8,160 | $737,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 7,610 | $730,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 4,664 | $711,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,040 | $709,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 4,837 | $683,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 5,700 | $652,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 7,420 | $652,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 500 | $645,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 9,957 | $640,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 36,100 | $639,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 13,885 | $631,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 4,947 | $613,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 41,800 | $606,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 16,086 | $596,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,210 | $592,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,025 | $589,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,382 | $566,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,325 | $566,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,650 | $550,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 24,850 | $546,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,523 | $540,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,444 | $518,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,337 | $500,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,816 | $499,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 21,870 | $487,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 11,300 | $487,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 8,887 | $479,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,065 | $478,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,165 | $464,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,525 | $462,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,243 | $458,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,680 | $451,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 7,180 | $448,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,590 | $441,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,632 | $440,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 11,444 | $438,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 14,644 | $436,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,741 | $428,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,011 | $423,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,050 | $411,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,220 | $395,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,338 | $391,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,950 | $389,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,436 | $373,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,630 | $371,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 4,500 | $367,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 785 | $357,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 13,538 | $356,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 4,186 | $338,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 9,218 | $334,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 10,622 | $331,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 12,700 | $330,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,200 | $319,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 13,665 | $317,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,700 | $315,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,819 | $312,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 3,150 | $311,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 54,000 | $309,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,195 | $301,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 8,110 | $292,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,355 | $288,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,100 | $288,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,800 | $272,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 727 | $270,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,029 | $257,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,757 | $254,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,225 | $250,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,075 | $248,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,676 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 6,550 | $242,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,051 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,928 | $236,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 21,811 | $233,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 13,096 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,660 | $230,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,398 | $230,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,000 | $223,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,119 | $217,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,300 | $217,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,645 | $215,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,580 | $214,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 350 | $213,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,500 | $211,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 2,696 | $210,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,229 | $207,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 7,000 | $207,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 933 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,307 | $206,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,442 | $205,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,463 | $205,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 4,438 | $202,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 16,000 | $148,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 10,000 | $126,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 30,900 | $99,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 22,500 | $97,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 11,005 | $56,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 16,000 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001570296-18-000009 | this filing | 2018-11-13 | acceptance time not in the bulk data set |